Universal- Beteiligungs- und Servicegesellschaft mbH historic quarter change: USA Bonds: Zero-Coupon Convertibles, Reduced
In zero-coupon convertible notes (no coupon in the filed class) (listed in the US), over 6 quarters from 2024-12-31 to 2026-06-30, Universal- Beteiligungs- und Servicegesellschaft mbH opened 37 positions, added to 39, reduced 35 and sold out of 24.
- Q2 2026: Stock TETRA TECH INC NEW; Country of operation United States; Class DBCV; Principal before $4,067,000.
- Q2 2026: Stock APPLIED DIGITAL CORP; Country of operation United States; Class NOTE; Principal before $250,000.
- Q1 2026: Stock AMERICAN WTR CAP CORP; Country of operation United States; Class NOTE; Principal before $57,419,000.
- Q1 2026: Stock NEXTERA ENERGY CAP HLDGS INC; Country of operation United States; Class NOTE; Principal before $43,174,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 2057170), 6 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-06); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-11); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-28); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-30); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-06). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2024-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2026 | TETRA TECH INC NEW
CUSIP 88162GAB9 | United States | DBCV | $4,067,000 | $2,300,000 | -1,767,000 | $4,289,526 | $2,449,523 | -$1,840,003 | 2026-08-06 |
|---|
| Q2 2026 | APPLIED DIGITAL CORP
CUSIP 038169AB4 | United States | NOTE | $250,000 | $210,000 | -40,000 | $666,474 | $839,450 | +$172,976 | 2026-08-06 |
|---|
| Q1 2026 | AMERICAN WTR CAP CORP
CUSIP 03040WBE4 | United States | NOTE | $57,419,000 | $19,744,000 | -37,675,000 | $57,318,580 | $19,924,729 | -$37,393,851 | 2026-05-11 |
|---|
| Q1 2026 | NEXTERA ENERGY CAP HLDGS INC
CUSIP 65339KCY4 | United States | NOTE | $43,174,000 | $32,751,000 | -10,423,000 | $54,099,436 | $45,585,135 | -$8,514,301 | 2026-05-11 |
|---|
| Q1 2026 | PPL CAP FDG INC
CUSIP 69352PAS2 | United States | NOTE | $34,122,000 | $29,280,000 | -4,842,000 | $37,786,251 | $34,355,038 | -$3,431,213 | 2026-05-11 |
|---|
| Q1 2026 | PG&E CORP
CUSIP 69331CAL2 | United States | NOTE | $2,934,000 | $786,000 | -2,148,000 | $3,033,057 | $827,734 | -$2,205,323 | 2026-05-11 |
|---|
| Q1 2026 | TETRA TECH INC NEW
CUSIP 88162GAB9 | United States | DBCV | $5,367,000 | $4,067,000 | -1,300,000 | $5,905,047 | $4,289,526 | -$1,615,521 | 2026-05-11 |
|---|
| Q4 2025 | AMERICAN WTR CAP CORP
CUSIP 03040WBE4 | United States | NOTE | $67,419,000 | $57,419,000 | -10,000,000 | $68,252,543 | $57,318,580 | -$10,933,963 | 2026-01-28 |
|---|
| Q4 2025 | CMS ENERGY CORP
CUSIP 125896BX7 | United States | NOTE | $60,408,000 | $57,922,000 | -2,486,000 | $67,071,155 | $62,477,759 | -$4,593,396 | 2026-01-28 |
|---|
| Q4 2025 | ARRAY TECHNOLOGIES INC
CUSIP 04271TAB6 | United States | NOTE | $3,990,000 | $500,000 | -3,490,000 | $3,485,598 | $456,497 | -$3,029,101 | 2026-01-28 |
|---|
| Q4 2025 | ECHOSTAR CORP
CUSIP 278768AB2 | United States | NOTE | $1,079,462 | $1,047,384 | -32,078 | $2,667,507 | $3,526,022 | +$858,515 | 2026-01-28 |
|---|
| Q4 2025 | AIRBNB INC
CUSIP 009066AB7 | United States | NOTE | $4,450,000 | $3,750,000 | -700,000 | $4,356,773 | $3,715,698 | -$641,075 | 2026-01-28 |
|---|
| Q3 2025 | AIRBNB INC
CUSIP 009066AB7 | United States | NOTE | $12,690,000 | $4,450,000 | -8,240,000 | $12,241,790 | $4,356,773 | -$7,885,017 | 2025-10-30 |
|---|
| Q3 2025 | UBER TECHNOLOGIES INC
CUSIP 90353TAJ9 | United States | NOTE 12/1 | $58,554,000 | $52,554,000 | -6,000,000 | $70,195,706 | $64,127,442 | -$6,068,264 | 2025-10-30 |
|---|
| Q3 2025 | TYLER TEX INDPT SCH DIST
CUSIP 902252AB1 | United States | NOTE | $18,542,000 | $15,580,000 | -2,962,000 | $22,878,716 | $17,158,738 | -$5,719,978 | 2025-10-30 |
|---|
| Q3 2025 | NORTHERN OIL & GAS INC
CUSIP 665531AJ8 | United States | NOTE | $4,037,000 | $667,000 | -3,370,000 | $4,264,699 | $681,564 | -$3,583,135 | 2025-10-30 |
