ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-01: Reporting owner BAYSIDE OPPORTUNITY ADVISORS, LLC | TAMER ANTHONY | H.I.G. Capital Partners IV, L.P. | H.I.G. Advisors IV, L.L.C. | MNAYMNEH SAMI | BAYSIDE OPPORTUNITY FUND, LP | H.I.G. AERT, LLC | HIG GP II INC; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2011-03-18: Reporting owner TAMER ANTHONY | H.I.G. Capital Partners IV, L.P. | H.I.G. AERT, LLC | H.I.G. Advisors IV, L.L.C. | MNAYMNEH SAMI | HIG GP II INC | H.I.G. Bayside Advisors II, L.L.C. | HIG BAYSIDE DEBT & LBO FUND II LP; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | BAYSIDE OPPORTUNITY ADVISORS, LLC | TAMER ANTHONY | H.I.G. Capital Partners IV, L.P. | H.I.G. Advisors IV, L.L.C. | MNAYMNEH SAMI | BAYSIDE OPPORTUNITY FUND, LP | H.I.G. AERT, LLC | HIG GP II INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,524 0 owned after | $2,603.48 | 2017-05-02 | |
| 2011-03-18 | TAMER ANTHONY | H.I.G. Capital Partners IV, L.P. | H.I.G. AERT, LLC | H.I.G. Advisors IV, L.L.C. | MNAYMNEH SAMI | HIG GP II INC | H.I.G. Bayside Advisors II, L.L.C. | HIG BAYSIDE DEBT & LBO FUND II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,524 20,524 owned after | $0.08 exercise price | 2011-03-22 |