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UBS Group AG Historic Quarter Change: Foreign Preferred Shares, New

UBS Group AG historic quarter change: Foreign Preferred Shares, New

In preferred shares (depositary receipts and foreign shares traded over the counter), over 17 quarters from 2014-12-31 to 2026-06-30, UBS Group AG opened 8 positions, added to 103, reduced 100 and sold out of 23.

  • Q4 2025: Stock AXIAPR; Country of operation —; Class SPON ADS PFD B1; Shares before 0.
  • Q3 2024: Stock CENTRAIS ELETRICAS BRASILEIR; Country of operation —; Class SPON ADR PFD B; Shares before 0.
  • Q3 2024: Stock BAK; Country of operation —; Class SP ADR PFD A; Shares before 0.
  • Q1 2024: Stock CENTRAIS ELETRICAS BRASILEIR; Country of operation —; Class SPON ADR PFD B; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1610520), 17 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-13); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-05); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-29); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-13); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2025AXIAPR
CENTRAIS ELET BRAS SA
SPON ADS PFD B101,180+1,180$0$11,045+$11,0452026-01-29
Q3 2024CENTRAIS ELETRICAS BRASILEIR
CUSIP 15234Q108
SPON ADR PFD B04,525+4,525$0$35,793+$35,7932024-11-14
Q3 2024BAK
BRASKEM S A
SP ADR PFD A01+1$0$7+$72024-11-14
Q1 2024CENTRAIS ELETRICAS BRASILEIR
CUSIP 15234Q108
SPON ADR PFD B016+16$0$148+$1482024-05-13
Q1 2016GOL LINHAS AEREAS INTLG S A
CUSIP 38045R206
SPON ADR PFD NEW011,004+11,004$0$83,000+$83,0002016-05-12
Q1 2016NMPGY
NAVIOS MARITIME HLDGS INC
MonacoSPN ADR RP PFD G06,575+6,575$0$27,000+$27,0002016-05-12
Q1 2016BAK
BRASKEM S A
SP ADR PFD A0574+574$0$8,000+$8,0002016-05-12
Q3 2015NAVIOS MARITIME HLDGS INC
CUSIP 63938Y308
SPON ADR PFD H01,321+1,321$0$23,000+$23,0002015-11-13

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