1PM Industries Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-02-13: Reporting owner Craven Peter Joseph; Form 3/A; Security stock options; Transaction Holding.
- 2008-02-13: Reporting owner Craven Peter Joseph; Form 3/A; Security stock options; Transaction Holding.
- 2007-12-20: Reporting owner Craven Peter Joseph; Form 3; Security stock options; Transaction Holding.
- 2007-12-20: Reporting owner Craven Peter Joseph; Form 3; Security stock options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-02-13 holding as of filing | Craven Peter Joseph Officer (Chief Financial Officer) | 3/A | stock options Derivative · Direct | Holding | $1.27 exercise price | 2008-02-13 | ||
| 2008-02-13 holding as of filing | Craven Peter Joseph Officer (Chief Financial Officer) | 3/A | stock options Derivative · Direct | Holding | $0.50 exercise price | 2008-02-13 | ||
| 2007-12-20 holding as of filing | Craven Peter Joseph Officer (CFO) | 3 | stock options Derivative · Direct | Holding | $1.27 exercise price | 2007-12-20 | ||
| 2007-12-20 holding as of filing | Craven Peter Joseph Officer (CFO) | 3 | stock options Derivative · Direct | Holding | $1.27 exercise price | 2007-12-20 | ||
| 2007-12-14 | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct | O Exercise of out-of-the-money derivative security | −45,000 0 owned after | $0.50 | 2007-12-14 | |
| 2007-12-14 holding as of filing | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 200,000 owned after | $1.25 exercise price | 2007-12-14 | |
| 2007-12-14 holding as of filing | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 450,000 owned after | $2.97 exercise price | 2007-12-14 | |
| 2007-04-26 holding as of filing | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock options Derivative · Direct | Holding | 45,000 owned after | $0.50 exercise price | 2007-04-26 | |
| 2007-04-26 holding as of filing | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock options Derivative · Direct | Holding | 245,000 owned after | $1.25 exercise price | 2007-04-26 | |
| 2007-04-26 holding as of filing | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock options Derivative · Direct | Holding | 495,000 owned after | $2.97 exercise price | 2007-04-26 | |
| 2006-10-25 holding as of filing | RALEIGH MICHAEL PATRICK Director | 3 | Stock Options Derivative · Direct | Holding | $1.43 exercise price | 2006-10-25 | ||
| 2006-10-16 holding as of filing | Hartzler Curtis Director | 3 | Stock Options Derivative · Direct | Holding | $1.43 exercise price | 2006-10-16 | ||
| 2006-08-16 holding as of filing | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 45,000 owned after | $0.50 exercise price | 2006-08-16 | |
| 2006-08-16 holding as of filing | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 245,000 owned after | $1.25 exercise price | 2006-08-16 | |
| 2006-05-10 | LANSING WILLIAM A Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.97 | 2006-08-25 | |
| 2006-05-10 | Carlson John Douglas Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 495,000 owned after | $2.97 | 2006-08-16 | |
| 2006-03-23 holding as of filing | Hampton George L III Director | 4 | Stock options Derivative · Direct | Holding | 45,000 owned after | $0.50 exercise price | 2006-03-23 | |
| 2006-03-23 holding as of filing | Hampton George L III Director | 4 | Stock options Derivative · Direct | Holding | 245,000 owned after | $1.25 exercise price | 2006-03-23 | |
| 2006-03-22 holding as of filing | Pappajohn Steve Other (Dir/President of Subsidiary) | 4 | Stock Options Derivative · Direct | Holding | 45,000 owned after | $0.50 exercise price | 2006-03-22 | |
| 2006-03-22 holding as of filing | Pappajohn Steve Other (Dir/President of Subsidiary) | 4 | Stock Options Derivative · Direct | Holding | 245,000 owned after | $1.25 exercise price | 2006-03-22 | |
| 2006-03-21 holding as of filing | Deacon Thomas J Other (Dir/CFO/VP, Land of Subsidiary) | 4 | Stock options Derivative · Direct | Holding | 45,000 owned after | $0.50 exercise price | 2006-03-21 | |
| 2006-03-21 holding as of filing | Deacon Thomas J Other (Dir/CFO/VP, Land of Subsidiary) | 4 | Stock options Derivative · Direct | Holding | 245,000 owned after | $1.25 exercise price | 2006-03-21 | |
| 2006-01-30 holding as of filing | MAY DAVID J Officer (VP,Exploration of Subsidiaries) | 4 | Stock options Derivative · Direct | Holding | 250,000 owned after | $2.00 exercise price | 2006-01-30 | |
| 2006-01-27 holding as of filing | GUSTAFSON MARK Director, Officer (Chairman) | 4 | Stock options Derivative · Direct | Holding | 400,000 owned after | $1.25 exercise price | 2006-01-27 | |
| 2006-01-26 holding as of filing | GUSTAFSON MARK Director, Officer (Chairman) | 4 | Stock options Derivative · Direct | Holding | 400,000 owned after | $1.25 exercise price | 2006-01-26 | |
| 2006-01-25 holding as of filing | GUSTAFSON MARK Director, Officer (Chairman) | 4 | Stock options Derivative · Direct | Holding | 400,000 owned after | $1.25 exercise price | 2006-01-25 | |
| 2006-01-24 holding as of filing | GUSTAFSON MARK Director, Officer (Chairman) | 4 | Stock options Derivative · Direct | Holding | 400,000 owned after | $1.25 exercise price | 2006-01-24 | |
| 2006-01-20 holding as of filing | FOWLER MICHAEL D Officer (CFO, Treasurer & Secretary) | 3 | Stock options Derivative · Direct | Holding | $2.11 exercise price | 2006-01-20 |