ADA-ES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2005. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2005-07-27: Reporting owner Barr Jonathan Scott; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-05-13: Reporting owner PETERSON ROLLIE J; Form 5/A; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-05-13: Reporting owner PETERSON ROLLIE J; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2005-07-27 | Barr Jonathan Scott Officer (VP Sales and Marketing) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 4,800 owned after | $8.60 | 2006-01-30 | |
| 2005-05-13 | PETERSON ROLLIE J Director | 5/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.80 exercise price | 2007-04-19 | |
| 2005-05-13 | PETERSON ROLLIE J Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.80 exercise price | 2007-04-11 |