Spot Trading L.L.C quarter change: Foreign Options, Added
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, Spot Trading L.L.C opened 25 positions, added to 61, reduced 91, sold out of 33 and left 6 unchanged. The largest increase in value was BABA (+$20,756,000); the largest decrease was SHIRE PLC (-$43,612,000).
- BABA: Country of operation —; Class SPONSORED ADS · Put; Shares 2016-06-30 309,400; Shares 2016-09-30 428,800.
- 58 COM INC: Country of operation —; Class SPON ADR REP A · Put; Shares 2016-06-30 23,100; Shares 2016-09-30 125,300.
- FMX: Country of operation —; Class SPON ADR UNITS · Put; Shares 2016-06-30 2,000; Shares 2016-09-30 54,500.
- CHINA PETE & CHEM CORP: Country of operation —; Class SPON ADR H SHS · Call; Shares 2016-06-30 100; Shares 2016-09-30 56,900.
Two Form 13F-HR filings compared (SEC CIK 1511566): 2016-06-30 (filed 2016-08-02) and 2016-09-30 (filed 2016-10-31). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Put | 309,400 | 428,800 | +119,400 | $24,607,000 | $45,363,000 | +$20,756,000 |
|---|
58 COM INC
CUSIP 31680Q104 | | SPON ADR REP A · Put | 23,100 | 125,300 | +102,200 | $1,060,000 | $5,972,000 | +$4,912,000 |
|---|
FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS · Put | 2,000 | 54,500 | +52,500 | $185,000 | $5,016,000 | +$4,831,000 |
|---|
CHINA PETE & CHEM CORP
CUSIP 16941R108 | | SPON ADR H SHS · Call | 100 | 56,900 | +56,800 | $7,000 | $4,202,000 | +$4,195,000 |
|---|
WB
WEIBO CORP | | SPONSORED ADR · Put | 61,000 | 109,800 | +48,800 | $1,733,000 | $5,505,000 | +$3,772,000 |
|---|
BUD
ANHEUSER BUSCH INBEV SA/NV | | SPONSORED ADR · Put | 58,200 | 80,900 | +22,700 | $7,664,000 | $10,631,000 | +$2,967,000 |
|---|
SEAGATE TECHNOLOGY PLC
CUSIP G7945M107 | | SHS · Put | 23,200 | 83,500 | +60,300 | $565,000 | $3,219,000 | +$2,654,000 |
|---|
VALE
VALE S A | | ADR · Put | 366,400 | 803,800 | +437,400 | $1,854,000 | $4,421,000 | +$2,567,000 |
|---|
GW PHARMACEUTICALS PLC
CUSIP 36197T103 | | ADS · Put | 21,400 | 30,000 | +8,600 | $1,960,000 | $3,982,000 | +$2,022,000 |
|---|
VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR · Put | 60,500 | 126,300 | +65,800 | $1,869,000 | $3,682,000 | +$1,813,000 |
|---|
ATHM
AUTOHOME INC | | SP ADR RP CL A · Put | 9,700 | 79,500 | +69,800 | $195,000 | $1,928,000 | +$1,733,000 |
|---|
TM
TOYOTA MOTOR CORP | | SP ADR REP2COM · Put | 3,000 | 16,500 | +13,500 | $300,000 | $1,915,000 | +$1,615,000 |
|---|
TATA MTRS LTD
CUSIP 876568502 | | SPONSORED ADR · Call | 40,900 | 66,900 | +26,000 | $1,418,000 | $2,675,000 | +$1,257,000 |
|---|
RIO
RIO TINTO PLC | | SPONSORED ADR · Call | 71,900 | 104,200 | +32,300 | $2,250,000 | $3,480,000 | +$1,230,000 |
|---|
IBN
ICICI BK LTD | | ADR · Call | 181,100 | 335,200 | +154,100 | $1,300,000 | $2,504,000 | +$1,204,000 |
