ACCOLADE, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows, 35 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-07-08: Reporting owner Andreessen Horowitz Fund IV, L.P. | Andreessen Horowitz Fund IV-A, L.P. | HOROWITZ BENJAMIN A | Andreessen Marc L | Andreessen Horowitz Fund IV-B, L.P. | Andreessen Horowitz Fund IV-Q, L.P.; Form 3/A; Security Warrant (Right to Buy); Transaction Holding.
- 2020-07-07: Reporting owner Andreessen Horowitz Fund IV, L.P. | Andreessen Horowitz Fund IV-Q, L.P. | HOROWITZ BENJAMIN A | Andreessen Marc L | Andreessen Horowitz Fund IV-A, L.P. | Andreessen Horowitz Fund IV-B, L.P.; Form 4; Security Warrant (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2020-07-07: Reporting owner Andreessen Horowitz Fund IV, L.P. | Andreessen Horowitz Fund IV-Q, L.P. | HOROWITZ BENJAMIN A | Andreessen Marc L | Andreessen Horowitz Fund IV-A, L.P. | Andreessen Horowitz Fund IV-B, L.P.; Form 4; Security Warrant (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2020-07-07: Reporting owner AH Parallel Fund IV-B, L.P. | AH Parallel Fund IV-A, L.P. | AH Parallel Fund IV-Q, L.P. | AH Equity Partners IV, L.L.C. | AH Equity Partners IV (Parallel), L.L.C. | AH Parallel Fund IV, L.P.; Form 4; Security Warrant (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-07-08 holding as of filing | Andreessen Horowitz Fund IV, L.P. | Andreessen Horowitz Fund IV-A, L.P. | HOROWITZ BENJAMIN A | Andreessen Marc L | Andreessen Horowitz Fund IV-B, L.P. | Andreessen Horowitz Fund IV-Q, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | Holding | no price filed | 2020-07-08 | ||
| 2020-07-07 | Andreessen Horowitz Fund IV, L.P. | Andreessen Horowitz Fund IV-Q, L.P. | HOROWITZ BENJAMIN A | Andreessen Marc L | Andreessen Horowitz Fund IV-A, L.P. | Andreessen Horowitz Fund IV-B, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −153,346 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | Andreessen Horowitz Fund IV, L.P. | Andreessen Horowitz Fund IV-Q, L.P. | HOROWITZ BENJAMIN A | Andreessen Marc L | Andreessen Horowitz Fund IV-A, L.P. | Andreessen Horowitz Fund IV-B, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −15,334 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | AH Parallel Fund IV-B, L.P. | AH Parallel Fund IV-A, L.P. | AH Parallel Fund IV-Q, L.P. | AH Equity Partners IV, L.L.C. | AH Equity Partners IV (Parallel), L.L.C. | AH Parallel Fund IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · By AH Parallel Fund IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −354,658 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | AH Parallel Fund IV-B, L.P. | AH Parallel Fund IV-A, L.P. | AH Parallel Fund IV-Q, L.P. | AH Equity Partners IV, L.L.C. | AH Equity Partners IV (Parallel), L.L.C. | AH Parallel Fund IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · By AH Parallel Fund IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −35,465 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | Carrick Capital Partners II Co-Investment Fund II, L.P. | MCMORRIS MARC F Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Warrants Derivative · Indirect · See Footnote | C Conversion of derivative security | −101,600 0 owned after | no price filed | 2020-07-08 | |
| 2020-07-07 | Madden James C. Director | 4 | Warrants Derivative · Indirect · See Footnote | C Conversion of derivative security | −101,600 0 owned after | no price filed | 2020-07-08 | |
| 2020-07-07 | JORDAN JEFFREY D Director | 4 | Warrant (Right to Buy) Derivative · Indirect · By AH Parallel Fund IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −354,658 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | JORDAN JEFFREY D Director | 4 | Warrant (Right to Buy) Derivative · Indirect · By AH Parallel Fund IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −35,465 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | JORDAN JEFFREY D Director | 4 | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −153,346 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | JORDAN JEFFREY D Director | 4 | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | X Exercise of in-the-money or at-the-money derivative security | −15,334 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | Cavanaugh Robert N Officer (President) | 4 | Warrant (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,160 