UBS AG current holdings: USA Funds
UBS AG reported $1.14 billion in funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), 310 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are NEWCASTLE INVT CORP NEW, TWO HBRS INVT CORP, PIMCO DYNAMIC CR INCOME FD.
- BLACKROCK MUNIYIELD ARIZ FD: Country of operation —; Class COM; Shares 12,445; Value $189,000.
- MORGAN STANLEY ASIA PAC FD I: Country of operation —; Class COM; Shares 11,351; Value $186,000.
- NUVEEN DIV ADVANTAGE MUN FD: Country of operation —; Class COM; Shares 13,117; Value $183,000.
- EXCEL TR INC: Country of operation —; Class COM; Shares 15,256; Value $179,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD ARIZ FD CUSIP 09254K109 | COM | 12,445 | $189,000 | 2014-09-30 | 2014-11-12 | |
| MORGAN STANLEY ASIA PAC FD I CUSIP 61744U106 | COM | 11,351 | $186,000 | 2014-09-30 | 2014-11-12 | |
| NUVEEN DIV ADVANTAGE MUN FD CUSIP 67070F100 | COM | 13,117 | $183,000 | 2014-09-30 | 2014-11-12 | |
| EXCEL TR INC CUSIP 30068C109 | COM | 15,256 | $179,000 | 2014-09-30 | 2014-11-12 | |
| CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M613 | GUG RAYM JAMES S | 5,233 | $177,000 | 2014-09-30 | 2014-11-12 | |
| ROYCE FOCUS TR CUSIP 78080N108 | COM | 21,889 | $173,000 | 2014-09-30 | 2014-11-12 | |
| PHYSICIANS RLTY TR CUSIP 71943U104 | United States | COM | 12,255 | $168,000 | 2014-09-30 | 2014-11-12 |
| WESTERN ASST MN PRT FD INC CUSIP 95766P108 | United States | COM | 11,339 | $168,000 | 2014-09-30 | 2014-11-12 |
| NUVEEN GA DIV ADV MUN FD 2 CUSIP 67072B107 | COM | 13,079 | $166,000 | 2014-09-30 | 2014-11-12 | |
| GRAMERCY PPTY TR INC CUSIP 38489R100 | COM | 27,974 | $162,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK MUNIYIELD INVST FD CUSIP 09254R104 | COM | 10,941 | $161,000 | 2014-09-30 | 2014-11-12 | |
| NUVEEN MTG OPPTY TERM FD 2 CUSIP 67074R100 | COM | 6,819 | $159,000 | 2014-09-30 | 2014-11-12 | |
| EATON VANCE OHIO MUN BD FD CUSIP 27828L106 | COM | 11,754 | $147,000 | 2014-09-30 | 2014-11-12 | |
| CORNERSTONE TOTAL RTRN FD IN CUSIP 21924U201 | COM NEW | 26,765 | $146,000 | 2014-09-30 | 2014-11-12 | |
| THAI FD INC CUSIP 882904105 | COM | 11,812 | $145,000 | 2014-09-30 | 2014-11-12 | |
| ABERDEEN ISRAEL FUND INC CUSIP 00301L109 | COM | 8,240 | $143,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK ENHANCED GOVT FD I CUSIP 09255K108 | United States | COM | 9,839 | $138,000 | 2014-09-30 | 2014-11-12 |
| NUVEEN CA DIV ADV MUNI FD 3 CUSIP 67070Y109 | COM SH BEN INT | 10,558 | $135,000 | 2014-09-30 | 2014-11-12 | |
| DEUTSCHE HIGH INCOME TR CUSIP 25155R100 | SHS | 14,998 | $134,000 | 2014-09-30 | 2014-11-12 | |
| NUVEEN NY DIV ADVANTG MUN FD CUSIP 67070A101 | COM | 9,893 | $130,000 | 2014-09-30 | 2014-11-12 | |
