Sonora Investment Management, LLC quarter change: USA Everything Else, Added
In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Sonora Investment Management, LLC opened 51 positions, added to 47, reduced 46, sold out of 59 and left 396 unchanged. The largest increase in value was ATLAS AIR WORLDWIDE (+$3,940,194,000); the largest decrease was IONIS PHARMA INC (-$6,220,289,000).
- ATLAS AIR WORLDWIDE: Country of operation —; Class Convertible; Shares 2016-06-30 8,575,000; Shares 2016-09-30 12,610,000.
- CEPHEID INC: Country of operation —; Class Convertible; Shares 2016-06-30 12,263,000; Shares 2016-09-30 12,803,000.
- QUIDEL CORP: Country of operation —; Class Convertible; Shares 2016-06-30 9,025,000; Shares 2016-09-30 10,660,000.
- THE GAP INC: Country of operation —; Class Convertible; Shares 2016-06-30 8,520,000; Shares 2016-09-30 9,430,000.
Two Form 13F-HR filings compared (SEC CIK 1418539): 2016-06-30 (filed 2016-07-15) and 2016-09-30 (filed 2016-10-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
ATLAS AIR WORLDWIDE
CUSIP 049164BH8 | | Convertible | 8,575,000 | 12,610,000 | +4,035,000 | $8,307,117,000 | $12,247,311,000 | +$3,940,194,000 |
|---|
CEPHEID INC
CUSIP 15670RAC1 | | Convertible | 12,263,000 | 12,803,000 | +540,000 | $10,683,428,000 | $13,268,133,000 | +$2,584,705,000 |
|---|
QUIDEL CORP
CUSIP 74838JAA9 | | Convertible | 9,025,000 | 10,660,000 | +1,635,000 | $8,387,448,000 | $10,785,681,000 | +$2,398,233,000 |
|---|
THE GAP INC
CUSIP 364760AK4 | | Convertible | 8,520,000 | 9,430,000 | +910,000 | $8,887,178,000 | $10,029,155,000 | +$1,141,977,000 |
|---|
ENVESTNET INC
CUSIP 29404KAA4 | | Convertible | 7,085,000 | 7,740,000 | +655,000 | $6,439,840,000 | $7,451,221,000 | +$1,011,381,000 |
|---|
QUALCOMM INC
CUSIP 747525AE3 | | Convertible | 85,000 | 945,000 | +860,000 | $89,240,000 | $986,072,000 | +$896,832,000 |
|---|
VERINT SYSTEMS INC
CUSIP 92343XAA8 | | Convertible | 10,875,000 | 11,375,000 | +500,000 | $9,938,119,000 | $10,806,250,000 | +$868,131,000 |
|---|
WELLS FARGO & CO PFD
CUSIP 949746465 | | PFDs, REITs, | 77,255 | 101,475 | +24,220 | $2,299,109,000 | $3,021,926,000 | +$722,817,000 |
|---|
PNC FINL SVCS
CUSIP 693475857 | | PFDs, REITs, | 75,910 | 101,355 | +25,445 | $2,299,314,000 | $2,956,525,000 | +$657,211,000 |
|---|
CORNING INC
CUSIP 219350BB0 | | Convertible | 515,000 | 1,145,000 | +630,000 | $527,496,000 | $1,180,061,000 | +$652,565,000 |
|---|
NUANCE COMM INC
CUSIP 67020YAF7 | | Convertible | 10,815,000 | 11,320,000 | +505,000 | $10,844,201,000 | $11,408,862,000 | +$564,661,000 |
|---|
CHART INDUSTRIES INC
CUSIP 16115QAC4 | | Convertible | 1,720,000 | 2,205,000 | +485,000 | $1,617,064,000 | $2,165,061,000 | +$547,997,000 |
|---|
VALERO ENERGY CORP
CUSIP 91913YAR1 | | Convertible | 5,040,000 | 5,425,000 | +385,000 | $5,646,796,000 | $6,093,236,000 | +$446,440,000 |
|---|
LIVE NATION ENTERTAI
CUSIP 538034AJ8 | | Convertible | 3,815,000 | 3,875,000 | +60,000 | $3,852,959,000 | $4,197,400,000 | +$344,441,000 |
|---|
RAYTHEON CO
CUSIP 755111507 | | Equities | 9,686 | 12,098 | +2,412 | $1,316,812,000 | $1,646,843,000 | +$330,031,000 |
|---|
JUNIPER NETWORKS INC
CUSIP 48203RAG9 | | Convertible | 6,190,000 | 6,440,000 | +250,000 | $6,537,699,000 | $6,829,311,000 | +$291,612,000 |
|---|
MCDONALD CORP
CUSIP 58013MEX8 | | Convertible | 30,000 | 280,000 | +250,000 | $31,295,000 | $290,373,000 | +$259,078,000 |
|---|
LOCKHEED MARTIN CORP
CUSIP 539830BF5 | | Convertible | 30,000 | 280,000 | +250,000 | $30,941,000 | $289,076,000 | +$258,135,000 |
|---|
INVENSENSE INC
CUSIP 46123DAB2 | | Convertible | 700,000 | 915,000 | +215,000 | $653,800,000 | $875,962,000 | +$222,162,000 |
