ABAKAN, INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-05: Reporting owner CHARBONNEAU DAVID GORDON; Form 4; Security COMMON STOCK WARRANTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-05: Reporting owner CHARBONNEAU DAVID GORDON; Form 4; Security COMMON STOCK WARRANTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-05: Reporting owner CHARBONNEAU DAVID GORDON; Form 4; Security COMMON STOCK WARRANTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-05: Reporting owner CHARBONNEAU DAVID GORDON; Form 4; Security COMMON STOCK WARRANTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | CHARBONNEAU DAVID GORDON Officer (CHIEF FINANCIAL OFFICER) | 4 | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,667 191,667 owned after | $2.61 exercise price | 2014-01-31 | |
| 2012-12-05 | CHARBONNEAU DAVID GORDON Officer (CHIEF FINANCIAL OFFICER) | 4 | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,666 233,333 owned after | $2.61 exercise price | 2014-01-31 | |
| 2012-12-05 | CHARBONNEAU DAVID GORDON Officer (CHIEF FINANCIAL OFFICER) | 4 | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,666 274,999 owned after | $2.61 exercise price | 2014-01-31 | |
| 2012-12-05 | CHARBONNEAU DAVID GORDON Director | 4 | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,667 191,667 owned after | $2.61 exercise price | 2012-12-10 | |
| 2012-12-05 | CHARBONNEAU DAVID GORDON Director | 4 | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,666 233,333 owned after | $2.61 exercise price | 2012-12-10 | |
| 2012-12-05 | CHARBONNEAU DAVID GORDON Director | 4 | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,666 274,999 owned after | $2.61 exercise price | 2012-12-10 | |
| 2011-06-15 | BUSCHOR HERMANN Director | 4 | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 265,000 owned after | $1.50 exercise price | 2011-07-07 | |
| 2011-05-28 | SULLIVAN MARK W Officer (CFO AND PAO) | 4/A | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,500 457,500 owned after | $1.50 exercise price | 2011-06-01 | |
| 2011-05-28 | SULLIVAN MARK W Officer (CEO CFO) | 4 | COMMON STOCK WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,500 457,500 owned after | $1.50 exercise price | 2011-05-31 | |
| 2011-01-03 holding as of filing | CHEW JAMES SOONG BILL Director | 3 | COMMON STOCK PURCHASE WARRANTS Derivative · Direct | Holding | $0.65 exercise price | 2011-01-03 | ||
| 2011-01-03 holding as of filing | CHEW JAMES SOONG BILL Director | 3 | COMMON STOCK PURCHASE WARRANTS Derivative · Direct | Holding | $0.65 exercise price | 2011-01-03 | ||
| 2011-01-03 holding as of filing | CHEW JAMES SOONG BILL Director | 3 | COMMON STOCK PURCHASE WARRANTS Derivative · Direct | Holding | $0.65 exercise price | 2011-01-03 | ||
| 2010-01-12 holding as of filing | GREENBAUM DAVID PAUL Officer (CFO & PAO) | 3 | COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · (m) | Holding | $0.75 exercise price | 2010-01-12 | ||
| 2009-12-15 holding as of filing | MILLER ROBERT HILLIS Director, Officer (CEO), 10% Owner | 3 | COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY SPOUSE | Holding | $0.75 exercise price | 2009-12-15 | ||
| 2009-12-08 | MAZ MARIA CAMILA Director, Officer (CFO PAO), 10% Owner | 4 | COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · SEE FOOTNOTE | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260,000 260,000 owned after | $0.50 | 2009-12-15 |