AgileThought, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows, 46 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-31: Reporting owner ROJAS DOMENE ALEJANDRO; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-03-31: Reporting owner Ibarra Marina Diaz; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-03-07: Reporting owner ROJAS DOMENE ALEJANDRO; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-07: Reporting owner Ibarra Marina Diaz; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-31 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 27,000 owned after | $0.00 | 2023-04-12 | |
| 2023-03-31 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 27,000 owned after | $0.00 | 2023-04-12 | |
| 2023-03-07 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.00 | 2023-04-12 | |
| 2023-03-07 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.00 | 2023-04-12 | |
| 2022-12-31 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $0.00 | 2023-04-12 | |
| 2022-12-31 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $0.00 | 2023-04-12 | |
| 2022-12-01 | Johnston Kevin Officer (Global Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 387,500 owned after | $0.00 | 2022-12-05 | |
| 2022-12-01 | Santos David Molero Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,740 29,360 owned after | $0.00 | 2022-12-05 | |
| 2022-12-01 | Singh Amit Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 262,500 owned after | $0.00 | 2022-12-05 | |
| 2022-12-01 | Elizondo Mauricio Garduno Gonzalez Officer (VP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,887 231,975 owned after | $0.00 | 2022-12-05 | |
| 2022-11-10 | Santos David Molero Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 31,100 owned after | $0.00 | 2022-12-05 | |
| 2022-11-10 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 25,666 owned after | $0.00 | 2022-11-28 | |
| 2022-09-30 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 9,000 owned after | $0.00 | 2022-11-28 | |
| 2022-09-30 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 42,333 owned after | $0.00 | 2022-11-28 | |
| 2022-06-30 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 51,333 owned after | $0.00 | 2022-07-05 | |
| 2022-06-30 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 18,000 owned after | $0.00 | 2022-07-05 | |
| 2022-06-01 | Johnston Kevin Officer (Global Chief Operating Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 406,250 owned after | $0.00 | 2022-06-27 | |
| 2022-06-01 | Santos David Molero Officer (Chief Accounting Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,740 36,100 owned after | $0.00 | 2022-06-27 | |
| 2022-06-01 | Singh Amit Officer (Chief Financial Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 281,250 owned after | $0.00 | 2022-06-27 | |
| 2022-06-01 | Elizondo Mauricio Garduno Gonzalez Director, Officer (VP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,888 234,862 owned after | $0.00 | 2022-06-27 | |
| 2022-06-01 | Singh Amit Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 231,250 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 27,000 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | Johnston Kevin Officer (Global Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 331,250 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | Santos David Molero Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,740 31,460 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 69,333 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 60,333 owned after | $0.00 | 2022-06-03 | |
| 2022-05-09 | Elizondo Mauricio Garduno Gonzalez Director, Officer (VP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,100 237,750 owned after | $0.00 | 2022-06-27 | |
| 2022-05-09 | Elizondo Mauricio Garduno Gonzalez Director, Officer (VP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,650 237,750 owned after | $0.00 | 2022-06-27 | |
| 2022-05-09 | Johnston Kevin Officer (Global Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 350,000 owned after | $0.00 | 2022-05-11 | |
| 2022-05-09 | Johnston Kevin Officer (Global Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 350,000 owned after | $0.00 | 2022-05-11 | |
| 2022-05-09 | Santos David Molero Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,920 33,200 owned after | $0.00 | 2022-05-11 | |
| 2022-05-09 | Santos David Molero Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,280 33,200 owned after | $0.00 | 2022-05-11 | |
| 2022-05-09 | Singh Amit Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 250,000 owned after | $0.00 | 2022-05-11 | |
| 2022-05-09 | Singh Amit Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 250,000 owned after | $0.00 | 2022-05-11 | |
| 2022-04-08 holding as of filing | Hernandez Ana Cecilia Officer (Interim CFO) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2022-04-08 | ||
| 2022-01-27 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2022-03-14 | |
| 2022-01-27 | ROJAS DOMENE ALEJANDRO Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +16,667 50,000 owned after | $0.00 | 2022-03-14 | |
| 2022-01-27 | Elizondo Mauricio Garduno Gonzalez Director, Officer (VP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $0.00 | 2022-01-31 | |
| 2022-01-27 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.00 | 2022-01-31 | |
| 2022-01-27 | Ibarra Marina Diaz Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $0.00 | 2022-01-31 | |
| 2022-01-27 | Fernandez Manuel Senderos Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Indirect · By Invertis, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,050,000 1,050,000 owned after | $0.00 | 2022-01-31 | |
| 2022-01-27 | Johnston Kevin Officer (Global Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2022-01-31 | |
| 2022-01-27 | Zavala Diego Director, Officer (Vice President, M&A) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +670,000 670,000 owned after | $0.00 | 2022-01-31 | |
| 2022-01-27 | Santos David Molero Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2022-01-31 | |
| 2022-01-27 | Santos David Molero Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2022-01-31 |