2U, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-08-29: Reporting owner CHERNIS MARK; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-08-04: Reporting owner Mokkarala Harsha; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2022-08-04: Reporting owner Mokkarala Harsha; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2022-08-04: Reporting owner Mokkarala Harsha; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-08-29 | CHERNIS MARK Officer (CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $5.75 exercise price | 2022-08-31 | |
| 2022-08-04 holding as of filing | Mokkarala Harsha Officer (CHIEF REVENUE OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $25.52 exercise price | 2022-08-04 | ||
| 2022-08-04 holding as of filing | Mokkarala Harsha Officer (CHIEF REVENUE OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $30.83 exercise price | 2022-08-04 | ||
| 2022-08-04 holding as of filing | Mokkarala Harsha Officer (CHIEF REVENUE OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $22.67 exercise price | 2022-08-04 | ||
| 2022-08-04 holding as of filing | Mokkarala Harsha Officer (CHIEF REVENUE OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $39.66 exercise price | 2022-08-04 | ||
| 2022-08-04 holding as of filing | Mokkarala Harsha Officer (CHIEF REVENUE OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $84.03 exercise price | 2022-08-04 | ||
| 2022-08-04 holding as of filing | Mokkarala Harsha Officer (CHIEF REVENUE OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $72.02 exercise price | 2022-08-04 |