Adhera Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-02-19: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-06-28; Total offering amount $499,950.
- 2018-07-25: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-07-12; Total offering amount $11,000,000.
- 2018-04-26: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-04-16; Total offering amount $15,000,000.
- 2017-11-28: Federal exemption Rule 506(b); Types of securities offered Debt; SecurityToBeAcquired; Convertible Promissory Notes; Date of first sale 2017-06-05; Total offering amount $500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-02-19 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2019-06-28 | $499,950 | $499,950 | $0 | 1 |
| 2018-07-25 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2018-07-12 | $11,000,000 | $1,540,000 | $9,460,000 | 9 |
| 2018-04-26 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2018-04-16 | $15,000,000 | $11,670,000 | $3,330,000 | 97 |
| 2017-11-28 | Rule 506(b) | Debt; SecurityToBeAcquired; Convertible Promissory Notes | 2017-06-05 | $500,000 | $500,000 | $0 | 1 |
| 2017-06-20 | Rule 506(b) | Debt; SecurityToBeAcquired; Convertible Promissory Notes | 2017-06-05 | $500,000 | $224,366 | $275,634 | 8 |
| 2016-06-22 | Rule 506(b) | Debt; SecurityToBeAcquired | 2016-06-21 | $300,000 | $300,000 | $0 | 2 |
| 2015-08-12 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-08-07 | $1,100,000 | $1,100,000 | $0 | 3 |
| 2014-03-13 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-03-07 | $6,000,000 | $6,000,000 | $0 | 2 |
| 2012-01-13 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2011-12-29 | $5,172,574 | $172,574 | $5,000,000 | 1 |