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TMD & ASSOCIATES, INC Last Quarter Change: Foreign Stocks, Added

TMD & ASSOCIATES, INC quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, TMD & ASSOCIATES, INC opened 0 positions, added to 1, reduced 0, sold out of 0 and left 0 unchanged. The largest increase in value was NVS (-$77,000); the largest decrease was NVS (-$77,000).

  • NVS: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 38,475; Shares 2016-09-30 39,237.

Two Form 13F-HR filings compared (SEC CIK 1014358): 2016-06-30 (filed 2016-07-12) and 2016-09-30 (filed 2016-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
NVS
NOVARTIS A G
SPONSORED ADR38,47539,237+762$3,175,000$3,098,000-$77,000

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