|---|
| Q3 2025 | TETRA TECH INC NEW
CUSIP 88162GAB9 | United States | DBCV | $7,127,000 | $4,367,000 | -2,760,000 | $8,089,787 | $4,719,745 | -$3,370,042 | 2025-10-30 |
|---|
| Q3 2025 | LANTHEUS HLDGS INC
CUSIP 516544AB9 | United States | NOTE | $4,305,000 | $2,105,000 | -2,200,000 | $5,478,055 | $2,228,835 | -$3,249,220 | 2025-10-30 |
|---|
| Q3 2025 | FRESHPET INC
CUSIP 358039AB1 | United States | NOTE | $2,826,000 | $1,200,000 | -1,626,000 | $3,536,541 | $1,366,128 | -$2,170,413 | 2025-10-30 |
|---|
| Q3 2025 | PG&E CORP
CUSIP 69331CAL2 | United States | NOTE | $5,084,000 | $2,934,000 | -2,150,000 | $5,067,944 | $3,015,673 | -$2,052,271 | 2025-10-30 |
|---|
| Q3 2025 | ARRAY TECHNOLOGIES INC
CUSIP 04271TAB6 | United States | NOTE | $6,790,000 | $3,990,000 | -2,800,000 | $5,357,197 | $3,485,598 | -$1,871,599 | 2025-10-30 |
|---|
| Q3 2025 | AMERICAN WTR CAP CORP
CUSIP 03040WBE4 | United States | NOTE | $69,612,000 | $67,419,000 | -2,193,000 | $70,054,114 | $68,252,543 | -$1,801,571 | 2025-10-30 |
|---|
| Q3 2025 | CMS ENERGY CORP
CUSIP 125896BX7 | United States | NOTE | $63,158,000 | $60,408,000 | -2,750,000 | $67,592,640 | $67,071,155 | -$521,485 | 2025-10-30 |
|---|
| Q3 2025 | ECHOSTAR CORP
CUSIP 278768AB2 | United States | NOTE | $2,569,713 | $1,079,462 | -1,490,251 | $3,030,094 | $2,667,507 | -$362,587 | 2025-10-30 |
|---|
| Q2 2025 | AMERICAN WTR CAP CORP
CUSIP 03040WBE4 | United States | NOTE | $74,312,000 | $69,612,000 | -4,700,000 | $77,045,462 | $70,054,114 | -$6,991,348 | 2025-08-11 |
|---|
| Q2 2025 | LANTHEUS HLDGS INC
CUSIP 516544AB9 | United States | NOTE | $7,442,000 | $4,305,000 | -3,137,000 | $10,550,741 | $5,478,055 | -$5,072,686 | 2025-08-11 |
|---|
| Q2 2025 | UBER TECHNOLOGIES INC
CUSIP 90353TAJ9 | United States | NOTE 12/1 | $61,554,000 | $58,554,000 | -3,000,000 | $65,369,733 | $70,195,706 | +$4,825,973 | 2025-08-11 |
|---|
| Q2 2025 | FRESHPET INC
CUSIP 358039AB1 | United States | NOTE | $3,741,000 | $2,826,000 | -915,000 | $5,366,539 | $3,536,541 | -$1,829,998 | 2025-08-11 |
|---|
| Q2 2025 | NUTANIX INC
CUSIP 67059NAH1 | United States | NOTE | $2,902,000 | $1,843,000 | -1,059,000 | $3,862,504 | $2,598,197 | -$1,264,307 | 2025-08-11 |
|---|
| Q2 2025 | AMERICAN AIRLINES GROUP INC
CUSIP 02376RAF9 | United States | NOTE | $1,466,000 | $750,000 | -716,000 | $1,492,462 | $774,473 | -$717,989 | 2025-08-11 |
|---|
| Q2 2025 | NEXTERA ENERGY CAP HLDGS INC
CUSIP 65339KCY4 | United States | NOTE | $33,257,000 | $33,217,000 | -40,000 | $38,540,206 | $38,034,461 | -$505,745 | 2025-08-11 |
|---|
| Q2 2025 | TETRA TECH INC NEW
CUSIP 88162GAB9 | United States | DBCV | $7,857,000 | $7,127,000 | -730,000 | $8,147,120 | $8,089,787 | -$57,333 | 2025-08-11 |
|---|
| Q1 2025 | PALO ALTO NETWORKS INC
CUSIP 697435AF2 | United States | NOTE | $4,743,000 | $1,838,000 | -2,905,000 | $17,350,569 | $6,316,931 | -$11,033,638 | 2025-05-06 |
|---|
| Q1 2025 | TYLER TEX INDPT SCH DIST
CUSIP 902252AB1 | United States | NOTE | $22,135,000 | $16,502,000 | -5,633,000 | $26,847,456 | $20,061,946 | -$6,785,510 | 2025-05-06 |
|---|
| Q1 2025 | BOOKING HOLDINGS INC
CUSIP 09857LAN8 | United States | NOTE | $13,974,000 | $12,662,000 | -1,312,000 | $36,932,165 | $31,086,161 | -$5,846,004 | 2025-05-06 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | United States | $58.389B | 1,471 |
|---|
| CAPSTONE INVESTMENT ADVISORS, LLC | United States | $57.414B | 1,558 |
|---|
| CAPTRUST FINANCIAL ADVISORS | United States | $57.305B | 3,116 |
|---|
| First Eagle Investment Management, LLC | United States | $59.000B | 602 |
|---|
| BANK OF NOVA SCOTIA | Canada | $57.224B | 1,391 |
|---|
| ALKEON CAPITAL MANAGEMENT LLC | United States | $59.503B | 188 |
|---|
| AVIVA PLC | United Kingdom | $59.607B | 844 |
|---|
| Allspring Global Investments Holdings, LLC | United States | $59.677B | 3,465 |
|---|
| Rockefeller Capital Management L.P. | United States | $56.396B | 11,499 |
|---|
| Quantinno Capital Management LP | United States | $59.923B | 3,297 |
|---|