ACER THERAPEUTICS INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-02-19: Federal exemption Rule 506; Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-01-29; Total offering amount Indefinite.
- 2013-02-19: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-01-23; Total offering amount $650,000.
- 2012-07-27: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-07-25; Total offering amount $4,085,000.
- 2009-04-27: Federal exemption Rule 506; Types of securities offered Offering was for Issuer's Units. Each Unit consists of (A) $10,000 convertible note, convertible into 15,000 shs of Issuer's common stock at $0.75 p/share & (B) Series G Warrant to purchase 10,000 shs of Issuer's common stock at $0.50 p/share.; Date of first sale 2009-04-14; Total offering amount $2,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-02-19 | Rule 506 | OptionToAcquire; SecurityToBeAcquired | 2013-01-29 | Indefinite | $0 | Indefinite | 21 |
| 2013-02-19 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2013-01-23 | $650,000 | $650,000 | $0 | 5 |
| 2012-07-27 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-07-25 | $4,085,000 | $4,085,000 | $0 | 21 |
| 2009-04-27 | Rule 506 | Offering was for Issuer's Units. Each Unit consists of (A) $10,000 convertible note, convertible into 15,000 shs of Issuer's common stock at $0.75 p/share & (B) Series G Warrant to purchase 10,000 shs of Issuer's common stock at $0.50 p/share. | 2009-04-14 | $2,000,000 | $1,101,000 | $899,000 | 28 |