AeroGrow International, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-04-22: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-04-22; Total offering amount $4,000,000.
- 2012-10-12: Federal exemption Rule 506; Types of securities offered Equity; Debt; Date of first sale 2012-09-14; Total offering amount $1,500,000.
- 2010-11-08: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2010-10-28; Total offering amount $1,500,000.
- 2010-09-23: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2010-05-06; Total offering amount $7,020,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-04-22 | Rule 506 | Equity; OptionToAcquire | 2013-04-22 | $4,000,000 | $4,000,000 | $0 | 1 |
| 2012-10-12 | Rule 506 | Equity; Debt | 2012-09-14 | $1,500,000 | $1,285,722 | $214,278 | 15 |
| 2010-11-08 | Rule 506 | Debt; OptionToAcquire | 2010-10-28 | $1,500,000 | $1,500,000 | $0 | 6 |
| 2010-09-23 D/A | Rule 506 | Debt; OptionToAcquire | 2010-05-06 | $7,020,000 | $7,020,000 | $0 | 106 |
| 2010-06-25 D/A | Rule 506 | Debt; OptionToAcquire | 2010-05-06 | $8,400,000 | $7,000,000 | $1,400,000 | 105 |
| 2010-05-13 D/A | Rule 506 | Debt; OptionToAcquire | 2010-04-13 | $8,400,000 | $4,200,000 | $4,200,000 | 79 |
| 2010-04-30 D/A | Rule 506 | Debt; OptionToAcquire | 2010-04-13 | $8,400,000 | $475,000 | $7,925,000 | 6 |
| 2010-03-18 | Rule 506 | Debt; OptionToAcquire | Yet to occur | $8,400,000 | $0 | $8,400,000 | 0 |
| 2010-03-12 D/A | Rule 506 | SERIES A PREFERRED STOCK, STOCK PURCHASE WARRANTS AND SHARES OF SERIES A PREFERRED STOCK ISSUABLE UPON THE CONVERSION OF THE WARRANTS | 2009-06-30 | $7,000,341 | $7,000,341 | $0 | 24 |
| 2009-11-06 D/A | Rule 506 | Equity; OptionToAcquire | 2009-06-30 | $7,200,341 | $6,650,341 | $550,000 | 20 |
| 2009-07-10 | Rule 506 | Equity; OptionToAcquire | 2009-06-30 | $6,250,341 | $6,250,341 | $0 | 19 |