ABAKAN, INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-01-21: Form 8-K; Period of report 2016-01-04; Description 1.01 Entry into a Material Definitive Agreement; 1.03 Bankruptcy or Receivership; 7.01 Regulation FD Disclosure; Details 1.01.
- 2015-12-18: Form 8-K; Period of report 2015-12-18; Description 1.03 Bankruptcy or Receivership; 8.01 Other Events; Details 1.03.
- 2015-11-25: Form 8-K; Period of report 2015-11-25; Description 1.03 Bankruptcy or Receivership; 8.01 Other Events; Details 1.03.
- 2015-10-09: Form 8-K; Period of report 2015-09-29; Description 8.01 Other Events.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-01-21 | 8-K | 2016-01-04 | 1.01 Entry into a Material Definitive Agreement; 1.03 Bankruptcy or Receivership; 7.01 Regulation FD Disclosure | 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT. 1.03 BANKRUPTCY OR RECEIVERSHIP. 7.01 REGULATION FD DISCLOSURE. | f8ksettlementfinal.htm |
| 2015-12-18 | 8-K | 2015-12-18 | 1.03 Bankruptcy or Receivership; 8.01 Other Events | 1.03 BANKRUPTCY OR RECEIVERSHIP. | abakan8k121815.htm |
| 2015-11-25 | 8-K | 2015-11-25 | 1.03 Bankruptcy or Receivership; 8.01 Other Events | 1.03 BANKRUPTCY OR RECEIVERSHIP. | f8kbankruptcy.htm |
| 2015-10-09 | 8-K | 2015-09-29 | 8.01 Other Events | f8ksubpoenassecinvestigation.htm | |
| 2015-09-28 | 8-K | 2015-09-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 ARRANGEMENTS OF CERTAIN OFFI CERS. | f8ktelliniresign.htm |
| 2015-09-25 | 8-K | 2015-09-25 | 1.03 Bankruptcy or Receivership; 7.01 Regulation FD Disclosure | 1.03 On September 24, 2015, the United States District Court of the Southern District of New York (“Court”) ordered that Robert W. Seiden, Esq. be appointed as the Receiver for Abakan Inc. (“Company”), in response to a motion filed with the Court on September 17, 2015, for contempt, in a suit brought by George Town Associates S.A. (“George Town”) against the Company and its subsidiary MesoCoat, Inc. (“MesoCoat”) on May 4, 2015, in order to collect those amounts due to George Town pursuant to the terms of a secured convertible note. 7.01 The Company has attached hereto as Exhibit 99.1, a press release issued in connection with the appointment of Mr. Seiden as Receiver. | f8kseidenreceivervedgar2.htm |
| 2015-08-21 | 8-K | 2015-08-18 | 8.01 Other Events | f8kgeorgetownjudgment2.htm | |
| 2015-07-30 | 8-K | 2015-07-23 | 1.01 Entry into a Material Definitive Agreement; 4.01 Changes in Registrant's Certifying Accountant; 7.01 Regulation FD Disclosure | f8kexchange2.htm | |
| 2015-07-06 | 8-K | 2015-06-22 | 4.01 Changes in Registrant's Certifying Accountant | abakan8kauditor.htm | |
| 2015-06-02 | 8-K | 2015-05-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | f8kmillercfoappoint.htm | |
| 2015-05-20 | 8-K | 2015-05-18 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | f8kabakansonoro.htm | |
| 2014-12-31 | 8-K | 2014-12-31 | 7.01 Regulation FD Disclosure | abakan8knewltr.htm | |
| 2014-11-25 | 8-K | 2014-11-13 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.01 On November 13, 2014, Abakan Inc. (“Abakan”), and its majority owned subsidiary MesoCoat, Inc., entered into a Letter Agreement with UP Scientech Materials Corp. (“UP Scientech”) in connection with securing a strategic equity investment of three million dollars ($3,000,000). 3.02 UNREGISTERED SALES OF EQUITY SECURITIES. 5.02 Effective November 13, 2014, the Board of Directors of Abakan appointed Kevin Chen to serve as a member of the Corporation’s Board of Directors. 7.01 The information contained herein includes a press release attached to this current report in Item 9.01 as Exhibit 99.1 which is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | abakan8ksonoro.htm |
| 2014-08-20 | 8-K | 2014-08-19 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | f8kprivateplacement.htm |
| 2014-07-24 | 8-K | 2014-07-15 | 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement | f8k_abakanjul2014.htm | |
| 2014-06-03 | 8-K | 2014-05-31 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement | abakan8kexchangeagreement.htm | |
| 2014-05-15 | 8-K | 2014-05-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | abakan8kappointowen_may15201.htm | |
| 2014-04-30 | 8-K | 2014-04-29 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | abakangeorgetown8k.htm | |
| 2014-02-10 | 8-K | 2014-02-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | f8kabakan.htm | |
| 2013-12-04 | 8-K | 2013-11-21 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | f8klimoagreement.htm | |
| 2013-11-08 | 8-K | 2013-10-30 | 1.01 Entry into a Material Definitive Agreement | f8kkyrtosnote2.htm | |
| 2013-06-12 | 8-K | 2013-06-06 | 8.01 Other Events | f8kfirstcapitalsettlement.htm | |
| 2012-12-11 | 8-K | 2012-12-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | f8kcfoappoint.htm | |
| 2012-11-02 | 8-K | 2012-11-01 | 9.01 Financial Statements and Exhibits | f8kpresentationfd.htm | |