|---|
PBR
PETROLEO BRASILEIRO SA PETRO | | SPONSORED ADR · Put | 496,700 | 500,700 | +4,000 | $3,556,000 | $4,672,000 | +$1,116,000 |
|---|
CHINA PETE & CHEM CORP
CUSIP 16941R108 | | SPON ADR H SHS · Put | 1,000 | 15,900 | +14,900 | $72,000 | $1,174,000 | +$1,102,000 |
|---|
BBD
BANCO BRADESCO S A | | SP ADR PFD NEW · Put | 426,000 | 474,900 | +48,900 | $3,327,000 | $4,307,000 | +$980,000 |
|---|
ASTRAZENECA PLC
CUSIP 046353108 | | SPONSORED ADR · Put | 25,300 | 52,300 | +27,000 | $764,000 | $1,719,000 | +$955,000 |
|---|
58 COM INC
CUSIP 31680Q104 | | SPON ADR REP A · Call | 48,500 | 64,300 | +15,800 | $2,226,000 | $3,065,000 | +$839,000 |
|---|
ING
ING GROEP N V | | SPONSORED ADR · Put | 44,900 | 103,700 | +58,800 | $464,000 | $1,280,000 | +$816,000 |
|---|
EMBJ
EMBRAER S A | | SP ADR REP 4 COM · Put | 16,000 | 64,800 | +48,800 | $348,000 | $1,118,000 | +$770,000 |
|---|
HSBC
HSBC HLDGS PLC | | SPON ADR NEW · Put | 40,500 | 51,800 | +11,300 | $1,268,000 | $1,948,000 | +$680,000 |
|---|
TATA MTRS LTD
CUSIP 876568502 | | SPONSORED ADR · Put | 23,200 | 36,300 | +13,100 | $804,000 | $1,451,000 | +$647,000 |
|---|
ITUB
ITAU UNIBANCO HLDG SA | | SPON ADR REP PFD · Call | 347,600 | 357,400 | +9,800 | $3,281,000 | $3,910,000 | +$629,000 |
|---|
NTES
NETEASE INC | | SPONSORED ADR · Call | 6,400 | 7,700 | +1,300 | $1,237,000 | $1,854,000 | +$617,000 |
|---|
MLCO
MELCO CROWN ENTMT LTD | | ADR · Put | 143,700 | 145,800 | +2,100 | $1,808,000 | $2,349,000 | +$541,000 |
|---|
TRANSCANADA CORP
CUSIP 89353D107 | | COM · Put | 7,700 | 17,100 | +9,400 | $348,000 | $813,000 | +$465,000 |
|---|
SAN
BANCO SANTANDER SA | | ADR · Put | 232,700 | 308,900 | +76,200 | $912,000 | $1,362,000 | +$450,000 |
|---|
RIO
RIO TINTO PLC | | SPONSORED ADR · Put | 37,100 | 48,200 | +11,100 | $1,161,000 | $1,610,000 | +$449,000 |
|---|
LNWO
SCIENTIFIC GAMES CORP | United States | CL A · Call | 100,200 | 120,600 | +20,400 | $921,000 | $1,359,000 | +$438,000 |
|---|
VIPS
VIPSHOP HLDGS LTD | | SPONSORED ADR · Put | 77,800 | 85,200 | +7,400 | $869,000 | $1,250,000 | +$381,000 |
|---|
CHINA LIFE INS CO LTD
CUSIP 16939P106 | | SPON ADR REP H · Call | 34,100 | 54,900 | +20,800 | $367,000 | $718,000 | +$351,000 |
|---|
LYG
LLOYDS BANKING GROUP PLC | | SPONSORED ADR · Put | 257,700 | 372,500 | +114,800 | $765,000 | $1,069,000 | +$304,000 |
|---|
AMERICA MOVIL SAB DE CV
CUSIP 02364W105 | | SPON ADR L SHS · Call | 15,900 | 42,200 | +26,300 | $195,000 | $483,000 | +$288,000 |
|---|
RANDGOLD RES LTD
CUSIP 752344309 | | ADR · Put | 4,800 | 8,200 | +3,400 | $538,000 | $821,000 | +$283,000 |
|---|
JKS
JINKOSOLAR HLDG CO LTD | | SPONSORED ADR · Call | 93,800 | 103,700 | +9,900 | $1,912,000 | $1,638,000 | -$274,000 |
|---|
GFI
GOLD FIELDS LTD NEW | | SPONSORED ADR · Call | 64,900 | 113,500 | +48,600 | $318,000 | $550,000 | +$232,000 |
