UBS AG current holdings: USA Other Stocks
UBS AG reported $19.17 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 2,408 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are UBS AG, GENERAL ELECTRIC CO, UNITED TECHNOLOGIES CORP.
- FINISH LINE INC: Country of operation —; Class CL A; Shares 17,975; Value $450,000.
- HANGER INC: Country of operation —; Class COM NEW; Shares 21,800; Value $447,000.
- ORITANI FINL CORP DEL: Country of operation —; Class COM; Shares 31,422; Value $443,000.
- PHH CORP: Country of operation —; Class COM NEW; Shares 19,673; Value $440,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| FINISH LINE INC CUSIP 317923100 | CL A | 17,975 | $450,000 | 2014-09-30 | 2014-11-12 | |
| HANGER INC CUSIP 41043F208 | COM NEW | 21,800 | $447,000 | 2014-09-30 | 2014-11-12 | |
| ORITANI FINL CORP DEL CUSIP 68633D103 | COM | 31,422 | $443,000 | 2014-09-30 | 2014-11-12 | |
| PHH CORP CUSIP 693320202 | COM NEW | 19,673 | $440,000 | 2014-09-30 | 2014-11-12 | |
| CEMPRA INC CUSIP 15130J109 | COM | 40,175 | $440,000 | 2014-09-30 | 2014-11-12 | |
| FERRO CORP CUSIP 315405100 | COM | 30,120 | $436,000 | 2014-09-30 | 2014-11-12 | |
| INTERVAL LEISURE GROUP INC CUSIP 46113M108 | COM | 22,901 | $436,000 | 2014-09-30 | 2014-11-12 | |
| CARDINAL FINL CORP CUSIP 14149F109 | COM | 25,550 | $436,000 | 2014-09-30 | 2014-11-12 | |
| KNOLL INC CUSIP 498904200 | COM NEW | 24,912 | $431,000 | 2014-09-30 | 2014-11-12 | |
| LIBERTY TRIPADVISOR HLDGS IN CUSIP 531465102 | United States | COM SER A | 12,604 | $427,000 | 2014-09-30 | 2014-11-12 |
| ELIZABETH ARDEN INC CUSIP 28660G106 | COM | 25,437 | $426,000 | 2014-09-30 | 2014-11-12 | |
| INTERNATIONAL RECTIFIER CORP CUSIP 460254105 | COM | 10,848 | $425,000 | 2014-09-30 | 2014-11-12 | |
| NUVEEN N C PREM INCOME MUN F CUSIP 67060P100 | COM | 32,818 | $421,000 | 2014-09-30 | 2014-11-12 | |
| COVANCE INC CUSIP 222816100 | COM | 5,351 | $421,000 | 2014-09-30 | 2014-11-12 | |
| GUGGENHEIM ENHNCD EQTY INCM CUSIP 40167B100 | COM | 46,537 | $419,000 | 2014-09-30 | 2014-11-12 | |
| OMNIAMERICAN BANCORP INC CUSIP 68216R107 | COM | 15,989 | $416,000 | 2014-09-30 | 2014-11-12 | |
| PS BUSINESS PKS INC CALIF CUSIP 69360J107 | COM | 5,428 | $413,000 | 2014-09-30 | 2014-11-12 | |
| NUVERRA ENVIRONMENTAL SOLUTI CUSIP 67091K203 | COM NEW | 27,621 | $408,000 | 2014-09-30 | 2014-11-12 | |
| COBIZ FINANCIAL INC CUSIP 190897108 | COM | 36,410 | $407,000 | 2014-09-30 | 2014-11-12 | |
| MAIDEN HOLDINGS LTD CUSIP G5753U112 | SHS | 36,350 | $403,000 | 2014-09-30 | 2014-11-12 | |
| NEW YORK REIT INC CUSIP 64976L109 | COM | 39,067 | $401,000 | 2014-09-30 | 2014-11-12 | |
