2U, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 88 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-10: Reporting owner CHERNIS MARK; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-12: Reporting owner Paucek Christopher J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-10: Reporting owner CHERNIS MARK; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-29: Reporting owner COHEN ROBERT; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 82,000 owned after | $0.60 exercise price | 2015-12-14 | |
| 2015-11-12 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,833 162,507 owned after | $3.08 exercise price | 2015-11-16 | |
| 2015-11-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 83,500 owned after | $0.60 exercise price | 2015-11-12 | |
| 2015-10-29 | COHEN ROBERT Officer (President & C.O.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,350 135,309 owned after | $3.08 exercise price | 2015-11-02 | |
| 2015-10-12 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 85,000 owned after | $0.60 exercise price | 2015-10-14 | |
| 2015-10-05 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,443 17,721 owned after | $5.75 exercise price | 2015-10-07 | |
| 2015-10-05 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,513 34,124 owned after | $11.00 exercise price | 2015-10-07 | |
| 2015-10-01 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 120,200 owned after | $2.86 exercise price | 2015-10-05 | |
| 2015-09-29 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,618 250,340 owned after | $3.08 exercise price | 2016-04-22 | |
| 2015-09-29 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −103,382 396,618 owned after | $5.75 exercise price | 2016-04-22 | |
| 2015-09-29 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,618 150,845 owned after | $3.08 exercise price | 2015-09-30 | |
| 2015-09-29 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −103,382 372,633 owned after | $5.75 exercise price | 2015-09-30 | |
| 2015-09-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 86,500 owned after | $0.60 exercise price | 2015-09-11 | |
| 2015-09-03 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,836 20,164 owned after | $5.75 exercise price | 2015-09-04 | |
| 2015-09-03 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,512 36,637 owned after | $11.00 exercise price | 2015-09-04 | |
| 2015-09-01 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 130,200 owned after | $2.86 exercise price | 2015-09-02 | |
| 2015-08-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 88,000 owned after | $0.60 exercise price | 2015-08-11 | |
| 2015-08-04 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 271,958 owned after | $3.08 exercise price | 2016-04-22 | |
| 2015-08-04 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 236,541 owned after | $3.08 exercise price | 2015-08-05 | |
| 2015-08-04 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 140,200 owned after | $2.86 exercise price | 2015-08-05 | |
| 2015-08-03 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 276,958 owned after | $3.08 exercise price | 2016-04-22 | |
| 2015-08-03 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 241,541 owned after | $3.08 exercise price | 2015-08-05 | |
| 2015-08-03 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $5.75 exercise price | 2015-08-05 | |
| 2015-08-03 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,513 39,149 owned after | $11.00 exercise price | 2015-08-05 | |
| 2015-07-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 89,500 owned after | $0.60 exercise price | 2015-07-13 | |
| 2015-07-06 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,000 owned after | $5.75 exercise price | 2015-07-08 | |
| 2015-07-06 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,512 41,662 owned after | $11.00 exercise price | 2015-07-08 | |
| 2015-07-02 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,583 281,958 owned after | $3.08 exercise price | 2016-04-22 | |
| 2015-07-02 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417 35,639 owned after | $1.82 exercise price | 2016-04-22 | |
| 2015-07-02 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 146,200 owned after | $2.86 exercise price | 2015-07-06 | |
| 2015-07-02 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 246,541 owned after | $3.08 exercise price | 2015-07-06 | |
| 2015-07-01 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 36,056 owned after | $1.82 exercise price | 2016-04-22 | |
| 2015-07-01 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 251,541 owned after | $3.08 exercise price | 2015-07-06 | |
| 2015-06-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 91,000 owned after | $0.60 exercise price | 2015-06-11 | |
| 2015-06-03 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 41,056 owned after | $1.82 exercise price | 2016-04-22 | |
| 2015-06-03 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 152,200 owned after | $2.86 exercise price | 2015-06-05 | |
| 2015-06-03 | Shelton James H Officer (Chief Impact Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,629 10,629 owned after | $28.58 exercise price | 2015-06-05 | |
| 2015-06-03 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,000 owned after | $5.75 exercise price | 2015-06-05 | |
| 2015-06-03 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,513 44,174 owned after | $11.00 exercise price | 2015-06-05 | |
| 2015-06-03 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 256,541 owned after | $3.08 exercise price | 2015-06-04 | |
| 2015-06-02 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 46,056 owned after | $1.82 exercise price | 2016-04-22 | |
