6D Global Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-06: Reporting owner Timchuk Bradley N; Form 3; Security Stock Option (right to purchase); Transaction Holding.
- 2016-05-06: Reporting owner Timchuk Bradley N; Form 3; Security Stock Option (right to purchase); Transaction Holding.
- 2016-05-06: Reporting owner Timchuk Bradley N; Form 3; Security Stock Option (right to purchase); Transaction Holding.
- 2016-04-14: Reporting owner Michael Sarah; Form 3; Security Stock Option (right to purchase); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-06 holding as of filing | Timchuk Bradley N Officer (President and COO) | 3 | Stock Option (right to purchase) Derivative · Direct · (m) | Holding | $0.20 exercise price | 2016-05-06 | ||
| 2016-05-06 holding as of filing | Timchuk Bradley N Officer (President and COO) | 3 | Stock Option (right to purchase) Derivative · Indirect · (m) | Holding | $2.90 exercise price | 2016-05-06 | ||
| 2016-05-06 holding as of filing | Timchuk Bradley N Officer (President and COO) | 3 | Stock Option (right to purchase) Derivative · Indirect · (m) | Holding | $8.72 exercise price | 2016-05-06 | ||
| 2016-04-14 holding as of filing | Michael Sarah Director | 3 | Stock Option (right to purchase) Derivative · Direct | Holding | $0.18 exercise price | 2016-04-14 | ||
| 2016-02-12 holding as of filing | Chrzaszcz Piotr A. Director | 3/A | Stock Option (right to purchase) Derivative · Direct | Holding | $2.90 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Bannout Michael Director | 3/A | Stock Option (right to purchase) Derivative · Direct | Holding | $2.90 exercise price | 2016-02-12 | ||
| 2016-01-18 | Szynkowski Mark Paul Officer (Chief Financial Officer) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.90 exercise price | 2016-03-08 | |
| 2016-01-18 | Iaciofano Thomas Joseph Officer (Vice President, Web Experience) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.90 exercise price | 2016-01-22 | |
| 2015-11-09 holding as of filing | Bannout Michael Director | 3 | Stock Option (right to purchase) Derivative · Direct | Holding | $2.90 exercise price | 2015-11-09 | ||
| 2015-11-09 holding as of filing | Chrzaszcz Piotr A. Director | 3 | Stock Option (right to purchase) Derivative · Direct | Holding | $2.90 exercise price | 2015-11-09 | ||
| 2015-10-19 | Hartung Adam Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.90 exercise price | 2016-02-12 | |
| 2015-04-01 | Sullivan Matthew Officer (Executive Vice President) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.28 exercise price | 2015-04-29 | |
| 2015-04-01 | Kang Tejune Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $8.28 exercise price | 2015-04-28 | |
| 2015-04-01 | Iaciofano Thomas Joseph Officer (VP, Digital & Content Strategy) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.28 exercise price | 2015-04-28 | |
| 2015-04-01 | Szynkowski Mark Paul Officer (Chief Financial Officer) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $8.28 exercise price | 2015-04-28 | |
| 2015-03-24 | Saxena Anubhav Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.60 exercise price | 2015-03-26 | |
| 2015-03-24 | Kaufman David S. Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.60 exercise price | 2015-03-26 | |
| 2015-03-24 | Hartung Adam Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.60 exercise price | 2015-03-26 | |
| 2015-03-24 | MCEWEN TERRY K Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.60 exercise price | 2015-03-26 | |
| 2012-04-03 holding as of filing | Staloff Arnold Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 20,000 owned after | $8.44 exercise price | 2012-04-03 | |
| 2011-11-17 | Staloff Arnold Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 20,000 owned after | $8.44 exercise price | 2011-11-21 | |
| 2011-02-23 holding as of filing | Rizzello Joseph S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 10,000 owned after | $8.40 exercise price | 2011-02-23 | |
| 2010-12-28 holding as of filing | Rizzello Joseph S Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.40 exercise price | 2010-12-28 | ||
| 2010-07-21 holding as of filing | Staloff Arnold Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.44 exercise price | 2010-07-21 |