ZAZOVE ASSOCIATES LLC current holdings: USA Bonds: Convertible Notes
ZAZOVE ASSOCIATES LLC reported $0.91 billion in convertible notes that pay a coupon (listed in the US), 75 positions, in its Form 13F for the quarter ended 2026-06-30; the largest are TETRA TECH INC NEW, PARSONS CORP DEL, SOUTHERN CO.
- TETRA TECH INC NEW: Country of operation United States; Class DBCV 2.250% 8/1; Principal $59,095,000; Value $62,434,665.
- PARSONS CORP DEL: Country of operation United States; Class NOTE 2.625% 3/0; Principal $57,602,000; Value $56,868,007.
- SOUTHERN CO: Country of operation United States; Class NOTE 4.500% 6/1; Principal $49,750,000; Value $54,932,378.
- ALIBABA GROUP HLDG LTD: Country of operation —; Class NOTE 0.500% 6/0; Principal $45,820,000; Value $54,103,216.
Form 13F-HR as filed (SEC CIK 1009012): quarter ended 2026-06-30, filed 2026-07-16. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Principal | Value | Quarter end | Filed |
|---|
TETRA TECH INC NEW
CUSIP 88162GAB9 | United States | DBCV 2.250% 8/1 | $59,095,000 | $62,434,665 | 2026-06-30 | 2026-07-16 |
|---|
PARSONS CORP DEL
CUSIP 70202LAD4 | United States | NOTE 2.625% 3/0 | $57,602,000 | $56,868,007 | 2026-06-30 | 2026-07-16 |
|---|
SOUTHERN CO
CUSIP 842587DZ7 | United States | NOTE 4.500% 6/1 | $49,750,000 | $54,932,378 | 2026-06-30 | 2026-07-16 |
|---|
ALIBABA GROUP HLDG LTD
CUSIP 01609WBG6 | | NOTE 0.500% 6/0 | $45,820,000 | $54,103,216 | 2026-06-30 | 2026-07-16 |
|---|
FLUOR CORP
CUSIP 343412AJ1 | United States | NOTE 1.125% 8/1 | $37,865,000 | $50,098,916 | 2026-06-30 | 2026-07-16 |
|---|
ITRON INC
CUSIP 465741AQ9 | United States | NOTE 1.375% 7/1 | $43,380,000 | $43,283,996 | 2026-06-30 | 2026-07-16 |
|---|
NUTANIX INC
CUSIP 67059NAH1 | United States | NOTE 0.250%10/0 | $33,525,000 | $37,915,548 | 2026-06-30 | 2026-07-16 |
|---|
UBER TECHNOLOGIES INC
CUSIP 90353TAM2 | United States | NOTE 0.875%12/0 | $31,000,000 | $37,177,156 | 2026-06-30 | 2026-07-16 |
|---|
PPL CAP FDG INC
CUSIP 69352PAS2 | United States | NOTE 2.875% 3/1 | $27,815,000 | $31,579,435 | 2026-06-30 | 2026-07-16 |
|---|
GUIDEWIRE SOFTWARE INC
CUSIP 40171VAC4 | United States | NOTE 1.250%11/0 | $32,195,000 | $31,006,084 | 2026-06-30 | 2026-07-16 |
|---|
BROOKDALE SR LIVING INC
CUSIP 112463AC8 | United States | NOTE 2.000%10/1 | $14,350,000 | $28,570,620 | 2026-06-30 | 2026-07-16 |
|---|
REVOLUTION MEDICINES INC
CUSIP 76155XAA8 | United States | NOTE 0.500% 5/0 | $21,900,000 | $27,657,501 | 2026-06-30 | 2026-07-16 |
|---|
REPLIGEN CORP
CUSIP 759916AD1 | United States | NOTE 1.000%12/1 | $26,305,000 | $27,010,074 | 2026-06-30 | 2026-07-16 |
|---|
MICROCHIP TECHNOLOGY INC.