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | HILTON MICHAEL W Officer (Chief Product Officer) | 4 | Warrant (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −20,320 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | HILTON MICHAEL W Officer (Chief Product Officer) | 4 | Warrant (Right to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,303 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | HILTON MICHAEL W Officer (Chief Product Officer) | 4 | Warrant (Right to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −859 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | SINGH RAJEEV Director, Officer (Chief Executive Officer) | 4 | Warrant (Right To Buy) Derivative · Indirect · Avanti Holdings, LLC | X Exercise of in-the-money or at-the-money derivative security | −6,649 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | SINGH RAJEEV Director, Officer (Chief Executive Officer) | 4 | Warrant (Right To Buy) Derivative · Indirect · Avanti Holdings, LLC | X Exercise of in-the-money or at-the-money derivative security | −20,320 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-07 | SINGH RAJEEV Director, Officer (Chief Executive Officer) | 4 | Warrant (Right To Buy) Derivative · Indirect · Avanti Holdings, LLC | X Exercise of in-the-money or at-the-money derivative security | −4,383 0 owned after | $0.00 | 2020-07-08 | |
| 2020-07-01 holding as of filing | HOROWITZ BENJAMIN A | Andreessen Marc L 10% Owner | 10% Owner | 3 | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | HOROWITZ BENJAMIN A | Andreessen Marc L 10% Owner | 10% Owner | 3 | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | Carrick Capital Partners II Co-Investment Fund II, L.P. | MCMORRIS MARC F 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See Footnote | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | Madden James C. Director, 10% Owner | 3 | Warrants Derivative · Indirect · See Footnote | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | AH Parallel Fund IV-B, L.P. | AH Parallel Fund IV-A, L.P. | AH Equity Partners IV (Parallel), L.L.C. | AH Parallel Fund IV-Q, L.P. | AH Parallel Fund IV, L.P. | AH Equity Partners IV, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant (Right to Buy) Derivative · Indirect · By AH Parallel Fund IV, L.P. | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | AH Parallel Fund IV-B, L.P. | AH Parallel Fund IV-A, L.P. | AH Equity Partners IV (Parallel), L.L.C. | AH Parallel Fund IV-Q, L.P. | AH Parallel Fund IV, L.P. | AH Equity Partners IV, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant (Right to Buy) Derivative · Indirect · By AH Parallel Fund IV, L.P. | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | JORDAN JEFFREY D Director | 3 | Warrant (Right to Buy) Derivative · Indirect · By AH Parallel Fund IV, L.P. | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | JORDAN JEFFREY D Director | 3 | Warrant (Right to Buy) Derivative · Indirect · By AH Parallel Fund IV, L.P. | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | JORDAN JEFFREY D Director | 3 | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | JORDAN JEFFREY D Director | 3 | Warrant (Right to Buy) Derivative · Indirect · By Andreessen Horowitz Fund IV, L.P. | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | Cavanaugh Robert N Officer (President) | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | HILTON MICHAEL W Officer (Chief Product Officer) | 3 | Warrant (Right to Buy) Derivative · Direct · (m) | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | HILTON MICHAEL W Officer (Chief Product Officer) | 3 | Warrant (Right to Buy) Derivative · Indirect · (m) | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | HILTON MICHAEL W Officer (Chief Product Officer) | 3 | Warrant (Right to Buy) Derivative · Direct · (m) | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | SINGH RAJEEV Director, Officer (Chief Executive Officer) | 3 | Warrant (Right to Buy) Derivative · Indirect · (m) | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | SINGH RAJEEV Director, Officer (Chief Executive Officer) | 3 | Warrant (Right to Buy) Derivative · Indirect · (m) | Holding | no price filed | 2020-07-01 | ||
| 2020-07-01 holding as of filing | SINGH RAJEEV Director, Officer (Chief Executive Officer) | 3 | Warrant (Right to Buy) Derivative · Indirect · (m) | Holding | no price filed | 2020-07-01 |