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SHUFRO ROSE & CO LLC Historic Quarter Change: USA Options, Sold Out

SHUFRO ROSE & CO LLC historic quarter change: USA Options, Sold out

In put and call options, at their filed underlying value (listed in the US), over 23 quarters from 2012-09-30 to 2026-06-30, SHUFRO ROSE & CO LLC opened 20 positions, added to 3, reduced 0 and sold out of 19.

  • Q2 2026: Stock AAPL; Country of operation United States; Class PUT · Put; Shares before $1,700.
  • Q4 2025: Stock NVDA; Country of operation United States; Class PUT · Put; Shares before $59,800.
  • Q4 2025: Stock REGN; Country of operation United States; Class PUT · Put; Shares before $2,500.
  • Q4 2025: Stock PANW; Country of operation United States; Class CALL · Call; Shares before $2,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 908195), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-12); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-09); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-08); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-25); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-13); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-08); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-26); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-15); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-23); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-30); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-21); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-05); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-31); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-06-24); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-06-24); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30); 2012-09-30 to 2013-06-30 (missing 2012-12-31, 2013-03-31).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2026AAPL
APPLE INC
United StatesPUT · Put$1,700$0-1,700$431,443$0-$431,4432026-08-12
Q4 2025NVDA
NVIDIA CORPORATION
United StatesPUT · Put$59,800$0-59,800$6,481,124$0-$6,481,1242026-02-09
Q4 2025REGN
REGENERON PHARMACEUTICALS
United StatesPUT · Put$2,500$0-2,500$1,585,575$0-$1,585,5752026-02-09
Q4 2025PANW
PALO ALTO NETWORKS INC
United StatesCALL · Call$2,000$0-2,000$341,280$0-$341,2802026-02-09
Q4 2025AAPL
APPLE INC
United StatesPUT · Put$1,000$0-1,000$222,130$0-$222,1302026-02-09
Q1 2025NVDA
NVIDIA CORPORATION
United StatesPUT · Put$69,800$0-69,800$9,373,442$0-$9,373,4422025-05-08
Q1 2025REGN
REGENERON PHARMACEUTICALS
United StatesPUT · Put$2,500$0-2,500$1,780,825$0-$1,780,8252025-05-08
Q1 2025REGN
REGENERON PHARMACEUTICALS
United StatesCALL · Call$400$0-400$284,932$0-$284,9322025-05-08
Q4 2024SPY
SPDR S&P 500 ETF TR
PUT · Put$5,000$0-5,000$2,721,100$0-$2,721,1002025-02-25
Q4 2024SPY
SPDR S&P 500 ETF TR
CALL · Call$4,000$0-4,000$2,176,880$0-$2,176,8802025-02-25
Q4 2024AON
AON PLC
IrelandCALL · Call$5,000$0-5,000$1,467,900$0-$1,467,9002025-02-25
Q4 2024MPT
MEDICAL PPTYS TRUST INC
United StatesCALL · Call$10,000$0-10,000$43,100$0-$43,1002025-02-25
Q2 2024MSFT
MICROSOFT CORP
United StatesPUT · Put$500$0-500$210,360$0-$210,3602024-08-13
Q2 2024CHARGEPOINT HOLDINGS INC
CUSIP 15961R105
United StatesCALL · Call$32,000$0-32,000$60,800$0-$60,8002024-08-13
Q1 2024SPY
SPDR S&P 500 ETF TR
PUT · Put$5,000$0-5,000$2,137,400$0-$2,137,4002024-05-08
Q1 2024SPY
SPDR S&P 500 ETF TR
CALL · Call$2,500$0-2,500$1,068,700$0-$1,068,7002024-05-08
Q4 2015PANDORA MEDIA INC
CUSIP 698354107
COM · Call10,0000-10,000$11,000$0-$11,0002016-01-15
Q1 2015SPY
SPDR S&P 500 ETF TR
TR UNIT · Put10,0000-10,000$38,000$0-$38,0002015-04-21
Q4 2013SANDISK CORP
CUSIP 80004C101
COM · Call17,0000-17,000$5,200,000$0-$5,200,0002014-06-24

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