| GABELLI EQUITY TR INC CUSIP 362397184 | RIGHT 10/20/2014 | 2,242,273 | $130,000 | 2014-09-30 | 2014-11-12 | |
| MORGAN STANLEY EMER MKTS FD CUSIP 61744G107 | COM | 8,315 | $129,000 | 2014-09-30 | 2014-11-12 | |
| ASIA PAC FD INC CUSIP 044901106 | COM | 11,281 | $127,000 | 2014-09-30 | 2014-11-12 | |
| ALLIANCE NEW YORK MUN INC FD CUSIP 018714105 | COM | 10,050 | $126,000 | 2014-09-30 | 2014-11-12 | |
| NUVEEN NEW YORK MUN VALUE FD CUSIP 670706100 | COM | 8,514 | $123,000 | 2014-09-30 | 2014-11-12 | |
| PIMCO NEW YORK MUN INCM FD 1 CUSIP 72201E105 | United States | COM | 12,872 | $123,000 | 2014-09-30 | 2014-11-12 |
| NEW AMER HIGH INCOME FD INC CUSIP 641876800 | United States | COM NEW | 12,533 | $118,000 | 2014-09-30 | 2014-11-12 |
| PIMCO MUN INCOME FD III CUSIP 72201A103 | United States | COM | 10,751 | $115,000 | 2014-09-30 | 2014-11-12 |
| EATON VANCE MASS MUN BD FD CUSIP 27828K108 | COM | 7,374 | $107,000 | 2014-09-30 | 2014-11-12 | |
| CIM COML TR CORP CUSIP 125525105 | COM | 4,604 | $101,000 | 2014-09-30 | 2014-11-12 | |
| PACHOLDER HIGH YIELD FD INC CUSIP 693742108 | COM | 12,035 | $94,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK N J MUN INCOME TR CUSIP 09248J101 | SH BEN INT | 6,352 | $92,000 | 2014-09-30 | 2014-11-12 | |
| HIGHLAND FDS I CUSIP 430101774 | HI LD IBOXX SRLN | 4,691 | $91,000 | 2014-09-30 | 2014-11-12 | |
| CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M878 | GUGGEN DEFN EQTY | 2,248 | $85,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK MUNIC BD INVST TR CUSIP 09249K107 | COM | 5,939 | $85,000 | 2014-09-30 | 2014-11-12 | |
| KOREA EQUITY FD INC CUSIP 50063B104 | COM | 10,035 | $83,000 | 2014-09-30 | 2014-11-12 | |
| EATON VANCE N Y MUN BD FD II CUSIP 27828T109 | COM | 7,000 | $83,000 | 2014-09-30 | 2014-11-12 | |
| CLAYMORE EXCHANGE TRD FD TR CUSIP 18383Q853 | GUGG CHN SML CAP | 3,109 | $81,000 | 2014-09-30 | 2014-11-12 | |
| UNITED STS SHORT OIL FD LP CUSIP 912613205 | UNITS | 2,291 | $78,000 | 2014-09-30 | 2014-11-12 | |
| CLAYMORE EXCHANGE TRD FD TR CUSIP 18383Q135 | GUGG CHN TECH | 2,146 | $77,000 | 2014-09-30 | 2014-11-12 | |
| ADVISORSHARES TR CUSIP 00768Y503 | PERITUS HG YLD | 1,522 | $76,000 | 2014-09-30 | 2014-11-12 | |
| NEW IRELAND FUND INC CUSIP 645673104 | COM | 5,957 | $75,000 | 2014-09-30 | 2014-11-12 | |
| SANDRIDGE MISSISSIPPIAN TR I CUSIP 80007T101 | UNIT BEN INT | 17,936 | $74,000 | 2014-09-30 | 2014-11-12 | |
| JAVELIN MTG INVT CORP CUSIP 47200B104 | COM | 5,491 | $66,000 | 2014-09-30 | 2014-11-12 | |
| ADVISORSHARES TR CUSIP 00768Y750 | QAM EQTY HEDGE | 2,313 | $65,000 | 2014-09-30 | 2014-11-12 | |
| EATON VANCE NJ MUNI INCOME T CUSIP 27826V106 | SH BEN INT | 5,290 | $65,000 | 2014-09-30 | 2014-11-12 | |