| 2012-08-10 | 8-K | 2012-08-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | f8kappointwebb.htm | |
| 2012-07-05 | 8-K/A | 2011-07-13 | 9.01 Financial Statements and Exhibits | 9.01 FINANCIAL STATEMENTS AND EXHIBITS. | abakan8ka4.htm |
| 2012-06-29 | 8-K | 2012-06-28 | 8.01 Other Events | 8.01 Candidate on Seeking Alpha, a website dedicated to offering market analysis and opinions. | f8kschneider.htm |
| 2012-06-21 | 8-K | 2012-06-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | abakan8k.htm | |
| 2012-03-06 | 8-K/A | 2011-07-13 | 9.01 Financial Statements and Exhibits | 9.01 FINANCIAL STATEMENTS AND EXHIBITS. | wwa8ka3.htm |
| 2012-01-24 | 8-K | 2012-01-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective January 4, 2012, the board of directors of Abakan Inc. (the “Corporation”) accepted the resignation of James Chew as a director of the Corporation. | f8kappointgoss.htm |
| 2011-11-14 | 8-K/A | 2011-07-13 | 2.01 Completion of Acquisition or Disposition of Assets; 5.06 Change in Shell Company Status; 7.01 Regulation FD Disclosure | 2.01 (f) of Form 8-K states that if the registrant was a shell company like we were immediately before the transaction disclosed under Item 2.01, then the registrant must disclose the information that would be required if the registrant were filing a general form for registration of securities on Form 10. 5.06 As a result of exercising the Initial Option to take a 51% interest in MesoCoat, the registrant is no longer a shell corporation as that term is defined in Rule 405 of the Securities Act and Rule 12b-2 of the Exchange Act. 7.01 The information contained herein includes a press release attached to this current report in Item 9.01 as Exhibit 99.6 which is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | ka2mesocoat.htm |
| 2011-09-27 | 8-K/A | 2011-07-13 | 2.01 Completion of Acquisition or Disposition of Assets; 5.06 Change in Shell Company Status; 7.01 Regulation FD Disclosure | 2.01 (f) of Form 8-K states that if the registrant was a shell company like we were immediately before the transaction disclosed under Item 2.01, then the registrant must disclose the information that would be required if the registrant were filing a general form for registration of securities on Form 10. 5.06 As a result of exercising the Initial Option to take a 51% interest in MesoCoat, the registrant is no longer a shell corporation as that term is defined in Rule 405 of the Securities Act and Rule 12b-2 of the Exchange Act. 7.01 The information contained herein includes a press release attached to this current report in Item 9.01 as Exhibit 99.6 which is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | abakan8kamesojul11.htm |
| 2011-07-15 | 8-K | 2011-07-15 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) On July 15, 2011, upon the authorization and approval of its board of directors, Abakan Inc. (the “Company”) dismissed Seale and Beers, CPA’s, LLC (“Seale”) as its independent registered public accounting firm. | kchangeauditor.htm |
| 2011-07-13 | 8-K | 2011-07-13 | 2.01 Completion of Acquisition or Disposition of Assets; 5.06 Change in Shell Company Status; 7.01 Regulation FD Disclosure | 2.01 (f) of Form 8-K states that if the registrant was a shell company like we were immediately before the transaction disclosed under Item 2.01, then the registrant must disclose the information that would be required if the registrant were filing a general form for registration of securities on Form 10. 5.06 As a result of exercising the Initial Option to take a 51% interest in MesoCoat, the registrant is no longer a shell corporation as that term is defined in Rule 405 of the Securities Act and Rule 12b-2 of the Exchange Act. 7.01 The information contained herein includes a press release attached to this current report in Item 9.01 as Exhibit 99(iv) which is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | kmesocoatsuperfinal5.htm |
| 2011-05-13 | 8-K | 2011-05-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Effective May 11, 2011, the board of directors of Abakan Inc. (the “Corporation”) accepted the resignation of Costas Takkas as chief financial officer and principal accounting officer. | kappointsullivansarniak.htm |
| 2011-03-25 | 8-K | 2011-03-21 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 On March 21, 2011 Abakan Inc. (the “Company) entered into an accord and satisfaction agreement to conclude the terms and conditions of an amended stock purchase agreement pursuant to which the Company purchased from Kennametal, Inc. (“Kennametal”) five hundred and ninety six thousand eight hundred and thirteen (596,813) shares, being a forty one percent (41%) interest, in Powdermet, Inc. (“Powdermet”) in exchange for an aggregate of one million seven hundred thousand dollars ($1,700,000). 7.01 The information contained herein includes a press release attached to this current report in Item 9.01 as Exhibit 99 which is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | kpowdermetpurchase.htm |