CUSIP 595017BG8 | United States | NOTE 0.750% 6/0 | $23,750,000 | $26,176,326 | 2026-06-30 | 2026-07-16 |
|---|
EVERGY INC
CUSIP 30034WAD8 | United States | NOTE 4.500%12/1 | $16,895,000 | $24,061,834 | 2026-06-30 | 2026-07-16 |
|---|
FRESHPET INC
CUSIP 358039AB1 | United States | NOTE 3.000% 4/0 | $19,770,000 | $23,052,644 | 2026-06-30 | 2026-07-16 |
|---|
INTEGER HLDGS CORP
CUSIP 45826HAB5 | United States | NOTE 2.125% 2/1 | $18,745,000 | $23,038,900 | 2026-06-30 | 2026-07-16 |
|---|
NORTHERN OIL & GAS INC
CUSIP 665531AJ8 | United States | NOTE 3.625% 4/1 | $18,381,000 | $17,602,864 | 2026-06-30 | 2026-07-16 |
|---|
GLOBAL PMTS INC
CUSIP 37940XAU6 | United States | NOTE 1.500% 3/0 | $17,365,000 | $15,621,273 | 2026-06-30 | 2026-07-16 |
|---|
GOLAR LNG LTD
CUSIP 38046YAD3 | | NOTE 2.750%12/1 | $13,515,000 | $15,371,427 | 2026-06-30 | 2026-07-16 |
|---|
HAEMONETICS CORP MASS
CUSIP 405024AD2 | United States | NOTE 2.500% 6/0 | $12,735,000 | $12,887,792 | 2026-06-30 | 2026-07-16 |
|---|
PURECYCLE TECHNOLOGIES INC
CUSIP 74623VAD5 | | NOTE 4.750% 7/0 | $11,750,000 | $11,850,430 | 2026-06-30 | 2026-07-16 |
|---|
WORLD KINECT CORPORATION
CUSIP 98149GAB6 | United States | NOTE 3.250% 7/0 | $8,545,000 | $11,097,668 | 2026-06-30 | 2026-07-16 |
|---|
CHEESECAKE FACTORY INC
CUSIP 163072AC5 | United States | NOTE 2.000% 3/1 | $8,490,000 | $10,813,374 | 2026-06-30 | 2026-07-16 |
|---|
RIVIAN AUTOMOTIVE INC
CUSIP 76954AAB9 | United States | NOTE 4.625% 3/1 | $9,000,000 | $10,669,653 | 2026-06-30 | 2026-07-16 |
|---|
PG&E CORP
CUSIP 69331CAL2 | United States | NOTE 4.250%12/0 | $9,500,000 | $9,754,085 | 2026-06-30 | 2026-07-16 |
|---|
OPKO HEALTH INC
CUSIP 68375NAG8 | United States | NOTE 3.750% 1/1 | $5,903,000 | $8,993,527 | 2026-06-30 | 2026-07-16 |
|---|
AFFIRM HLDGS INC
CUSIP 00827BAD8 | United States | NOTE 0.750%12/1 | $7,500,000 | $8,723,888 | 2026-06-30 | 2026-07-16 |
|---|
ON SEMICONDUCTOR CORP
CUSIP 682189AU9 | United States | NOTE 0.500% 3/0 | $7,000,000 | $8,451,540 | 2026-06-30 | 2026-07-16 |
|---|
VISHAY INTERTECHNOLOGY INC
CUSIP 928298AR9 | United States | NOTE 2.250% 9/1 | $4,000,000 | $7,939,301 | 2026-06-30 | 2026-07-16 |
|---|
WEC ENERGY GROUP INC
CUSIP 92939UAT3 | | NOTE 3.375% 6/0 | $7,500,000 | $7,799,997 | 2026-06-30 | 2026-07-16 |
|---|
LANTHEUS HLDGS INC
CUSIP 516544AB9 | United States | NOTE 2.625%12/1 | $5,000,000 | $7,305,422 | 2026-06-30 | 2026-07-16 |
|---|
VERTEX INC
CUSIP 92538JAB2 | United States | NOTE 0.750% 5/0 | $7,860,000 | $7,043,693 | 2026-06-30 | 2026-07-16 |
|---|
IMPINJ INC
