Aerohive Networks, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 138 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-02: Reporting owner KOLLURI KRISHNA KITTU; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
- 2014-04-02: Reporting owner KOLLURI KRISHNA KITTU; Form 4; Security Series E Preferred Stock; Transaction C Conversion of derivative security.
- 2014-04-02: Reporting owner BARRETT M JAMES; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
- 2014-04-02: Reporting owner BARRETT M JAMES; Form 4; Security Series E Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-02 | KOLLURI KRISHNA KITTU Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | KOLLURI KRISHNA KITTU Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | BARRETT M JAMES 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | BARRETT M JAMES 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | BARRIS PETER J 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | BARRIS PETER J 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | BASKETT FOREST 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | BASKETT FOREST 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DRANT RYAN D 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DRANT RYAN D 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | KERINS PATRICK J 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | KERINS PATRICK J 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | MOTT DAVID M 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | MOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | SANDELL SCOTT D 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | SANDELL SCOTT D 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Viswanathan Ravi 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Viswanathan Ravi 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Weller Harry R 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Weller Harry R 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | NEA 13 GP, Ltd | NEW ENTERPRISE ASSOCIATES 13 LP | NEA Partners 13, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,588,446 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | NEA 13 GP, Ltd | NEW ENTERPRISE ASSOCIATES 13 LP | NEA Partners 13, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,065,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | KLEINER PERKINS CAUFIELD & BYERS XII, LLC | KPCB XII Founders Fund, LLC | KPCB XII Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −1,925,158 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | KLEINER PERKINS CAUFIELD & BYERS XII, LLC | KPCB XII Founders Fund, LLC | KPCB XII Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −1,247,493 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | KLEINER PERKINS CAUFIELD & BYERS XII, LLC | KPCB XII Founders Fund, LLC | KPCB XII Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −366,247 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | KLEINER PERKINS CAUFIELD & BYERS XII, LLC | KPCB XII Founders Fund, LLC | KPCB XII Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −192,618 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | FLYNN DAVID K. Director, Officer (President and CEO) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −110,344 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,168,410 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −476,231 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −238,115 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,176,862 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −258,465 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −129,232 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,066,353 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −453,817 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −226,908 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −338,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −74,264 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −37,132 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −34,093 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −7,487 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DENG FENG Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,744 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Lightspeed Ultimate General Partner VII, Ltd. | SCHAEPE CHRISTOPHER J | Lightspeed Venture Partners VII, L.P. | Mhatre Ravi | Lightspeed General Partner VII, L.P. | Eggers Barry | Nieh Peter 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,344,827 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Lightspeed Ultimate General Partner VII, Ltd. | SCHAEPE CHRISTOPHER J | Lightspeed Venture Partners VII, L.P. | Mhatre Ravi | Lightspeed General Partner VII, L.P. | Eggers Barry | Nieh Peter 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,390,735 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Lightspeed Ultimate General Partner VII, Ltd. | SCHAEPE CHRISTOPHER J | Lightspeed Venture Partners VII, L.P. | Mhatre Ravi | Lightspeed General Partner VII, L.P. | Eggers Barry | Nieh Peter 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,347,748 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Lightspeed Ultimate General Partner VII, Ltd. | SCHAEPE CHRISTOPHER J | Lightspeed Venture Partners VII, L.P. | Mhatre Ravi | Lightspeed General Partner VII, L.P. | Eggers Barry | Nieh Peter 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −578,836 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Lightspeed Ultimate General Partner VII, Ltd. | SCHAEPE CHRISTOPHER J | Lightspeed Venture Partners VII, L.P. | Mhatre Ravi | Lightspeed General Partner VII, L.P. | Eggers Barry | Nieh Peter 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −543,897 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Liu Changming Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −96,551 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | MARSHALL FRANK Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −112,384 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,168,410 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −476,231 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −238,115 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,176,862 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −258,465 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −129,232 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,066,353 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −453,817 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −226,908 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −338,143 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −74,264 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −37,132 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −34,093 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −7,487 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Northern Light Venture Capital, Ltd. | Northern Light Partners, L.P. | NORTHERN LIGHT VENTURE FUND L P | Northern Light Partners Fund, L.P. | KE YAN | NORTHERN LIGHT STRATEGIC FUND L P | DENG FENG | Lee Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,744 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | SCHAEPE CHRISTOPHER J Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,344,827 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | SCHAEPE CHRISTOPHER J Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,390,735 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | SCHAEPE CHRISTOPHER J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,347,748 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | SCHAEPE CHRISTOPHER J Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −578,836 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | SCHAEPE CHRISTOPHER J Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −543,897 0 owned after | $0.00 | 2014-04-03 | |
| 2014-03-27 holding as of filing | Weller Harry R 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | Weller Harry R 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | BARRETT M JAMES 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | BARRETT M JAMES 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | KOLLURI KRISHNA KITTU Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | KOLLURI KRISHNA KITTU Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | NEW ENTERPRISE ASSOCIATES 13 LP | NEA 13 GP, Ltd | NEA Partners 13, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | NEW ENTERPRISE ASSOCIATES 13 LP | NEA 13 GP, Ltd | NEA Partners 13, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | SCHAEPE CHRISTOPHER J Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | SCHAEPE CHRISTOPHER J Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | SCHAEPE CHRISTOPHER J Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | SCHAEPE CHRISTOPHER J Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | SCHAEPE CHRISTOPHER J Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | Liu Changming Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | Eggers Barry | Lightspeed Venture Partners VII, L.P. | Nieh Peter | SCHAEPE CHRISTOPHER J | Mhatre Ravi | Lightspeed General Partner VII, L.P. | Lightspeed Ultimate General Partner VII, Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | Eggers Barry | Lightspeed Venture Partners VII, L.P. | Nieh Peter | SCHAEPE CHRISTOPHER J | Mhatre Ravi | Lightspeed General Partner VII, L.P. | Lightspeed Ultimate General Partner VII, Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-27 | ||
| 2014-03-27 holding as of filing | Eggers Barry | Lightspeed Venture Partners VII, L.P. | Nieh Peter | SCHAEPE CHRISTOPHER J | Mhatre Ravi | Lightspeed General Partner VII, L.P. | Lightspeed Ultimate General Partner VII, Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-03-27 |