Actua Corp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-01-23: Reporting owner HAVERSTICK H RICHARD JR; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-23: Reporting owner HAVERSTICK H RICHARD JR; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-23: Reporting owner Miller Peter K; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-23: Reporting owner Adelman David J.; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-01-23 | HAVERSTICK H RICHARD JR Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $9.02 exercise price | 2018-01-25 | |
| 2018-01-23 | HAVERSTICK H RICHARD JR Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $9.02 exercise price | 2018-01-25 | |
| 2018-01-23 | Miller Peter K Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $8.76 exercise price | 2018-01-25 | |
| 2018-01-23 | Adelman David J. Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $12.15 exercise price | 2018-01-25 | |
| 2018-01-23 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $12.15 exercise price | 2018-01-25 | |
| 2016-12-09 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $9.25 exercise price | 2016-12-13 | |
| 2016-06-17 | HAVERSTICK H RICHARD JR Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.02 exercise price | 2016-06-21 | |
| 2014-12-22 | BUCKLEY WALTER W III Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −355,000 0 owned after | $6.70 exercise price | 2014-12-23 | |
| 2014-05-21 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,688 0 owned after | $6.70 exercise price | 2014-05-23 | |
| 2014-02-28 | ALEXANDER DOUGLAS A Officer (President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,793 0 owned after | $6.70 exercise price | 2014-03-04 | |
| 2013-12-09 | BUCKLEY WALTER W III Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −616,000 0 owned after | $7.34 exercise price | 2013-12-11 | |
| 2013-11-19 | ALEXANDER DOUGLAS A Officer (President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −497,000 0 owned after | $7.34 exercise price | 2013-11-21 | |
| 2013-11-19 | ALEXANDER DOUGLAS A Officer (President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −340,207 14,793 owned after | $6.70 exercise price | 2013-11-21 | |
| 2013-11-01 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −133,110 0 owned after | $7.34 exercise price | 2013-11-05 | |
| 2013-11-01 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −145,312 9,688 owned after | $6.70 exercise price | 2013-11-05 | |
| 2012-06-15 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $9.25 exercise price | 2012-06-19 | |
| 2011-06-17 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $12.15 exercise price | 2011-06-20 | |
| 2011-06-17 | Adelman David J. Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $12.15 exercise price | 2011-06-20 | |
| 2010-11-10 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,890 133,110 owned after | $7.34 exercise price | 2010-11-10 | |
| 2010-06-18 | Miller Peter K Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.76 exercise price | 2010-06-22 | |
| 2010-01-11 | BUCKLEY WALTER W III Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +355,000 355,000 owned after | $6.70 exercise price | 2010-01-13 | |
| 2010-01-11 | ALEXANDER DOUGLAS A Officer (President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +355,000 355,000 owned after | $6.70 exercise price | 2010-01-13 | |
| 2010-01-11 | Morgan Raymond Kirk Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,000 155,000 owned after | $6.70 exercise price | 2010-01-13 | |
| 2007-06-15 | HAGAN MICHAEL J Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $11.79 exercise price | 2014-03-10 | |
| 2007-06-15 | HAGAN MICHAEL J Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.79 exercise price | 2007-06-18 | |
| 2006-12-18 | BUCKLEY WALTER W III Director, Officer (Chief Executive Officer) | 4 | Longs Puts (right to sell) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,150 0 owned after | no price filed | 2006-12-20 | |
| 2006-03-02 holding as of filing | Morgan Raymond Kirk Officer (Chief Financial Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.34 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | ALEXANDER DOUGLAS A Officer (Managing Director, Operations) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.34 exercise price | 2006-03-02 |