Union Bancaire Privee, UBP SA historic quarter change: USA Bonds: Convertible Notes, Reduced
In convertible notes that pay a coupon (listed in the US), over 6 quarters from 2024-12-31 to 2026-06-30, Union Bancaire Privee, UBP SA opened 9 positions, added to 57, reduced 49 and sold out of 62.
- Q2 2026: Stock SEAGATE HDD CAYMAN; Country of operation —; Class NOTE 3.500% 6/0; Principal before $835,000.
- Q1 2026: Stock LIVE NATION ENTERTAINMENT IN; Country of operation United States; Class NOTE 3.125% 1/1; Principal before $5,562,000.
- Q1 2026: Stock LUMENTUM HLDGS INC; Country of operation United States; Class NOTE 1.500%12/1; Principal before $1,938,000.
- Q1 2026: Stock VENTAS RLTY LTD PARTNERSHIP; Country of operation United States; Class NOTE 3.750% 6/0; Principal before $2,525,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1716607), 6 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-16); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-04-22); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-05); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-07); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-07-18); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-04-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2024-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2026 | SEAGATE HDD CAYMAN
CUSIP 81180WBL4 | | NOTE 3.500% 6/0 | $835,000 | $106,000 | -729,000 | $3,343,477 | $1,008,139 | -$2,335,338 | 2026-07-16 |
|---|
| Q1 2026 | LIVE NATION ENTERTAINMENT IN
CUSIP 538034BA6 | United States | NOTE 3.125% 1/1 | $5,562,000 | $3,587,000 | -1,975,000 | $6,988,098 | $4,568,650 | -$2,419,448 | 2026-04-22 |
|---|
| Q1 2026 | LUMENTUM HLDGS INC
CUSIP 55024UAH2 | United States | NOTE 1.500%12/1 | $1,938,000 | $1,223,000 | -715,000 | $8,851,347 | $10,747,761 | +$1,896,414 | 2026-04-22 |
|---|
| Q1 2026 | VENTAS RLTY LTD PARTNERSHIP
CUSIP 92277GAZ0 | United States | NOTE 3.750% 6/0 | $2,525,000 | $1,100,000 | -1,425,000 | $3,121,255 | $1,446,030 | -$1,675,225 | 2026-04-22 |
|---|
| Q1 2026 | SEAGATE HDD CAYMAN
CUSIP 81180WBL4 | | NOTE 3.500% 6/0 | $1,520,000 | $835,000 | -685,000 | $4,433,709 | $3,343,477 | -$1,090,232 | 2026-04-22 |
|---|
| Q1 2026 | HALOZYME THERAPEUTICS INC
CUSIP 40637HAF6 | United States | NOTE 1.000% 8/1 | $4,765,000 | $4,190,000 | -575,000 | $5,435,478 | $4,513,135 | -$922,343 | 2026-04-22 |
|---|
| Q1 2026 | ADVANCED ENERGY INDS
CUSIP 007973AE0 | United States | NOTE 2.500% 9/1 | $1,695,000 | $1,120,000 | -575,000 | $2,438,905 | $2,259,787 | -$179,118 | 2026-04-22 |
|---|
| Q1 2026 | FIRSTENERGY CORP
CUSIP 337932AR8 | United States | NOTE 4.000% 5/0 | $251,000 | $111,000 | -140,000 | $258,579 | $121,576 | -$137,003 | 2026-04-22 |
|---|
| Q4 2025 | ADVANCED ENERGY INDS
CUSIP 007973AE0 | United States | NOTE 2.500% 9/1 | $1,725,000 | $1,695,000 | -30,000 | $2,001,475 | $2,438,905 | +$437,430 | 2026-01-05 |
|---|
| Q4 2025 | ALNYLAM PHARMACEUTICALS INC
CUSIP 02043QAB3 | United States | NOTE 1.000% 9/1 | $2,030,000 | $1,980,000 | -50,000 | $2,808,500 | $2,488,619 | -$319,881 | 2026-01-05 |
|---|
| Q4 2025 | VENTAS RLTY LTD PARTNERSHIP
CUSIP 92277GAZ0 | United States | NOTE 3.750% 6/0 | $2,575,000 | $2,525,000 | -50,000 | $2,810,122 | $3,121,255 | +$311,133 | 2026-01-05 |
|---|
| Q4 2025 | CMS ENERGY CORP
