Warberg Asset Management LLC quarter change: Foreign Stocks, Sold out
In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2026-03-31 to 2026-06-30, Warberg Asset Management LLC opened 0 positions, added to 1, reduced 4, sold out of 4 and left 1 unchanged. The largest increase in value was DBCA (+$6,984); the largest decrease was PONOU (-$1,047,900).
- PONOU: Country of operation —; Class UNIT 03/11/2031; Shares 2026-03-31 105,000; Shares 2026-06-30 0.
- CTAAU: Country of operation —; Class UNIT 01/26/2031; Shares 2026-03-31 98,500; Shares 2026-06-30 0.
- RVPH: Country of operation United States; Class COM NEW; Shares 2026-03-31 90,772; Shares 2026-06-30 0.
- PMNT: Country of operation United States; Class COM SHS; Shares 2026-03-31 95,200; Shares 2026-06-30 0.
Two Form 13F-HR filings compared (SEC CIK 1597506): 2026-03-31 (filed 2026-05-07) and 2026-06-30 (filed 2026-08-11). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
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