ACCEL BRANDS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-04-06: Reporting owner Warwick Bruce C; Form 4; Security Common Stock (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-04-06: Reporting owner Wadekar Shekhar; Form 4; Security Common Stock (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-04-06: Reporting owner SCHNEIDER F HOWARD; Form 4; Security Common Stock (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-04-06: Reporting owner Dutia Suren G; Form 4; Security Common Stock (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-04-06 | Warwick Bruce C Officer (Principal Financial Officer) | 4 | Common Stock (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.07 exercise price | 2011-06-21 | |
| 2011-04-06 | Wadekar Shekhar Director, Officer (President and CEO), 10% Owner | 4 | Common Stock (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000,000 18,000,000 owned after | $0.07 exercise price | 2011-06-21 | |
| 2011-04-06 | SCHNEIDER F HOWARD Director | 4 | Common Stock (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 1,200,000 owned after | $0.07 exercise price | 2011-06-21 | |
| 2011-04-06 | Dutia Suren G Director | 4 | Common Stock (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 1,200,000 owned after | $0.07 exercise price | 2011-06-21 |