Acacia Communications, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows, 62 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-18: Reporting owner Swanson Eric A; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2016-05-18: Reporting owner Shanmugaraj Murugesan; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2016-05-18: Reporting owner Reiss Stan J; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2016-05-18: Reporting owner Reiss Stan J; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-18 | Swanson Eric A Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By son | C Conversion of derivative security | −100,433 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Shanmugaraj Murugesan Director, Officer (President & CEO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −65,000 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Reiss Stan J Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | C Conversion of derivative security | −5,025,960 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Reiss Stan J Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | C Conversion of derivative security | −5,056,301 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Reiss Stan J Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | C Conversion of derivative security | −1,494,039 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Reiss Stan J Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | C Conversion of derivative security | −515,254 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Reiss Stan J Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | C Conversion of derivative security | −2,771 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Reiss Stan J Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | C Conversion of derivative security | −2,787 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Reiss Stan J Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | C Conversion of derivative security | −824 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Reiss Stan J Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | C Conversion of derivative security | −284 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | OFS Fitel, LLC 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −601,732 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | OFS Fitel, LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −349,480 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Matrix VIII US Management Co. LLC 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | C Conversion of derivative security | −5,025,960 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Matrix VIII US Management Co. LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | C Conversion of derivative security | −5,056,301 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Matrix VIII US Management Co. LLC 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | C Conversion of derivative security | −1,494,039 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Matrix VIII US Management Co. LLC 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | C Conversion of derivative security | −515,254 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Matrix VIII US Management Co. LLC 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | C Conversion of derivative security | −2,771 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Matrix VIII US Management Co. LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | C Conversion of derivative security | −2,787 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Matrix VIII US Management Co. LLC 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | C Conversion of derivative security | −824 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Matrix VIII US Management Co. LLC 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | C Conversion of derivative security | −284 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | MATRIX PARTNERS VIII L P 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,025,960 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | MATRIX PARTNERS VIII L P 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,056,301 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | MATRIX PARTNERS VIII L P 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,494,039 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | MATRIX PARTNERS VIII L P 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −515,254 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Egan Managed Capital III, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,124,126 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Egan Managed Capital III, L.P. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −50,034 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Commonwealth Capital Ventures IV L P 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,067,449 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Commonwealth Capital Ventures IV L P 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −750,920 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Commonwealth Capital Ventures IV L P 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −258,972 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | CHUNG PETER Y Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes. | C Conversion of derivative security | +2,896,329 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-18 | Summit Investors Management, LLC | Summit Investors I, LLC | Summit Partners Venture Capital Fund III-A, L.P. | SUMMIT PARTNERS VC III, LLC | Summit Partners Venture Capital Fund III-B, L.P. | Summit Investors I (UK), L.P. | SUMMIT MASTER COMPANY, LLC | SUMMIT PARTNERS VC III, LP | SUMMIT PARTNERS L P Other (Manager and GP of 10% Owner) | 10% Owner | 10% Owner | Other (Manager of GP of 10% owner) | 10% Owner | 10% Owner | Other (Manager of Manager of 10% owne) | Other (GP of 10% owner) | | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +2,896,329 0 owned after | $0.00 | 2016-05-20 | |
| 2016-05-13 holding as of filing | Commonwealth Capital Ventures IV L P 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-13 | ||
| 2016-05-13 holding as of filing | Commonwealth Capital Ventures IV L P 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-13 | ||
| 2016-05-13 holding as of filing | Commonwealth Capital Ventures IV L P 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-13 | ||
| 2016-05-12 holding as of filing | Swanson Eric A Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By son | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Shanmugaraj Murugesan Director, Officer (President & CEO) | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | OFS Fitel, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | OFS Fitel, LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Reiss Stan J Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Reiss Stan J Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Reiss Stan J Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Reiss Stan J Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Reiss Stan J Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Reiss Stan J Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Reiss Stan J Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Reiss Stan J Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Matrix VIII US Management Co. LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Matrix VIII US Management Co. LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Matrix VIII US Management Co. LLC 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Matrix VIII US Management Co. LLC 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Matrix Partners VIII, L.P. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Matrix VIII US Management Co. LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Matrix VIII US Management Co. LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Matrix VIII US Management Co. LLC 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Matrix VIII US Management Co. LLC 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Weston & Co. VIII LLC | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | MATRIX PARTNERS VIII L P 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | MATRIX PARTNERS VIII L P 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | MATRIX PARTNERS VIII L P 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | MATRIX PARTNERS VIII L P 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Summit Investors Management, LLC | Summit Investors I, LLC | Summit Partners Venture Capital Fund III-A, L.P. | SUMMIT MASTER COMPANY, LLC | Summit Investors I (UK), L.P. | SUMMIT PARTNERS VC III, LP | SUMMIT PARTNERS L P | Summit Partners Venture Capital Fund III-B, L.P. | SUMMIT PARTNERS VC III, LLC Other (Manager and GP of 10% Owner) | 10% Owner | 10% Owner | Other (Manager of Manager of 10% owne) | 10% Owner | Other (GP of 10% owner) | | 10% Owner | Other (Manager of GP of 10% owner) | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes. | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | CHUNG PETER Y Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Egan Managed Capital III, L.P. 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 | ||
| 2016-05-12 holding as of filing | Egan Managed Capital III, L.P. 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-05-12 |