ACCELERON PHARMA INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 124 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-25: Reporting owner EVNIN ANTHONY B; Form 3/A; Security Series E Convertible Preferred Stock; Transaction Holding.
- 2013-09-25: Reporting owner Venrock Management IV, LLC | Venrock Partners, L.P. | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P | VEF Management IV, LLC | Venrock Partners Management, LLC; Form 3/A; Security Series E Convertible Preferred Stock; Transaction Holding.
- 2013-09-24: Reporting owner ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-24: Reporting owner ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-25 holding as of filing | EVNIN ANTHONY B Director, 10% Owner | 3/A | Series E Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-25 | ||
| 2013-09-25 holding as of filing | Venrock Management IV, LLC | Venrock Partners, L.P. | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P | VEF Management IV, LLC | Venrock Partners Management, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series E Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-25 | ||
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,127,346 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −422,101 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series C Convertible Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −175,419 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −65,680 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series D Convertible Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −23,442 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −8,777 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E Convertible Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −83,097 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −31,113 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E Convertible Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −22,612 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E Convertible Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −8,466 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series F Convertible Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −38,924 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | ORBIMED CAPITAL GP II LLC | ISALY SAMUEL D | ORBIMED ADVISORS LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series F Convertible Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −14,574 0 owned after | no price filed | 2013-09-26 | |
| 2013-09-24 | EVNIN ANTHONY B Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −1,376,249 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | EVNIN ANTHONY B Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −507,665 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | EVNIN ANTHONY B Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −293,143 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | EVNIN ANTHONY B Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −39,175 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | EVNIN ANTHONY B Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Funds | J Other acquisition or disposition (describe transaction) | −118,240 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | EVNIN ANTHONY B Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −79,617 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | KANIA EDWIN M JR Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,376,249 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | KANIA EDWIN M JR Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −507,666 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | KANIA EDWIN M JR Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −293,144 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | KANIA EDWIN M JR Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −39,175 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | KANIA EDWIN M JR Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −60,245 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | POLARIS VENTURE PARTNERS IV LP | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,706,532 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | POLARIS VENTURE PARTNERS IV LP | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −629,499 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | POLARIS VENTURE PARTNERS IV LP | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −363,495 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | POLARIS VENTURE PARTNERS IV LP | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −48,577 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | POLARIS VENTURE PARTNERS IV LP | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −172,188 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | POLARIS VENTURE PARTNERS IV LP | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −95,541 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | MCGUIRE TERRANCE Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,706,532 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | MCGUIRE TERRANCE Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −629,499 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | MCGUIRE TERRANCE Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −363,495 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | MCGUIRE TERRANCE Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −48,577 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | MCGUIRE TERRANCE Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −172,188 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | MCGUIRE TERRANCE Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −95,541 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | Maniatis Tom Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −25,108 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | Maniatis Tom Director | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −9,261 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | Maniatis Tom Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,348 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | Maniatis Tom Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −714 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | George Jean Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,376,248 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | George Jean Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −507,664 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | George Jean Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −293,142 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | George Jean Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −39,172 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | George Jean Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −138,862 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | George Jean Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −64,019 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | CELGENE CORP /DE/ 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −457,875 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | CELGENE CORP /DE/ 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −36,496 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-24 | CELGENE CORP /DE/ 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,990,446 0 owned after | $0.00 | 2013-09-26 | |
| 2013-09-19 holding as of filing | ATV Entrepreneurs VII, L.P. 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | ATV Entrepreneurs VII, L.P. 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | ATV Entrepreneurs VII, L.P. 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | ATV Entrepreneurs VII, L.P. 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | ATV Entrepreneurs VII, L.P. 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | ATV Entrepreneurs VII, L.P. 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-19 | ||
| 2013-09-18 holding as of filing | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VI, L.P. | ATV Alliance 2003, L.P. | ATV Entrepreneurs VI, L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VI, L.L.C. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VI, L.P. | ATV Alliance 2003, L.P. | ATV Entrepreneurs VI, L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VI, L.L.C. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VI, L.P. | ATV Alliance 2003, L.P. | ATV Entrepreneurs VI, L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VI, L.L.C. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VI, L.P. | ATV Alliance 2003, L.P. | ATV Entrepreneurs VI, L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VI, L.L.C. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VI, L.P. | ATV Alliance 2003, L.P. | ATV Entrepreneurs VI, L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VI, L.L.C. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VI, L.P. | ATV Alliance 2003, L.P. | ATV Entrepreneurs VI, L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VI, L.L.C. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | ORBIMED CAPITAL GP II LLC | ORBIMED ADVISORS LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ASSOCIATES IV L P | VENROCK ENTREPRENEURS FUND IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ASSOCIATES IV L P | VENROCK ENTREPRENEURS FUND IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ASSOCIATES IV L P | VENROCK ENTREPRENEURS FUND IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ASSOCIATES IV L P | VENROCK ENTREPRENEURS FUND IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ASSOCIATES IV L P | VENROCK ENTREPRENEURS FUND IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ASSOCIATES IV L P | VENROCK ENTREPRENEURS FUND IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | EVNIN ANTHONY B Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | EVNIN ANTHONY B Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | EVNIN ANTHONY B Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | EVNIN ANTHONY B Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | EVNIN ANTHONY B Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | EVNIN ANTHONY B Director, 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Applied Genomic Technology Capital Fund LP | NewcoGen Group, Inc. | Flagship Ventures Management, Inc. | AGTC ADVISORS FUND LP | KANIA EDWIN M JR | AFEYAN NOUBAR | AGTC Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Applied Genomic Technology Capital Fund LP | NewcoGen Group, Inc. | Flagship Ventures Management, Inc. | AGTC ADVISORS FUND LP | KANIA EDWIN M JR | AFEYAN NOUBAR | AGTC Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Applied Genomic Technology Capital Fund LP | NewcoGen Group, Inc. | Flagship Ventures Management, Inc. | AGTC ADVISORS FUND LP | KANIA EDWIN M JR | AFEYAN NOUBAR | AGTC Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Applied Genomic Technology Capital Fund LP | NewcoGen Group, Inc. | Flagship Ventures Management, Inc. | AGTC ADVISORS FUND LP | KANIA EDWIN M JR | AFEYAN NOUBAR | AGTC Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | Applied Genomic Technology Capital Fund LP | NewcoGen Group, Inc. | Flagship Ventures Management, Inc. | AGTC ADVISORS FUND LP | KANIA EDWIN M JR | AFEYAN NOUBAR | AGTC Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | MCGUIRE TERRANCE Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | MCGUIRE TERRANCE Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | MCGUIRE TERRANCE Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | MCGUIRE TERRANCE Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | MCGUIRE TERRANCE Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | MCGUIRE TERRANCE Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | GORDON CARL L Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | GORDON CARL L Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | GORDON CARL L Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | GORDON CARL L Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | GORDON CARL L Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2013-09-18 |