| 2015-06-02 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 261,541 owned after | $3.08 exercise price | 2015-06-04 | |
| 2015-06-01 | Shelton James H Officer (Chief Impact Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,510 26,510 owned after | $28.23 exercise price | 2015-06-03 | |
| 2015-05-11 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 92,500 owned after | $0.60 exercise price | 2015-05-12 | |
| 2015-05-05 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 51,056 owned after | $1.82 exercise price | 2016-04-22 | |
| 2015-05-05 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 266,541 owned after | $3.08 exercise price | 2015-05-06 | |
| 2015-05-05 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 158,200 owned after | $2.86 exercise price | 2015-05-06 | |
| 2015-05-04 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 56,056 owned after | $1.82 exercise price | 2016-04-22 | |
| 2015-05-04 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 271,541 owned after | $3.08 exercise price | 2015-05-06 | |
| 2015-05-04 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 40,000 owned after | $5.75 exercise price | 2015-05-06 | |
| 2015-05-04 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,512 46,687 owned after | $11.00 exercise price | 2015-05-06 | |
| 2015-04-16 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 164,200 owned after | $2.86 exercise price | 2015-04-20 | |
| 2015-04-13 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 45,000 owned after | $5.75 exercise price | 2015-04-14 | |
| 2015-04-13 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,674 49,199 owned after | $11.00 exercise price | 2015-04-14 | |
| 2015-04-10 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 61,056 owned after | $1.82 exercise price | 2016-04-22 | |
| 2015-04-10 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 276,541 owned after | $3.08 exercise price | 2015-04-13 | |
| 2015-04-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 94,000 owned after | $0.60 exercise price | 2015-04-13 | |
| 2015-04-09 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 66,056 owned after | $1.82 exercise price | 2016-04-22 | |
| 2015-04-09 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 281,541 owned after | $3.08 exercise price | 2015-04-13 | |
| 2015-04-01 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,180 28,180 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,515 80,515 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | Kenigsberg James Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,180 28,180 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | GRAHAM CATHERINE A Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,180 28,180 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | COHEN ROBERT Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,452 39,452 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | STAVIS ROBERT M Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | Moe Michael T. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | MAEDER PAUL A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | Macias Edward S. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | Lewis Earl Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | LARSON JOHN M Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | KRAWCHECK SALLIE Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | HALEY TIMOTHY M Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-04-01 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,048 4,048 owned after | $25.52 exercise price | 2015-04-03 | |
| 2015-03-13 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 170,200 owned after | $2.86 exercise price | 2015-03-13 | |
| 2015-03-13 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 286,541 owned after | $3.08 exercise price | 2015-03-13 | |
| 2015-03-12 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 289,941 owned after | $3.08 exercise price | 2015-03-13 | |
| 2015-03-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 95,500 owned after | $0.60 exercise price | 2015-03-11 | |
| 2015-02-11 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,800 174,200 owned after | $2.86 exercise price | 2015-02-12 | |
| 2015-02-11 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 293,341 owned after | $3.08 exercise price | 2015-02-12 | |
| 2015-02-10 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 296,741 owned after | $3.08 exercise price | 2015-02-12 | |
| 2015-02-10 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 97,000 owned after | $0.60 exercise price | 2015-02-11 | |
| 2015-01-15 | COHEN ROBERT Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,349 12,657 owned after | $1.82 exercise price | 2015-01-20 | |
| 2015-01-15 | COHEN ROBERT Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,361 159,659 owned after | $3.08 exercise price | 2015-01-20 | |
| 2015-01-15 | Rinehart Jeff C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,800 181,000 owned after | $2.86 exercise price | 2015-01-16 | |
| 2015-01-15 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 300,141 owned after | $3.08 exercise price | 2015-01-16 | |
| 2015-01-14 | Paucek Christopher J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 303,541 owned after | $3.08 exercise price | 2015-01-16 | |
| 2015-01-12 | CHERNIS MARK Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 98,500 owned after | $0.60 exercise price | 2015-01-13 | |
| 2015-01-01 | Macias Edward S. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,124 2,124 owned after | $19.66 exercise price | 2015-01-05 |