CUSIP 125896BX7 | United States | NOTE 3.375% 5/0 | $302,000 | $151,000 | -151,000 | $331,138 | $162,282 | -$168,856 | 2026-01-05 |
|---|
| Q4 2025 | IONIS PHARMACEUTICALS INC
CUSIP 462222AF7 | United States | NOTE 1.750% 6/1 | $1,425,000 | $1,325,000 | -100,000 | $1,657,580 | $1,795,411 | +$137,831 | 2026-01-05 |
|---|
| Q4 2025 | SEAGATE HDD CAYMAN
CUSIP 81180WBL4 | | NOTE 3.500% 6/0 | $1,995,000 | $1,520,000 | -475,000 | $4,506,718 | $4,433,709 | -$73,009 | 2026-01-05 |
|---|
| Q4 2025 | DUKE ENERGY CORP NEW
CUSIP 26441CBY0 | United States | NOTE 4.125% 4/1 | $302,000 | $248,000 | -54,000 | $328,853 | $258,339 | -$70,514 | 2026-01-05 |
|---|
| Q4 2025 | ETSY INC
CUSIP 29786AAN6 | United States | NOTE 0.250% 6/1 | $991,000 | $958,000 | -33,000 | $872,518 | $852,873 | -$19,645 | 2026-01-05 |
|---|
| Q3 2025 | DUKE ENERGY CORP NEW
CUSIP 26441CBY0 | United States | NOTE 4.125% 4/1 | $1,885,000 | $302,000 | -1,583,000 | $1,693,112 | $328,853 | -$1,364,259 | 2025-10-07 |
|---|
| Q3 2025 | LIVE NATION ENTERTAINMENT IN
CUSIP 538034BA6 | United States | NOTE 3.125% 1/1 | $5,381,000 | $4,356,000 | -1,025,000 | $6,952,491 | $6,005,644 | -$946,847 | 2025-10-07 |
|---|
| Q3 2025 | HALOZYME THERAPEUTICS INC
CUSIP 40637HAF6 | United States | NOTE 1.000% 8/1 | $4,520,000 | $4,365,000 | -155,000 | $4,438,151 | $5,243,633 | +$805,482 | 2025-10-07 |
|---|
| Q3 2025 | ETSY INC
CUSIP 29786AAJ5 | United States | NOTE 0.125%10/0 | $2,075,000 | $1,125,000 | -950,000 | $1,718,539 | $975,184 | -$743,355 | 2025-10-07 |
|---|
| Q3 2025 | CMS ENERGY CORP
CUSIP 125896BX7 | United States | NOTE 3.375% 5/0 | $1,145,000 | $302,000 | -843,000 | $1,042,105 | $331,138 | -$710,967 | 2025-10-07 |
|---|
| Q3 2025 | ALNYLAM PHARMACEUTICALS INC
CUSIP 02043QAB3 | United States | NOTE 1.000% 9/1 | $2,130,000 | $2,030,000 | -100,000 | $2,335,442 | $2,808,500 | +$473,058 | 2025-10-07 |
|---|
| Q3 2025 | CENTERPOINT ENERGY INC
CUSIP 15189TBD8 | United States | NOTE 4.250% 8/1 | $1,915,000 | $1,465,000 | -450,000 | $1,777,076 | $1,399,657 | -$377,419 | 2025-10-07 |
|---|
| Q3 2025 | SEAGATE HDD CAYMAN
CUSIP 81180WBL4 | | NOTE 3.500% 6/0 | $2,840,000 | $1,995,000 | -845,000 | $4,289,740 | $4,506,718 | +$216,978 | 2025-10-07 |
|---|
| Q3 2025 | LUMENTUM HLDGS INC
CUSIP 55024UAH2 | United States | NOTE 1.500%12/1 | $2,915,000 | $1,897,000 | -1,018,000 | $3,827,863 | $3,864,948 | +$37,085 | 2025-10-07 |
|---|
| Q2 2025 | ON SEMICONDUCTOR CORP
CUSIP 682189AU9 | United States | NOTE 0.500% 3/0 | $5,980,000 | $955,000 | -5,025,000 | $4,840,528 | $758,462 | -$4,082,066 | 2025-07-18 |
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| Q2 2025 | SHOPIFY INC
CUSIP 82509LAA5 | | NOTE 0.125%11/0 | $5,677,000 | $2,282,000 | -3,395,000 | $5,324,261 | $1,972,875 | -$3,351,386 | 2025-07-18 |
|---|
| Q2 2025 | ADVANCED ENERGY INDS
CUSIP 007973AE0 | United States | NOTE 2.500% 9/1 | $4,505,000 | $1,125,000 | -3,380,000 | $4,412,436 | $1,167,994 | -$3,244,442 | 2025-07-18 |
|---|
| Q2 2025 | NCL CORP LTD
CUSIP 62886HBD2 | | NOTE 1.125% 2/1 | $3,140,000 | $285,000 | -2,855,000 | $2,859,952 | $237,000 | -$2,622,952 | 2025-07-18 |
|---|
| Q2 2025 | INSULET CORP
CUSIP 45784PAK7 | United States | NOTE 0.375% 9/0 | $3,440,000 | $2,080,000 | -1,360,000 | $4,028,415 | $2,469,028 | -$1,559,387 | 2025-07-18 |
|---|
| Q2 2025 | CENTERPOINT ENERGY INC
