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Veritable, L.P. Historic Quarter Change: Foreign Stocks, Reduced, 2015 Q4

Veritable, L.P. historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 15 quarters from 2012-12-31 to 2016-09-30, Veritable, L.P. opened 27 positions, added to 199, reduced 156 and sold out of 42.

  • Q4 2015: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 79,241.
  • Q4 2015: Stock TSM; Country of operation —; Class SPONSORED ADR; Shares before 57,324.
  • Q4 2015: Stock EMBJ; Country of operation —; Class SP ADR REP 4 COM; Shares before 21,570.
  • Q4 2015: Stock E; Country of operation —; Class SPONSORED ADR; Shares before 18,351.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1300311), 15 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-07-19); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-03); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-07); Q3 2013 (2013-06-30 to 2013-09-30, filed 2014-02-10); Q2 2013 (2013-03-31 to 2013-06-30, filed 2014-02-10); Q1 2013 (2012-12-31 to 2013-03-31, filed 2014-02-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2004-06-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2015BP
BP PLC
SPONSORED ADR79,24144,076-35,165$2,422,000$1,378,000-$1,044,0002016-07-19
Q4 2015TSM
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR57,32456,935-389$1,189,000$1,295,000+$106,0002016-07-19
Q4 2015EMBJ
EMBRAER S A
SP ADR REP 4 COM21,57021,346-224$552,000$631,000+$79,0002016-07-19
Q4 2015E
ENI S P A
SPONSORED ADR18,35117,578-773$576,000$524,000-$52,0002016-07-19
Q4 2015PBRA
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG173,280172,961-319$638,000$588,000-$50,0002016-07-19
Q4 2015NVO
NOVO-NORDISK A S
ADR13,10512,879-226$711,000$748,000+$37,0002016-07-19
Q4 2015TELFY
TELEFONICA S A
SpainSPONSORED ADR15,05414,764-290$181,000$163,000-$18,0002016-07-19

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