| INSYS THERAPEUTICS INC NEW CUSIP 45824V209 | COM NEW | 10,347 | $401,000 | 2014-09-30 | 2014-11-12 | |
| ATRION CORP CUSIP 049904105 | United States | COM | 1,310 | $400,000 | 2014-09-30 | 2014-11-12 |
| CAPSTONE TURBINE CORP CUSIP 14067D102 | COM | 368,637 | $395,000 | 2014-09-30 | 2014-11-12 | |
| CST BRANDS INC CUSIP 12646R105 | COM | 10,929 | $393,000 | 2014-09-30 | 2014-11-12 | |
| SWIFT ENERGY CO CUSIP 870738101 | COM | 40,638 | $390,000 | 2014-09-30 | 2014-11-12 | |
| ARENA PHARMACEUTICALS INC CUSIP 040047102 | COM | 93,000 | $390,000 | 2014-09-30 | 2014-11-12 | |
| LUXOFT HLDG INC CUSIP G57279104 | ORD SHS CL A | 10,456 | $389,000 | 2014-09-30 | 2014-11-12 | |
| JOURNAL COMMUNICATIONS INC CUSIP 481130102 | CL A | 45,925 | $387,000 | 2014-09-30 | 2014-11-12 | |
| CHIPMOS TECH BERMUDA LTD CUSIP G2110R114 | SHS | 17,085 | $387,000 | 2014-09-30 | 2014-11-12 | |
| BIOTELEMETRY INC CUSIP 090672106 | COM | 57,376 | $385,000 | 2014-09-30 | 2014-11-12 | |
| DIGITALGLOBE INC CUSIP 25389M877 | COM NEW | 13,513 | $385,000 | 2014-09-30 | 2014-11-12 | |
| FUELCELL ENERGY INC CUSIP 35952H106 | COM | 183,720 | $384,000 | 2014-09-30 | 2014-11-12 | |
| MDC PARTNERS INC CUSIP 552697104 | CL A SUB VTG | 19,560 | $375,000 | 2014-09-30 | 2014-11-12 | |
| MAXWELL TECHNOLOGIES INC CUSIP 577767106 | COM | 43,079 | $375,000 | 2014-09-30 | 2014-11-12 | |
| EXAMWORKS GROUP INC CUSIP 30066A105 | COM | 11,464 | $375,000 | 2014-09-30 | 2014-11-12 | |
| HEARTLAND PMT SYS INC CUSIP 42235N108 | COM | 7,837 | $374,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK MUNI N Y INTER DUR CUSIP 09255F109 | COM | 26,936 | $370,000 | 2014-09-30 | 2014-11-12 | |
| WESTERN ASSET MTG CAP CORP CUSIP 95790D105 | COM | 24,784 | $366,000 | 2014-09-30 | 2014-11-12 | |
| VANTAGE DRILLING COMPANY CUSIP G93205113 | ORD SHS | 281,370 | $358,000 | 2014-09-30 | 2014-11-12 | |
| MICROSEMI CORP CUSIP 595137100 | COM | 14,089 | $358,000 | 2014-09-30 | 2014-11-12 | |
| PARKWAY PPTYS INC CUSIP 70159Q104 | COM | 18,880 | $354,000 | 2014-09-30 | 2014-11-12 | |
| HORNBECK OFFSHORE SVCS INC N CUSIP 440543106 | COM | 10,744 | $352,000 | 2014-09-30 | 2014-11-12 | |
| NOODLES & CO CUSIP 65540B105 | United States | CL A | 18,295 | $351,000 | 2014-09-30 | 2014-11-12 |
| CTC MEDIA INC CUSIP 12642X106 | COM | 52,818 | $351,000 | 2014-09-30 | 2014-11-12 | |
| CARDIOVASCULAR SYS INC DEL CUSIP 141619106 | COM | 14,848 | $351,000 | 2014-09-30 | 2014-11-12 | |
| CENTRAL EUROPEAN MEDIA ENTRP CUSIP G20045202 | CL A NEW | 156,175 | $351,000 | 2014-09-30 | 2014-11-12 | |
