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USA MUTUALS ADVISORS, INC. Historic Quarter Change: USA Everything Else, Added

USA MUTUALS ADVISORS, INC. historic quarter change: USA Everything Else, Added

In partnership units, exchange-traded notes and anything else (listed in the US), over 14 quarters from 2013-03-31 to 2016-09-30, USA MUTUALS ADVISORS, INC. opened 4 positions, added to 3, reduced 0 and sold out of 4.

  • Q1 2014: Stock Swedish Expt Cr Corp; Country of operation —; Class ROG AGRI ETN22; Shares before 40,000.
  • Q4 2013: Stock iPath Goldman Sachs Crude Oil Total Return Index ETN; Country of operation —; Class IPSP CROIL ETN; Shares before 6,000.
  • Q4 2013: Stock Swedish Expt Cr Corp; Country of operation —; Class ROG AGRI ETN22; Shares before 16,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1425419), 14 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-25); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-21); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-09-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2015-09-09); Q2 2014 (2014-03-31 to 2014-06-30, filed 2015-09-09); Q1 2014 (2013-12-31 to 2014-03-31, filed 2015-09-09); Q4 2013 (2013-09-30 to 2013-12-31, filed 2015-09-09); Q3 2013 (2013-06-30 to 2013-09-30, filed 2015-09-09); Q2 2013 (2013-03-31 to 2013-06-30, filed 2015-09-09). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2014Swedish Expt Cr Corp
CUSIP 870297603
ROG AGRI ETN2240,00045,000+5,000$319,000$404,000+$85,0002015-09-09
Q4 2013iPath Goldman Sachs Crude Oil Total Return Index ETN
CUSIP 06738C786
IPSP CROIL ETN6,00029,405+23,405$145,000$680,000+$535,0002015-09-09
Q4 2013Swedish Expt Cr Corp
CUSIP 870297603
ROG AGRI ETN2216,00040,000+24,000$132,000$319,000+$187,0002015-09-09

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