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Veritable, L.P. Historic Quarter Change: Foreign Stocks, Added, 2015 Q3

Veritable, L.P. historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 15 quarters from 2012-12-31 to 2016-09-30, Veritable, L.P. opened 27 positions, added to 199, reduced 156 and sold out of 42.

  • Q3 2015: Stock PBRA; Country of operation —; Class SP ADR NON VTG; Shares before 144,851.
  • Q3 2015: Stock PKX; Country of operation —; Class SPONSORED ADR; Shares before 11,045.
  • Q3 2015: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 12,562.
  • Q3 2015: Stock SBS; Country of operation —; Class SPONSORED ADR; Shares before 57,820.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1300311), 15 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-07-19); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-03); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-07); Q3 2013 (2013-06-30 to 2013-09-30, filed 2014-02-10); Q2 2013 (2013-03-31 to 2013-06-30, filed 2014-02-10); Q1 2013 (2012-12-31 to 2013-03-31, filed 2014-02-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2004-06-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2015PBRA
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG144,851173,280+28,429$1,182,000$638,000-$544,0002015-11-03
Q3 2015PKX
POSCO
SPONSORED ADR11,04513,415+2,370$542,000$470,000-$72,0002015-11-03
Q3 2015NVS
NOVARTIS A G
SPONSORED ADR12,56212,789+227$1,235,000$1,176,000-$59,0002015-11-03
Q3 2015SBS
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR57,82062,300+4,480$300,000$242,000-$58,0002015-11-03
Q3 2015EMBJ
EMBRAER S A
SP ADR REP 4 COM19,67421,570+1,896$596,000$552,000-$44,0002015-11-03
Q3 2015TELFY
TELEFONICA S A
SpainSPONSORED ADR14,71615,054+338$209,000$181,000-$28,0002015-11-03
Q3 2015ULXXXX
UNILEVER PLC
SPON ADR NEW14,79215,143+351$635,000$618,000-$17,0002015-11-03
Q3 2015TEVA
TEVA PHARMACEUTICAL INDS LTD
ADR5,1905,210+20$307,000$294,000-$13,0002015-11-03
Q3 2015NVO
NOVO-NORDISK A S
ADR13,01413,105+91$713,000$711,000-$2,0002015-11-03

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