| JPMORGAN CHINA REGION FD INC CUSIP 48126T104 | COM | 4,172 | $63,000 | 2014-09-30 | 2014-11-12 | |
| DB-X EXCHANGE-TRADED FDS INC CUSIP 233052505 | XTRAK INDEP TRGT | 2,251 | $62,000 | 2014-09-30 | 2014-11-12 | |
| FIVE OAKS INVT CORP CUSIP 33830W106 | COM | 5,692 | $60,000 | 2014-09-30 | 2014-11-12 | |
| WALTER INVT MGMT CORP CUSIP 93317W102 | COM | 2,667 | $58,000 | 2014-09-30 | 2014-11-12 | |
| FIRST AMERN MINN MUN INC FD CUSIP 31849P104 | COM | 3,900 | $56,000 | 2014-09-30 | 2014-11-12 | |
| CAROLINA TR BK LINCOLNTON NC CUSIP 144200102 | COM | 10,855 | $54,000 | 2014-09-30 | 2014-11-12 | |
| OMNICARE CAP TR I CUSIP 68214L201 | PIERS | 697 | $53,000 | 2014-09-30 | 2014-11-12 | |
| MORGAN STANLEY EASTN EUR FD CUSIP 616988101 | COM | 3,370 | $53,000 | 2014-09-30 | 2014-11-12 | |
| DREYFUS HIGH YIELD STRATEGIE CUSIP 26200S101 | SH BEN INT | 13,435 | $50,000 | 2014-09-30 | 2014-11-12 | |
| FLEXSHARES TR CUSIP 33939L811 | INTL QLTDV DEF | 1,904 | $49,000 | 2014-09-30 | 2014-11-12 | |
| DEUTSCHE MULTI-MKT INCOME TR CUSIP 25160E102 | SHS | 5,363 | $48,000 | 2014-09-30 | 2014-11-12 | |
| ADVISORSHARES TR CUSIP 00768Y800 | MOR CREEK GL TAC | 1,882 | $47,000 | 2014-09-30 | 2014-11-12 | |
| ABERDEEN INDONESIA FD INC CUSIP 00305P106 | COM | 4,920 | $47,000 | 2014-09-30 | 2014-11-12 | |
| PIMCO CALIF MUN INCOME FD II CUSIP 72200M108 | United States | COM | 4,847 | $45,000 | 2014-09-30 | 2014-11-12 |
| CATCHMARK TIMBER TR INC CUSIP 14912Y202 | CL A | 4,063 | $45,000 | 2014-09-30 | 2014-11-12 | |
| ETFS ASIAN GOLD TR CUSIP 26923C102 | PHYS ASAIN GLD | 348 | $42,000 | 2014-09-30 | 2014-11-12 | |
| SANDRIDGE MISSISSIPPIAN TR I CUSIP 80007V106 | SH BEN INT | 6,291 | $40,000 | 2014-09-30 | 2014-11-12 | |
| EATON VANCE N J MUN BD FD CUSIP 27828R103 | COM | 3,238 | $40,000 | 2014-09-30 | 2014-11-12 | |
| ZWEIG FD CUSIP 989834205 | COM NEW | 2,560 | $39,000 | 2014-09-30 | 2014-11-12 | |
| DB-X EXCHANGE-TRADED FDS INC CUSIP 233052208 | XTRAK 2020TGT DT | 1,401 | $39,000 | 2014-09-30 | 2014-11-12 | |
| DB-X EXCHANGE-TRADED FDS INC CUSIP 233052109 | XTRAK 2010TGT DT | 1,563 | $38,000 | 2014-09-30 | 2014-11-12 | |
| LATIN AMERN DISCOVERY FD INC CUSIP 51828C106 | COM | 2,917 | $38,000 | 2014-09-30 | 2014-11-12 | |
| TEUCRIUM COMMODITY TR CUSIP 88166A300 | WTI CRUDE OIL | 923 | $37,000 | 2014-09-30 | 2014-11-12 | |
| MANAGED DURATION INVT GRD FU CUSIP 56165R103 | COM | 2,772 | $37,000 | 2014-09-30 | 2014-11-12 | |
| NUVEEN PA MUN VALUE FD CUSIP 67074K105 | COM | 2,350 | $35,000 | 2014-09-30 | 2014-11-12 | |
| GLOBAL HIGH INCOME FUND INC CUSIP 37933G108 | COM | 3,364 | $33,000 | 2014-09-30 | 2014-11-12 | |
| ASIA TIGERS FD INC CUSIP 04516T105 | COM | 2,619 | $31,000 | 2014-09-30 | 2014-11-12 | |
| MFS SPL VALUE TR CUSIP 55274E102 | United States | SH BEN INT | 3,764 | $29,000 | 2014-09-30 | 2014-11-12 |