| REXNORD CORP NEW CUSIP 76169B102 | COM | 12,288 | $349,000 | 2014-09-30 | 2014-11-12 | |
| INFINERA CORPORATION CUSIP 45667G103 | United States | COM | 32,633 | $348,000 | 2014-09-30 | 2014-11-12 |
| TRANSAMERICA INCOME SHS INC CUSIP 893506105 | COM | 17,008 | $347,000 | 2014-09-30 | 2014-11-12 | |
| KANDI TECHNOLOGIES GROUP INC CUSIP 483709101 | COM | 26,574 | $345,000 | 2014-09-30 | 2014-11-12 | |
| MIDSTATES PETE CO INC CUSIP 59804T100 | COM | 68,240 | $345,000 | 2014-09-30 | 2014-11-12 | |
| ADEPT TECHNOLOGY INC CUSIP 006854202 | COM NEW | 40,791 | $343,000 | 2014-09-30 | 2014-11-12 | |
| HARSCO CORP CUSIP 415864107 | United States | COM | 15,989 | $343,000 | 2014-09-30 | 2014-11-12 |
| SKULLCANDY INC CUSIP 83083J104 | COM | 43,796 | $342,000 | 2014-09-30 | 2014-11-12 | |
| CONTROL4 CORP CUSIP 21240D107 | COM | 26,453 | $342,000 | 2014-09-30 | 2014-11-12 | |
| CYNOSURE INC CUSIP 232577205 | CL A | 16,302 | $342,000 | 2014-09-30 | 2014-11-12 | |
| RELYPSA INC CUSIP 759531106 | COM | 16,077 | $340,000 | 2014-09-30 | 2014-11-12 | |
| VERSARTIS INC CUSIP 92529L102 | COM | 17,607 | $334,000 | 2014-09-30 | 2014-11-12 | |
| ALLIANCE HOLDINGS GP LP CUSIP 01861G100 | COM UNITS LP | 4,900 | $334,000 | 2014-09-30 | 2014-11-12 | |
| SYNTA PHARMACEUTICALS CORP CUSIP 87162T206 | COM | 111,000 | $334,000 | 2014-09-30 | 2014-11-12 | |
| NAVIOS MARITIME HOLDINGS INC CUSIP Y62196103 | COM | 55,490 | $333,000 | 2014-09-30 | 2014-11-12 | |
| PLY GEM HLDGS INC CUSIP 72941W100 | COM | 30,700 | $333,000 | 2014-09-30 | 2014-11-12 | |
| RADIOSHACK CORP CUSIP 750438103 | COM | 336,600 | $333,000 | 2014-09-30 | 2014-11-12 | |
| NIC INC CUSIP 62914B100 | COM | 19,244 | $331,000 | 2014-09-30 | 2014-11-12 | |
| DEPOMED INC CUSIP 249908104 | COM | 21,637 | $329,000 | 2014-09-30 | 2014-11-12 | |
| MCEWEN MNG INC CUSIP 58039P107 | COM | 167,376 | $328,000 | 2014-09-30 | 2014-11-12 | |
| MINNESOTA MUN INCOME PTFL IN CUSIP 604062109 | COM | 21,162 | $328,000 | 2014-09-30 | 2014-11-12 | |
| ALCOBRA LTD CUSIP M2239P109 | SHS | 21,060 | $325,000 | 2014-09-30 | 2014-11-12 | |
| NUVEEN TEX QUALITY INCOME MU CUSIP 670983105 | COM | 22,198 | $323,000 | 2014-09-30 | 2014-11-12 | |
| IMMUNOGEN INC CUSIP 45253H101 | United States | COM | 30,523 | $323,000 | 2014-09-30 | 2014-11-12 |
| THRESHOLD PHARMACEUTICAL INC CUSIP 885807206 | COM NEW | 89,042 | $321,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK NY MUNI 2018 TERM CUSIP 09248K108 | COM | 21,331 | $321,000 | 2014-09-30 | 2014-11-12 | |
| FUEL SYS SOLUTIONS INC CUSIP 35952W103 | COM | 35,770 | $319,000 | 2014-09-30 | 2014-11-12 | |
