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Threshold Group LLC Last Quarter Change: USA ETF, Sold Out

Threshold Group LLC quarter change: USA ETF, Sold out

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Threshold Group LLC opened 2 positions, added to 5, reduced 14, sold out of 1 and left 6 unchanged. The largest increase in value was VNQ (+$5,561,000); the largest decrease was ACWI (-$2,177,000).

  • SPDR Barclays H/Y Bd ETF: Country of operation —; Class EXCHANGE TRADED FUNDS; Shares 2016-06-30 10,290; Shares 2016-09-30 0.

Two Form 13F-HR filings compared (SEC CIK 1666738): 2016-06-30 (filed 2016-07-26) and 2016-09-30 (filed 2016-11-09). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
SPDR Barclays H/Y Bd ETF
CUSIP 78464A417
EXCHANGE TRADED FUNDS10,2900-10,290$367,000$0-$367,000

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