ADVANZEON SOLUTIONS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows, 47 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-17: Reporting owner Martinez Ramon; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-05-23: Reporting owner ESTRADA JAIRO; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-28: Reporting owner ESTRADA JAIRO; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-21: Reporting owner Kulbick Robert R; Form 4/A; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-17 | Martinez Ramon Director, Officer (President (a)) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.25 | 2013-09-25 | |
| 2013-05-23 | ESTRADA JAIRO Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.25 | 2013-05-24 | |
| 2012-11-28 | ESTRADA JAIRO Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.25 | 2012-12-21 | |
| 2011-11-21 | Kulbick Robert R Officer (President) | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.25 | 2011-11-28 | |
| 2011-11-21 | PITTS DAVID R Director | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.25 | 2011-11-28 | |
| 2011-11-21 | Yeap Arthur Director | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.25 | 2011-11-28 | |
| 2011-11-21 | Ray Sharon Kay Director | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.25 | 2011-11-28 | |
| 2011-11-21 | SMITH JOSHUA I Director | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.25 | 2011-11-28 | |
| 2011-11-21 | Finestone Arnold Director | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.25 | 2011-11-28 | |
| 2011-11-21 | Marcus Clark A. Director, Officer (Chairman & CEO), 10% Owner | 4/A | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.25 | 2011-11-28 | |
| 2011-11-21 | Kulbick Robert R Officer (President) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.22 | 2011-11-23 | |
| 2011-11-21 | PITTS DAVID R Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.22 | 2011-11-23 | |
| 2011-11-21 | Yeap Arthur Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.22 | 2011-11-23 | |
| 2011-11-21 | Ray Sharon Kay Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.22 | 2011-11-23 | |
| 2011-11-21 | SMITH JOSHUA I Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.22 | 2011-11-23 | |
| 2011-11-21 | Finestone Arnold Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.22 | 2011-11-23 | |
| 2011-11-21 | Marcus Clark A. Director, Officer (Chairman & CEO), 10% Owner | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.22 | 2011-11-23 | |
| 2011-01-24 | PITTS DAVID R Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.23 exercise price | 2011-01-28 | |
| 2009-12-04 | LANDIS ROBERT JON Officer (Chief Accounting Officer) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.38 exercise price | 2009-12-08 | |
| 2009-01-21 | Ray Sharon Kay Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.56 | 2009-02-02 | |
| 2009-01-21 | Yeap Arthur Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.56 | 2009-01-30 | |
| 2009-01-21 | Finestone Arnold Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.56 | 2009-01-30 | |
| 2009-01-21 | SMITH JOSHUA I Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.56 | 2009-01-30 | |
| 2009-01-14 | Hill John M Director, Officer (Chief Executive Officer) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.52 | 2009-01-16 | |
| 2008-04-23 | Patti Paul F Officer (VP, Clinical Programming) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 32,500 owned after | $0.43 | 2008-04-25 | |
| 2008-02-18 | LANDIS ROBERT JON Director, Officer (CFO and Treasurer) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.65 | 2008-02-20 | |
| 2008-01-14 holding as of filing | Hill John M Officer (Chief Executive Officer) | 3 | Option to buy Derivative · Direct | Holding | $0.55 exercise price | 2008-01-14 | ||
| 2007-10-15 holding as of filing | Bakst Michael D Director | 3 | Option to buy Derivative · Direct | Holding | $0.78 exercise price | 2007-10-15 | ||
| 2007-07-09 holding as of filing | Chevli Vijay A Director | 3 | Option to buy Derivative · Direct | Holding | $1.11 exercise price | 2007-07-09 | ||
| 2007-07-09 holding as of filing | Ramsland Steven Edward Officer (Chief Development Officer) | 3 | Option to buy Derivative · Direct | Holding | $1.12 exercise price | 2007-07-09 | ||
| 2007-07-09 holding as of filing | Peskin Steven R Director | 3 | Option to buy Derivative · Direct | Holding | $1.11 exercise price | 2007-07-09 | ||
| 2007-07-09 holding as of filing | Sucher Michel Aaron Director | 3 | Option to buy Derivative · Direct | Holding | $1.11 exercise price | 2007-07-09 | ||
| 2007-07-09 holding as of filing | Yuhas Michael Kenneth Jr Director | 3 | Option to buy Derivative · Direct | Holding | $1.11 exercise price | 2007-07-09 | ||
| 2006-11-17 | Walcott P Jesse Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.93 | 2006-11-17 | |
| 2006-11-17 | Stein Barry A Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.93 | 2006-11-17 | |
| 2006-11-17 | Schuster David P Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.93 | 2006-11-17 | |
| 2006-11-17 | Parker Robert Stephen Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.93 | 2006-11-17 | |
| 2006-11-17 | LANDIS ROBERT JON Director, Officer (CFO and Treasurer) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.80 | 2006-11-17 | |
| 2006-11-17 | JOHNSON MARY JANE Director, Officer (President & CEO) | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.80 | 2006-11-17 | |
| 2006-11-17 | FROELICH EUGENE L Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.93 | 2006-11-17 | |
| 2006-04-21 | FROELICH EUGENE L Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 2,500 owned after | $1.00 exercise price | 2006-04-25 | |
| 2006-04-21 | FROELICH EUGENE L Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,833 0 owned after | $1.00 exercise price | 2006-04-25 | |
| 2006-03-23 | Walcott P Jesse Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.80 exercise price | 2006-03-24 | |
| 2006-03-23 | Stein Barry A Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.80 exercise price | 2006-03-24 | |
| 2006-03-23 | Schuster David P Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.80 exercise price | 2006-03-24 | |
| 2006-03-23 | Parker Robert Stephen Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.80 exercise price | 2006-03-24 | |
| 2006-03-23 | FROELICH EUGENE L Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.80 exercise price | 2006-03-24 |