|---|
WEATHERFORD INTL PLC
CUSIP G48833100 | | ORD SHS · Call | 40,000 | 80,000 | +40,000 | $222,000 | $450,000 | +$228,000 |
|---|
NVS
NOVARTIS A G | | SPONSORED ADR · Call | 11,500 | 14,300 | +2,800 | $949,000 | $1,129,000 | +$180,000 |
|---|
DEO
DIAGEO P L C | | SPON ADR NEW · Put | 8,200 | 9,500 | +1,300 | $926,000 | $1,102,000 | +$176,000 |
|---|
TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR · Call | 32,900 | 33,700 | +800 | $863,000 | $1,031,000 | +$168,000 |
|---|
SNY
SANOFI | | SPONSORED ADR · Put | 500 | 4,900 | +4,400 | $21,000 | $187,000 | +$166,000 |
|---|
HIMX
HIMAX TECHNOLOGIES INC | | SPONSORED ADR · Call | 3,000 | 20,200 | +17,200 | $25,000 | $174,000 | +$149,000 |
|---|
CHINA MOBILE LIMITED
CUSIP 16941M109 | | SPONSORED ADR · Call | 2,400 | 4,400 | +2,000 | $139,000 | $271,000 | +$132,000 |
|---|
VIMPELCOM LTD
CUSIP 92719A106 | | SPONSORED ADR · Call | 12,500 | 51,200 | +38,700 | $49,000 | $178,000 | +$129,000 |
|---|
HIMX
HIMAX TECHNOLOGIES INC | | SPONSORED ADR · Put | 3,800 | 17,600 | +13,800 | $31,000 | $151,000 | +$120,000 |
|---|
CX
CEMEX SAB DE CV | | SPON ADR NEW · Call | 4,600 | 17,992 | +13,392 | $28,000 | $143,000 | +$115,000 |
|---|
HMY
HARMONY GOLD MNG LTD | | SPONSORED ADR · Call | 14,700 | 48,000 | +33,300 | $53,000 | $168,000 | +$115,000 |
|---|
HDB
HDFC BANK LTD | | ADR REPS 3 SHS · Put | 400 | 1,300 | +900 | $27,000 | $93,000 | +$66,000 |
|---|
HDB
HDFC BANK LTD | | ADR REPS 3 SHS · Call | 7,900 | 8,000 | +100 | $524,000 | $575,000 | +$51,000 |
|---|
HMY
HARMONY GOLD MNG LTD | | SPONSORED ADR · Put | 10,600 | 25,600 | +15,000 | $38,000 | $89,000 | +$51,000 |
|---|
LPL
LG DISPLAY CO LTD | | SPONS ADR REP · Put | 9,700 | 11,800 | +2,100 | $112,000 | $150,000 | +$38,000 |
|---|
STATOIL ASA
CUSIP 85771P102 | | SPONSORED ADR · Put | 2,000 | 4,300 | +2,300 | $35,000 | $72,000 | +$37,000 |
|---|
GFI
GOLD FIELDS LTD NEW | | SPONSORED ADR · Put | 3,800 | 11,600 | +7,800 | $19,000 | $56,000 | +$37,000 |
|---|
NQ MOBILE INC
CUSIP 64118U108 | | ADR REPSTG CL A · Put | 3,300 | 10,200 | +6,900 | $12,000 | $39,000 | +$27,000 |
|---|
CIG
COMPANHIA ENERGETICA DE MINA | | SP ADR N-V PFD · Put | 200 | 10,200 | +10,000 | $0 | $26,000 | +$26,000 |
|---|
VIMPELCOM LTD
CUSIP 92719A106 | | SPONSORED ADR · Put | 12,100 | 18,400 | +6,300 | $47,000 | $64,000 | +$17,000 |
|---|
CNOOC LTD
CUSIP 126132109 | | SPONSORED ADR · Call | 300 | 400 | +100 | $37,000 | $51,000 | +$14,000 |
|---|
WEATHERFORD INTL PLC
CUSIP G48833100 | | ORD SHS · Put | 35,000 | 35,500 | +500 | $194,000 | $200,000 | +$6,000 |
|---|
QUNAR CAYMAN IS LTD
CUSIP 74906P104 | | SPNS ADR CL B · Put | 6,200 | 6,300 | +100 | $185,000 | $183,000 | -$2,000 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |