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SMITH HAYES Advisers, Inc Last Quarter Change: Foreign Stocks, Added

SMITH HAYES Advisers, Inc quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2015-12-31 to 2016-03-31, SMITH HAYES Advisers, Inc opened 0 positions, added to 1, reduced 1, sold out of 0 and left 0 unchanged. The largest increase in value was NVS (+$57,000); the largest decrease was TEVA (-$194,000).

  • NVS: Country of operation —; Class ADR; Shares 2015-12-31 3,182; Shares 2016-03-31 4,576.

Two Form 13F-HR filings compared (SEC CIK 1418870): 2015-12-31 (filed 2016-02-12) and 2016-03-31 (filed 2016-05-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2015-12-31Shares 2016-03-31Share changeValue 2015-12-31Value 2016-03-31Value change
NVS
NOVARTIS A G SPONSORED ADR
ADR3,1824,576+1,394$274,000$331,000+$57,000

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