| HUDSON PAC PPTYS INC CUSIP 444097109 | United States | COM | 12,700 | $314,000 | 2014-09-30 | 2014-11-12 |
| RALLY SOFTWARE DEV CORP CUSIP 751198102 | COM | 26,134 | $314,000 | 2014-09-30 | 2014-11-12 | |
| AK STL HLDG CORP CUSIP 001547108 | COM | 39,062 | $313,000 | 2014-09-30 | 2014-11-12 | |
| VASCULAR SOLUTIONS INC CUSIP 92231M109 | COM | 12,542 | $310,000 | 2014-09-30 | 2014-11-12 | |
| NEKTAR THERAPEUTICS CUSIP 640268108 | United States | COM | 25,471 | $307,000 | 2014-09-30 | 2014-11-12 |
| NUVEEN INT DUR QUAL MUN TRM CUSIP 670677103 | COM | 23,293 | $298,000 | 2014-09-30 | 2014-11-12 | |
| HOUSTON WIRE & CABLE CO CUSIP 44244K109 | COM | 24,824 | $297,000 | 2014-09-30 | 2014-11-12 | |
| DREYFUS MUN INCOME INC CUSIP 26201R102 | COM | 32,382 | $295,000 | 2014-09-30 | 2014-11-12 | |
| LIBERTY INTERACTIVE CORP CUSIP 53071M880 | LBT VENT COM A | 7,738 | $294,000 | 2014-09-30 | 2014-11-12 | |
| MERU NETWORKS INC CUSIP 59047Q103 | COM | 77,365 | $294,000 | 2014-09-30 | 2014-11-12 | |
| INDEPENDENT BK GROUP INC CUSIP 45384B106 | United States | COM | 6,161 | $292,000 | 2014-09-30 | 2014-11-12 |
| CONTANGO OIL & GAS COMPANY CUSIP 21075N204 | COM NEW | 8,759 | $291,000 | 2014-09-30 | 2014-11-12 | |
| ENDEAVOUR INTL CORP CUSIP 29259G200 | COM NEW | 969,997 | $290,000 | 2014-09-30 | 2014-11-12 | |
| BOFI HLDG INC CUSIP 05566U108 | COM | 3,973 | $289,000 | 2014-09-30 | 2014-11-12 | |
| RENTRAK CORP CUSIP 760174102 | COM | 4,711 | $287,000 | 2014-09-30 | 2014-11-12 | |
| ABAXIS INC CUSIP 002567105 | COM | 5,638 | $286,000 | 2014-09-30 | 2014-11-12 | |
| ALERE INC CUSIP 01449J105 | COM | 7,353 | $285,000 | 2014-09-30 | 2014-11-12 | |
| BRIGHTCOVE INC CUSIP 10921T101 | United States | COM | 51,015 | $285,000 | 2014-09-30 | 2014-11-12 |
| CON-WAY INC CUSIP 205944101 | COM | 5,946 | $282,000 | 2014-09-30 | 2014-11-12 | |
| CONTAINER STORE GROUP INC CUSIP 210751103 | United States | COM | 12,831 | $280,000 | 2014-09-30 | 2014-11-12 |
| INDEPENDENCE HLDG CO NEW CUSIP 453440307 | COM NEW | 21,000 | $279,000 | 2014-09-30 | 2014-11-12 | |
| OHR PHARMACEUTICAL INC CUSIP 67778H200 | COM NEW | 38,406 | $278,000 | 2014-09-30 | 2014-11-12 | |
| ENERNOC INC CUSIP 292764107 | COM | 16,413 | $278,000 | 2014-09-30 | 2014-11-12 | |
| ELECTRONICS FOR IMAGING INC CUSIP 286082102 | COM | 6,265 | $277,000 | 2014-09-30 | 2014-11-12 | |
| JIVE SOFTWARE INC CUSIP 47760A108 | COM | 47,511 | $277,000 | 2014-09-30 | 2014-11-12 | |
| DIVERSIFIED REAL ASSET INC F CUSIP 25533B108 | COM SHS | 15,514 | $275,000 | 2014-09-30 | 2014-11-12 |
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