CUSIP 453204AD1 | United States | NOTE 1.125% 5/1 | $4,990,000 | $7,007,848 | 2026-06-30 | 2026-07-16 |
|---|
LYFT INC
CUSIP 55087PAD6 | United States | NOTE 0.625% 3/0 | $6,500,000 | $6,824,950 | 2026-06-30 | 2026-07-16 |
|---|
ALLIANT ENERGY CORP
CUSIP 018802AE8 | | NOTE 3.250% 5/3 | $6,000,000 | $6,574,067 | 2026-06-30 | 2026-07-16 |
|---|
FLUENCE ENERGY INC
CUSIP 34379VAB9 | United States | NOTE 2.250% 6/1 | $5,000,000 | $6,402,307 | 2026-06-30 | 2026-07-16 |
|---|
ALNYLAM PHARMACEUTICALS INC
CUSIP 02043QAB3 | United States | NOTE 1.000% 9/1 | $5,075,000 | $6,102,303 | 2026-06-30 | 2026-07-16 |
|---|
SUPER MICRO COMPUTER INC
CUSIP 86800UAD6 | United States | NOTE 2.250% 7/1 | $6,000,000 | $5,874,414 | 2026-06-30 | 2026-07-16 |
|---|
CMS ENERGY CORP
CUSIP 125896BX7 | United States | NOTE 3.375% 5/0 | $4,545,000 | $5,079,087 | 2026-06-30 | 2026-07-16 |
|---|
TRANSMEDICS GROUP INC
CUSIP 89377MAB5 | United States | NOTE 1.500% 6/0 | $4,500,000 | $4,888,141 | 2026-06-30 | 2026-07-16 |
|---|
AKAMAI TECHNOLOGIES INC
CUSIP 00971TAL5 | United States | NOTE 0.375% 9/0 | $4,000,000 | $4,806,526 | 2026-06-30 | 2026-07-16 |
|---|
CELCUITY INC
CUSIP 15102KAB6 | | NOTE 0.250% 8/0 | $3,425,000 | $3,900,088 | 2026-06-30 | 2026-07-16 |
|---|
UPSTART HLDGS INC
CUSIP 91680MAF4 | United States | NOTE 1.000%11/1 | $4,500,000 | $3,702,563 | 2026-06-30 | 2026-07-16 |
|---|
FIRST MAJESTIC SILVER CORP
CUSIP 32076VAD5 | | NOTE 0.375% 1/1 | $3,000,000 | $3,688,549 | 2026-06-30 | 2026-07-16 |
|---|
LIBERTY MEDIA CORP DEL
CUSIP 531229AQ5 | United States | NOTE 2.250% 8/1 | $2,920,000 | $3,607,765 | 2026-06-30 | 2026-07-16 |
|---|
LCI INDS
CUSIP 501812AD3 | United States | NOTE 3.000% 3/0 | $3,000,000 | $3,375,210 | 2026-06-30 | 2026-07-16 |
|---|
PELOTON INTERACTIVE INC
CUSIP 70614WAD2 | United States | NOTE 5.500%12/0 | $2,000,000 | $3,233,450 | 2026-06-30 | 2026-07-16 |
|---|
TRIP COM GROUP LTD
CUSIP 89677QAB3 | | NOTE 0.750% 6/1 | $3,000,000 | $2,959,736 | 2026-06-30 | 2026-07-16 |
|---|
JAZZ INVESTMENTS I LTD
CUSIP 472145AH4 | | NOTE 3.125% 9/1 | $1,720,000 | $2,933,999 | 2026-06-30 | 2026-07-16 |
|---|
TANDEM DIABETES CARE INC
CUSIP 875372AD6 | United States | NOTE 1.500% 3/1 | $2,500,000 | $2,396,783 | 2026-06-30 | 2026-07-16 |
|---|
GROUPON INC
CUSIP 399473AH0 | United States | NOTE 6.250% 3/1 | $2,000,000 | $2,273,527 | 2026-06-30 | 2026-07-16 |
|---|
SNAP INC
CUSIP 83304AAK2 | United States | NOTE 0.500% 5/0 | $2,500,000 | $2,041,303 | 2026-06-30 | 2026-07-16 |
|---|
LIBERTY MEDIA CORP DEL
CUSIP 531229AP7 | United States | NOTE 3.750% 3/1 | $1,550,000 | $1,774,038 | 2026-06-30 | 2026-07-16 |
