Adynxx, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-04-28: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-04-14; Total offering amount $14,975,000.
- 2013-11-25: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-11-18; Total offering amount $7,000,000.
- 2013-11-25: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-11-14; Total offering amount $6,000,000.
- 2013-11-18: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-10-22; Total offering amount $1,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-04-28 | Rule 506(b) | Equity; OptionToAcquire | 2014-04-14 | $14,975,000 | $14,975,000 | $0 | 18 |
| 2013-11-25 | Rule 506(b) | Equity; OptionToAcquire | 2013-11-18 | $7,000,000 | $7,000,000 | $0 | 12 |
| 2013-11-25 | Rule 506(b) | Equity; OptionToAcquire | 2013-11-14 | $6,000,000 | $6,000,000 | $0 | 1 |
| 2013-11-18 D/A | Rule 506(b) | Equity; OptionToAcquire | 2013-10-22 | $1,000,000 | $1,000,000 | $0 | 1 |
| 2013-11-06 | Rule 506(b) | Equity; OptionToAcquire | 2013-10-22 | $1,000,000 | $1,000,000 | $0 | 1 |
| 2013-07-09 | Rule 506 | Equity; OptionToAcquire | 2013-06-28 | $2,000,000 | $1,976,925 | $23,075 | 30 |
| 2013-06-10 D/A | Rule 506 | Equity; OptionToAcquire | 2013-04-11 | $3,000,000 | $1,100,000 | $1,900,000 | 26 |
| 2013-05-07 D/A | Rule 506 | Equity; OptionToAcquire | 2013-04-11 | $3,000,000 | $812,000 | $2,188,000 | 19 |
| 2013-04-24 D/A | Rule 506 | Equity; OptionToAcquire | 2013-04-11 | $3,000,000 | $702,000 | $2,298,000 | 17 |
| 2013-04-18 | Rule 506 | Equity; OptionToAcquire | 2013-04-11 | $3,000,000 | $236,000 | $2,764,000 | 8 |
| 2012-11-15 | Rule 506 | Equity; OptionToAcquire | 2012-11-08 | $815,000 | $815,000 | $0 | 10 |
| 2012-08-29 | Rule 506 | Equity; OptionToAcquire | 2012-08-14 | $295,000 | $265,000 | $30,000 | 4 |
| 2012-03-01 | Rule 506 | Equity; OptionToAcquire | 2012-02-16 | $1,050,000 | $1,050,000 | $0 | 12 |
| 2011-03-17 | Rule 506 | Equity; OptionToAcquire | 2011-03-02 | $1,000,000 | $1,000,000 | $0 | 1 |
| 2010-05-25 | Rule 506 | Equity; OptionToAcquire | 2010-05-11 | $2,500,000 | $1,425,000 | $1,075,000 | 15 |