CUSIP 15189TBD8 | United States | NOTE 4.250% 8/1 | $3,254,000 | $1,915,000 | -1,339,000 | $3,246,371 | $1,777,076 | -$1,469,295 | 2025-07-18 |
|---|
| Q2 2025 | MIDDLEBY CORP
CUSIP 596278AB7 | United States | NOTE 1.000% 9/0 | $3,922,000 | $3,337,000 | -585,000 | $4,593,507 | $3,220,155 | -$1,373,352 | 2025-07-18 |
|---|
| Q2 2025 | LANTHEUS HLDGS INC
CUSIP 516544AB9 | United States | NOTE 2.625%12/1 | $2,975,000 | $2,670,000 | -305,000 | $4,036,222 | $2,870,414 | -$1,165,808 | 2025-07-18 |
|---|
| Q2 2025 | TELADOC HEALTH INC
CUSIP 87918AAF2 | United States | NOTE 1.250% 6/0 | $401,000 | $128,000 | -273,000 | $367,771 | $118,079 | -$249,692 | 2025-07-18 |
|---|
| Q2 2025 | SEAGATE HDD CAYMAN
CUSIP 81180WBL4 | | NOTE 3.500% 6/0 | $3,810,000 | $2,840,000 | -970,000 | $4,334,776 | $4,289,740 | -$45,036 | 2025-07-18 |
|---|
| Q2 2025 | COINBASE GLOBAL INC
CUSIP 19260QAB3 | United States | NOTE 0.500% 6/0 | $258,000 | $180,000 | -78,000 | $255,781 | $263,067 | +$7,286 | 2025-07-18 |
|---|
| Q1 2025 | BENTLEY SYS INC
CUSIP 08265TAB5 | United States | NOTE 0.125% 1/1 | $9,675,000 | $1,795,000 | -7,880,000 | $8,991,482 | $1,593,251 | -$7,398,231 | 2025-04-16 |
|---|
| Q1 2025 | AMERICAN WTR CAP CORP
CUSIP 03040WBE4 | United States | NOTE 3.625% 6/1 | $4,650,000 | $1,460,000 | -3,190,000 | $4,382,691 | $1,381,768 | -$3,000,923 | 2025-04-16 |
|---|
| Q1 2025 | LIVE NATION ENTERTAINMENT IN
CUSIP 538034BA6 | United States | NOTE 3.125% 1/1 | $4,746,000 | $3,236,000 | -1,510,000 | $6,340,595 | $3,631,435 | -$2,709,160 | 2025-04-16 |
|---|
| Q1 2025 | CMS ENERGY CORP
CUSIP 125896BX7 | United States | NOTE 3.375% 5/0 | $3,300,000 | $1,145,000 | -2,155,000 | $3,309,499 | $1,169,323 | -$2,140,176 | 2025-04-16 |
|---|
| Q1 2025 | LUMENTUM HLDGS INC
CUSIP 55024UAF6 | United States | NOTE 0.500% 6/1 | $3,520,000 | $1,817,000 | -1,703,000 | $3,274,724 | $1,565,609 | -$1,709,115 | 2025-04-16 |
|---|
| Q1 2025 | ON SEMICONDUCTOR CORP
CUSIP 682189AU9 | United States | NOTE 0.500% 3/0 | $6,100,000 | $5,980,000 | -120,000 | $5,616,812 | $4,840,528 | -$776,284 | 2025-04-16 |
|---|
| Q1 2025 | SOUTHERN CO
CUSIP 842587DP9 | United States | NOTE 3.875%12/1 | $4,875,000 | $4,115,000 | -760,000 | $4,935,159 | $4,262,936 | -$672,223 | 2025-04-16 |
|---|
| Q1 2025 | DUKE ENERGY CORP NEW
CUSIP 26441CBY0 | United States | NOTE 4.125% 4/1 | $2,425,000 | $1,885,000 | -540,000 | $2,419,067 | $1,887,483 | -$531,584 | 2025-04-16 |
|---|
| Q1 2025 | MARRIOTT VACATIONS WORLDWIDE
CUSIP 57164YAF4 | United States | NOTE 3.250%12/1 | $576,000 | $118,000 | -458,000 | $522,129 | $109,839 | -$412,290 | 2025-04-16 |
|---|
| Q1 2025 | CENTERPOINT ENERGY INC
CUSIP 15189TBD8 | United States | NOTE 4.250% 8/1 | $3,640,000 | $3,254,000 | -386,000 | $3,636,729 | $3,246,371 | -$390,358 | 2025-04-16 |
|---|
| Q1 2025 | ENVISTA HOLDINGS CORPORATION
CUSIP 29415FAD6 | United States | NOTE 1.750% 8/1 | $450,000 | $400,000 | -50,000 | $393,946 | $334,123 | -$59,823 | 2025-04-16 |
|---|
| Q1 2025 | TELADOC HEALTH INC
CUSIP 87918AAF2 | United States | NOTE 1.250% 6/0 | $477,000 | $401,000 | -76,000 | $416,481 | $367,771 | -$48,710 | 2025-04-16 |
|---|
| Q1 2025 | SEA LTD
CUSIP 81141RAF7 | | NOTE 2.375%12/0 | $650,000 | $575,000 | -75,000 | $802,367 | $806,423 | +$4,056 | 2025-04-16 |
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