|---|
NUVATION BIO INC
CUSIP 67080NAA9 | | NOTE 0.750% 7/0 | $1,500,000 | $1,568,578 | 2026-06-30 | 2026-07-16 |
|---|
INTEGER HLDGS CORP
CUSIP 45826HAD1 | United States | DBCV 1.875% 3/1 | $1,565,000 | $1,511,482 | 2026-06-30 | 2026-07-16 |
|---|
JD.COM INC
CUSIP 47215PAJ5 | | NOTE 0.250% 6/0 | $1,130,000 | $1,113,595 | 2026-06-30 | 2026-07-16 |
|---|
AKAMAI TECHNOLOGIES INC
CUSIP 00971TAN1 | United States | NOTE 1.125% 2/1 | $800,000 | $954,870 | 2026-06-30 | 2026-07-16 |
|---|
KOSMOS ENERGY LTD
CUSIP 500688AH9 | United States | NOTE 3.125% 3/1 | $1,230,000 | $902,739 | 2026-06-30 | 2026-07-16 |
|---|
SHIFT4 PMTS INC
CUSIP 82452JAD1 | United States | NOTE 0.500% 8/0 | $810,000 | $773,693 | 2026-06-30 | 2026-07-16 |
|---|
AMPHASTAR PHARMACEUTICALS IN
CUSIP 03209RAB9 | United States | NOTE 2.000% 3/1 | $640,000 | $581,161 | 2026-06-30 | 2026-07-16 |
|---|
BANDWIDTH INC
CUSIP 05988JAD5 | United States | NOTE 0.500% 4/0 | $601,000 | $565,124 | 2026-06-30 | 2026-07-16 |
|---|
LITHIUM ARGENTINA AG
CUSIP 53680QAA6 | | NOTE 1.750% 1/1 | $460,000 | $450,241 | 2026-06-30 | 2026-07-16 |
|---|
SNAP INC
CUSIP 83304AAH9 | United States | NOTE 0.125% 3/0 | $420,000 | $388,667 | 2026-06-30 | 2026-07-16 |
|---|
SEA LTD
CUSIP 81141RAG5 | | NOTE 0.250% 9/1 | $385,000 | $381,316 | 2026-06-30 | 2026-07-16 |
|---|
MARRIOTT VACATIONS WORLDWIDE
CUSIP 57164YAF4 | United States | NOTE 3.250%12/1 | $386,000 | $380,565 | 2026-06-30 | 2026-07-16 |
|---|
ETSY INC
CUSIP 29786AAN6 | United States | NOTE 0.250% 6/1 | $415,000 | $379,643 | 2026-06-30 | 2026-07-16 |
|---|
PENNYMAC CORP
CUSIP 70932AAH6 | United States | NOTE 8.500% 6/0 | $370,000 | $377,453 | 2026-06-30 | 2026-07-16 |
|---|
REDFIN CORP
CUSIP 75737FAE8 | United States | NOTE 0.500% 4/0 | $386,000 | $373,247 | 2026-06-30 | 2026-07-16 |
|---|
BLACKSTONE MORTGAGE TRUST IN
CUSIP 09257WAE0 | United States | NOTE 5.500% 3/1 | $354,000 | $353,136 | 2026-06-30 | 2026-07-16 |
|---|
CERENCE INC
CUSIP 156727AD1 | United States | NOTE 1.500% 7/0 | $345,000 | $317,927 | 2026-06-30 | 2026-07-16 |
|---|
BENTLEY SYS INC
CUSIP 08265TAD1 | United States | NOTE 0.375% 7/0 | $260,000 | $249,700 | 2026-06-30 | 2026-07-16 |
|---|
NUTANIX INC
CUSIP 67059NAK4 | United States | NOTE 0.500%12/1 | $150,000 | $147,814 | 2026-06-30 | 2026-07-16 |
|---|
MGP INGREDIENTS INC NEW
CUSIP 55303JAB2 | United States | NOTE 1.875%11/1 | $110,000 | $107,100 | 2026-06-30 | 2026-07-16 |
|---|
BROOKDALE SR LIVING INC
CUSIP 112463AF1 | United States | NOTE 3.500%10/1 | $30,000 | $57,402 | 2026-06-30 | 2026-07-16 |
|---|