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TRAIN BABCOCK ADVISORS LLC Historic Quarter Change: USA Everything Else, Added

TRAIN BABCOCK ADVISORS LLC historic quarter change: USA Everything Else, Added

In partnership units, exchange-traded notes and anything else (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, TRAIN BABCOCK ADVISORS LLC opened 0 positions, added to 3, reduced 1 and sold out of 4.

  • Q4 2013: Stock DREYFUS SELECT MANAGERS SMALL; Country of operation —; Class MF; Shares before 9,291.
  • Q4 2013: Stock BNY MELLON EMERGING MARKETS FU; Country of operation United States; Class MF; Shares before 16,406.
  • Q3 2013: Stock BNY MELLON EMERGING MARKETS FU; Country of operation United States; Class MF; Shares before 14,406.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 860862), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-21); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-21); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-14); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-03); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-03); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-21); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-23); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-06); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-04); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-30); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-17); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-30); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2013DREYFUS SELECT MANAGERS SMALL
CUSIP 86271F677
MF9,29110,142+851$223,000$262,000+$39,0002014-01-30
Q4 2013BNY MELLON EMERGING MARKETS FU
CUSIP 05569M855
United StatesMF16,40616,583+177$151,000$166,000+$15,0002014-01-30
Q3 2013BNY MELLON EMERGING MARKETS FU
CUSIP 05569M855
United StatesMF14,40616,406+2,000$144,000$151,000+$7,0002013-11-13

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