| 2010-11-12 | 8-K | 2010-10-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 James S. B. Chew to serve as a director of the Corporation. 7.01 The information contained herein includes a press release attached to this current report in Item 9.01 as Exhibit 99 which is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | kappointchew.htm |
| 2010-09-15 | 8-K | 2010-09-07 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 On June 28, 2010 Abakan Inc. (the “Company) entered into a stock purchase agreement with Kennametal Inc. (“Kennametal”) pursuant to which terms and conditions the Company was to purchase from Kennametal five hundred and ninety six thousand eight hundred and thirteen (596,813) shares being a forty one percent (41%) interest in Powdermet, Inc. (“Powdermet”) in exchange for one million five hundred thousand dollars ($1,500,000) payable on even date. 7.01 The information contained herein includes a press release attached to this current report in Item 9.01 as Exhibit 99 which is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | kpowdermet.htm |
| 2010-08-26 | 8-K | 2010-08-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Effective August 20, 2010, the board of directors of Abakan Inc. (the “Corporation”) accepted the resignation of David Greenbaum as chief financial officer, principal accounting officer and director. | kappointsherman.htm |
| 2010-05-28 | 8-K | 2010-05-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Effective May 28, 2010, the board of directors of Abakan Inc. (the “Corporation”) accepted the resignation of Maria C. Maz as a director. | abakan8k.htm |
| 2010-05-11 | 8-K | 2010-04-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (d) Effective April 30, 2010, the board of directors of Abakan Inc. (the “Corporation”) appointed Hermann Buschor to serve as a member of the Corporation’s board of directors. | abakan8k.htm |
| 2009-12-17 | 8-K | 2009-12-09 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 1.01 On December 11, 2009 Abakan Inc. (the “Company”) entered into an Investment Agreement (“Agreement”) with MesoCoat, Inc., an Ohio based advanced nanocomposite ceramic-metallic (cermet) coatings company (“MesoCoat”) and Powdermet Inc., its majority shareholder. 5.02 (b) Effective December 11, 2009 the board of directors of the Company accepted the resignation of Maria C. Maz as its chief financial officer and principal accounting officer. 7.01 The information contained herein includes a press release attached to this current report in Item 9.01 as Exhibit 99 which is incorporated by reference into this Item 7.01 in satisfaction of the public disclosure requirements of Regulation FD. | abakan8k.htm |
| 2009-12-09 | 8-K | 2009-12-08 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On November 6, 2009 the Company’s board of directors passed a resolution to form a subsidiary and to enter into an agreement and plan of merger with the subsidiary to change the Company’s name to reflect the shift away from Waste to Energy Group LLC (a copy of the Agreement and Plan of Merger is attached hereto). | abakan8k.htm |
| 2009-10-09 | 8-K/A | 2009-09-22 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 On September 22, 2009 the board of directors of Waste to Energy Group, Inc. (the “Company”) concluded on the advice of management that our previously issued audited financial statements for the year ended May 31, 2008 in our Form 10-K filed with the Securities and Exchange Commission on July 28, 2008 should no longer be relied upon. | waste8k.htm |
| 2009-09-24 | 8-K | 2009-09-22 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 On September 22, 2009 the board of directors of Waste to Energy Group, Inc. (the “Company”) concluded, upon the advice of management that previously issued audited financial statements for the year ended May 31, 2008 included in our Form 10-K filed with the Securities and Exchange Commission (“Commission”) on July 28, 2008 should no longer be relied on. | waste8k.htm |
| 2009-09-17 | 8-K/A | 2009-08-10 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) On August 27, 2009, the Public Company Accounting Oversight Board (“PCAOB”) revoked the registration of Moore & Associates Chartered (“Moore”) because of violations of PCAOB rules and auditing standards in auditing financial statements, PCAOB rules and quality controls standards, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and noncooperation with a PCAOB investigation. | waste8k.htm |
| 2009-08-10 | 8-K | 2009-08-06 | 4.01 Changes in Registrant's Certifying Accountant | wastetoegygrp8k.txt | |
| 2008-11-05 | 8-K | 2008-09-03 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | g2731.txt | |
| 2008-09-09 | 8-K | 2008-08-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 7.01 Regulation FD Disclosure; 8.01 Other Events | g2575.txt | |
| 2008-05-29 | 8-K | 2008-05-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | g2391.txt |