| DB-X EXCHANGE-TRADED FDS INC CUSIP 233052406 | XTRAK 2040TGT DT | 991 | $29,000 | 2014-09-30 | 2014-11-12 | |
| WHITING USA TR II CUSIP 966388100 | TR UNIT | 2,375 | $29,000 | 2014-09-30 | 2014-11-12 | |
| DENALI FD INC CUSIP 24823A102 | COM | 1,321 | $29,000 | 2014-09-30 | 2014-11-12 | |
| PRECIDIAN ETFS TR CUSIP 74016W106 | MAXIS NIKKEI | 1,599 | $28,000 | 2014-09-30 | 2014-11-12 | |
| TEUCRIUM COMMODITY TR CUSIP 88166A201 | NATURAL GAS FD | 2,206 | $26,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK MASS TAX-EXEMPT TR CUSIP 09258E109 | SH BEN INT | 1,800 | $25,000 | 2014-09-30 | 2014-11-12 | |
| FST TR NEW OPPORT MLP & ENE CUSIP 33739M100 | COM | 1,295 | $24,000 | 2014-09-30 | 2014-11-12 | |
| CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M472 | WLSHR US REIT | 597 | $24,000 | 2014-09-30 | 2014-11-12 | |
| ADVISORSHARES TR CUSIP 00768Y826 | MEIDELL TCT AD | 767 | $23,000 | 2014-09-30 | 2014-11-12 | |
| CLAYMORE EXCHANGE TRD FD TR CUSIP 18383Q804 | GUG INTL MLT ASS | 1,185 | $22,000 | 2014-09-30 | 2014-11-12 | |
| HERZFELD CARIBBEAN BASIN FD CUSIP 42804T106 | United States | COM | 2,582 | $20,000 | 2014-09-30 | 2014-11-12 |
| CUSHING RTY & INCOME FD CUSIP 23164R104 | COM SH BEN INT | 1,000 | $18,000 | 2014-09-30 | 2014-11-12 | |
| BOULDER TOTAL RETURN FD INC CUSIP 101541100 | COM | 690 | $18,000 | 2014-09-30 | 2014-11-12 | |
| FACTORSHARES TR CUSIP 30304R308 | ISE SILV SMLMI | 1,659 | $17,000 | 2014-09-30 | 2014-11-12 | |
| ADVISORSHARES TR CUSIP 00768Y776 | ADVISR GLBECHO | 286 | $17,000 | 2014-09-30 | 2014-11-12 | |
| ADVISORSHARES TR CUSIP 00768Y628 | ATHENA HGH DIV | 717 | $17,000 | 2014-09-30 | 2014-11-12 | |
| CLAYMORE EXCHANGE-TRD FD TR CUSIP 18385P101 | GUGG CHINA ALLCP | 648 | $17,000 | 2014-09-30 | 2014-11-12 | |
| FQF TR CUSIP 351680707 | QUANT NEUT ANT | 842 | $16,000 | 2014-09-30 | 2014-11-12 | |
| TURKISH INVT FD INC CUSIP 900145103 | COM | 1,535 | $16,000 | 2014-09-30 | 2014-11-12 | |
| CORENERGY INFRASTRUCTURE TR CUSIP 21870U205 | COM | 2,000 | $15,000 | 2014-09-30 | 2014-11-12 | |
| DOMINION RES BLACK WARRIOR T CUSIP 25746Q108 | UNITS BEN INT | 2,013 | $15,000 | 2014-09-30 | 2014-11-12 | |
| GREAT NORTHN IRON ORE PPTYS CUSIP 391064102 | CTFS BEN INT | 697 | $15,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK NY MUN INCOME TR I CUSIP 09249R102 | COM | 1,000 | $14,000 | 2014-09-30 | 2014-11-12 | |
| EATON VANCE PA MUN BD FD CUSIP 27828W102 | COM | 1,024 | $13,000 | 2014-09-30 | 2014-11-12 | |
| EATON VANCE MICH MUN BD FD CUSIP 27828M104 | COM | 853 | $11,000 | 2014-09-30 | 2014-11-12 | |
| THL CR SR LN FD CUSIP 87244R103 | COM | 382 | $7,000 | 2014-09-30 | 2014-11-12 |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||