|---|
MERCK & CO INC
CUSIP 589331107 | | Equities | 2,594 | 5,811 | +3,217 | $149,440,000 | $362,647,000 | +$213,207,000 |
|---|
LOWES CO INC
CUSIP 548661AH0 | United States | Convertible | 325,000 | 475,000 | +150,000 | $448,252,000 | $655,071,000 | +$206,819,000 |
|---|
WASTE MANAGEMENT INC
CUSIP 94106LAG4 | | Convertible | 80,000 | 205,000 | +125,000 | $114,192,000 | $290,655,000 | +$176,463,000 |
|---|
3M CO
CUSIP 604059AE5 | | Convertible | 620,000 | 725,000 | +105,000 | $859,621,000 | $994,603,000 | +$134,982,000 |
|---|
DOVER CORP
CUSIP 260003AC2 | | Convertible | 45,000 | 135,000 | +90,000 | $58,984,000 | $176,957,000 | +$117,973,000 |
|---|
MERITAGE HOMES CORP
CUSIP 59001AAT9 | | Convertible | 5,190,000 | 5,285,000 | +95,000 | $5,280,825,000 | $5,390,700,000 | +$109,875,000 |
|---|
NORTHROP GRUMMAN
CUSIP 666807BE1 | | Convertible | 30,000 | 130,000 | +100,000 | $32,267,000 | $139,084,000 | +$106,817,000 |
|---|
GOVERNMENT PPTY INCM
CUSIP 38376A103 | | PFDs, REITs, | 44,615 | 49,155 | +4,540 | $1,028,822,000 | $1,111,886,000 | +$83,064,000 |
|---|
MERITAGE HOMES CORP
CUSIP 59001AAN2 | | Convertible | 100,000 | 170,000 | +70,000 | $107,375,000 | $188,913,000 | +$81,538,000 |
|---|
SELECT INCOME REIT
CUSIP 81618T100 | | PFDs, REITs, | 88,065 | 88,115 | +50 | $2,288,809,000 | $2,370,294,000 | +$81,485,000 |
|---|
WALGREENS BOOTS ALLI
CUSIP 931427108 | United States | Equities | 2,207 | 3,207 | +1,000 | $183,777,000 | $258,548,000 | +$74,771,000 |
|---|
CELGENE CORP
CUSIP 151020104 | | Equities | 994 | 1,558 | +564 | $98,038,000 | $162,858,000 | +$64,820,000 |
|---|
BLACKSTONE GRP LP
CUSIP 09253U108 | United States | PFDs, REITs, | 22,395 | 23,675 | +1,280 | $549,573,000 | $604,423,000 | +$54,850,000 |
|---|
MERITAGE HOMES CORP
CUSIP 59001AAR3 | | Convertible | 7,560,000 | 7,645,000 | +85,000 | $7,590,240,000 | $7,643,853,000 | +$53,613,000 |
|---|
LAB CORP OF AMER HLD
CUSIP 50540R409 | United States | Equities | 17 | 317 | +300 | $2,215,000 | $43,581,000 | +$41,366,000 |
|---|
MONSANTO CO
CUSIP 61166W101 | | Equities | 887 | 1,287 | +400 | $91,725,000 | $131,531,000 | +$39,806,000 |
|---|
UNITED TECH CORP
CUSIP 913017109 | United States | Equities | 333 | 720 | +387 | $34,216,000 | $73,116,000 | +$38,900,000 |
|---|
DUKE ENERGY CORP
CUSIP 26441C105 | | Equities | 176 | 585 | +409 | $15,099,000 | $46,823,000 | +$31,724,000 |
|---|
NORDSTROM INC
CUSIP 655664100 | United States | Equities | 1,200 | 1,400 | +200 | $45,660,000 | $72,632,000 | +$26,972,000 |
|---|
TESORO CORP
CUSIP 881609101 | | Equities | 5,158 | 5,159 | +1 | $386,502,000 | $410,439,000 | +$23,937,000 |
|---|
TESORO LOGISTICS LP
CUSIP 88160T107 | | PFDs, REITs, | 1,500 | 2,000 | +500 | $74,295,000 | $96,880,000 | +$22,585,000 |
|---|
POTASH CORP SASK INC
CUSIP 73755L107 | | Equities | 1,102 | 2,102 | +1,000 | $17,896,000 | $34,305,000 | +$16,409,000 |
|---|
CONCHO RESOURCES INC
CUSIP 20605P101 | | Equities | 400 | 440 | +40 | $47,708,000 | $60,434,000 | +$12,726,000 |
|---|
LUXOTTICA GRP SPA
CUSIP 55068R202 | | Equities | 400 | 600 | +200 | $19,544,000 | $28,692,000 | +$9,148,000 |
|---|
EXPEDIA INC
CUSIP 30212PAH8 | | Convertible | 7,000 | 14,000 | +7,000 | $7,835,000 | $15,748,000 | +$7,913,000 |
|---|
KIMBERLY-CLARK CORP
CUSIP 494368AS2 | | Convertible | 92,000 | 97,000 | +5,000 | $123,202,000 | $127,511,000 | +$4,309,000 |
|---|
MEMORIAL PROD PTNR L
CUSIP 586048100 | | PFDs, REITs, | 7,650 | 10,250 | +2,600 | $14,535,000 | $18,245,000 | +$3,710,000 |
|---|
MANITOWOC COMPANY IN
CUSIP 563571108 | | Equities | 201 | 202 | +1 | $1,101,000 | $967,000 | -$134,000 |
|---|
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