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Threshold Group LLC Historic Quarter Change: Foreign Preferred Shares, Added

Threshold Group LLC historic quarter change: Foreign Preferred Shares, Added

In preferred shares (depositary receipts and foreign shares traded over the counter), over 3 quarters from 2015-12-31 to 2016-09-30, Threshold Group LLC opened 0 positions, added to 0, reduced 0 and sold out of 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1666738), 3 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-09); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-26); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-12-31.

No position of this class changed this way in the filings compared.

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