Shaker Financial Services, LLC historic quarter change: USA Other Stocks, Sold out
In shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, Shaker Financial Services, LLC opened 87 positions, added to 90, reduced 76 and sold out of 95.
- Q1 2026: Stock XAI OCTAGN FLT RAT & ALT INM; Country of operation United States; Class COM; Shares before 183,519.
- Q3 2025: Stock XAI OCTAGN FLT RAT & ALT INM; Country of operation United States; Class COM; Shares before 194,429.
- Q2 2025: Stock PIONEER DIVERSIFIED HIGH INC; Country of operation United States; Class COM; Shares before 72,607.
- Q1 2025: Stock SOURCE CAP INC; Country of operation United States; Class COM; Shares before 18,038.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1511794), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-15); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-12); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-26); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-22); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-05); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-09); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-10-31); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-02); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-13); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-02); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-01); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-09); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-03); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-10); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-29); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-06); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-10); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-04); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-07); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-06); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-01). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q1 2026 | XAI OCTAGN FLT RAT & ALT INM
CUSIP 98400T106 | United States | COM | 183,519 | 0 | -183,519 | $880,892 | $0 | -$880,892 | 2026-05-12 |
|---|
| Q3 2025 | XAI OCTAGN FLT RAT & ALT INM
CUSIP 98400T106 | United States | COM | 194,429 | 0 | -194,429 | $1,107,008 | $0 | -$1,107,008 | 2025-10-22 |
|---|
| Q2 2025 | PIONEER DIVERSIFIED HIGH INC
CUSIP 723653101 | United States | COM | 72,607 | 0 | -72,607 | $866,928 | $0 | -$866,928 | 2025-08-05 |
|---|
| Q1 2025 | SOURCE CAP INC
CUSIP 836144105 | United States | COM | 18,038 | 0 | -18,038 | $883,830 | $0 | -$883,830 | 2025-05-09 |
|---|
| Q1 2025 | XAI OCTAGN FLT RAT & ALT INM
CUSIP 98400T106 | United States | COM | 23,715 | 0 | -23,715 | $157,468 | $0 | -$157,468 | 2025-05-09 |
|---|
| Q1 2025 | VIRTUS CONVERTIBLE & INCOME
CUSIP 92838X102 | United States | COM | 17,563 | 0 | -17,563 | $60,944 | $0 | -$60,944 | 2025-05-09 |
|---|
| Q3 2024 | BNY MELLON ALCENTRA GLOBAL C
CUSIP 05588N108 | United States | COM | 64,369 | 0 | -64,369 | $569,666 | $0 | -$569,666 | 2024-10-31 |
|---|
| Q2 2024 | SABA CAPITAL INCOME & OPPORT
CUSIP 880198106 | United States | COM | 181,785 | 0 | -181,785 | $694,419 | $0 | -$694,419 | 2024-08-02 |
|---|
| Q2 2024 | ABRDN ASIA PACIFIC INCOME FU
CUSIP 003009107 | United States | COM | 134,888 | 0 | -134,888 | $377,687 | $0 | -$377,687 | 2024-08-02 |
|---|
| Q2 2024 | VIRTUS CONVERTIBLE & INC 202
CUSIP 92838R105 | United States | COM | 18,126 | 0 | -18,126 | $159,600 | $0 | -$159,600 | 2024-08-02 |
|---|
| Q3 2016 | WESTERN ASSET GLB PTNRS INCO
CUSIP 95766G108 | | COM | 492,884 | 0 | -492,884 | $4,219,000 | $0 | -$4,219,000 | 2016-11-02 |
|---|
| Q3 2016 | BABSON CAP GLB SHT DURHGH YL
CUSIP 05617T100 | | COM | 96,788 | 0 | -96,788 | $1,729,000 | $0 | -$1,729,000 | 2016-11-02 |
|---|
| Q3 2016 | NUVEEN TX ADV TOTAL RET STRG
CUSIP 67090H102 | | COM | 147,367 | 0 | -147,367 | $1,662,000 | $0 | -$1,662,000 | 2016-11-02 |
|---|
| Q3 2016 | LAZARD WORLD DIVID & INCOME
CUSIP 521076109 | | COM | 166,309 | 0 | -166,309 | $1,502,000 | $0 | -$1,502,000 | 2016-11-02 |
|---|
| Q3 2016 | ALPINE GLOBAL PREMIER PPTYS
CUSIP 02083A103 | | COM SBI | 100,845 | 0 | -100,845 | $554,000 | $0 | -$554,000 | 2016-11-02 |
|---|
| Q3 2016 | STONE HBR EMERG MKTS TL INC
CUSIP 86164W100 | | COM | 28,298 | 0 | -28,298 | $374,000 | $0 | -$374,000 | 2016-11-02 |
|---|
| Q3 2016 | NUVEEN GLOBAL EQUITY INCOME
CUSIP 6706EH103 | | COM | 23,001 | 0 | -23,001 | $268,000 | $0 | -$268,000 | 2016-11-02 |
|---|
| Q3 2016 | MVC CAPITAL INC
CUSIP 553829102 | | COM | 10,000 | 0 | -10,000 | $80,000 | $0 | -$80,000 | 2016-11-02 |
|---|
| Q2 2016 | GUGGENHEIM ENHNCD EQTY INCM
CUSIP 40167B100 | | COM | 253,616 | 0 | -253,616 | $1,849,000 | $0 | -$1,849,000 | 2016-08-01 |
|---|
| Q2 2016 | ALLIANCEBERNSTEIN INCOME FUN
CUSIP 01881E101 | | COM | 82,815 | 0 | -82,815 | $650,000 | $0 | -$650,000 | 2016-08-01 |
|---|
| Q2 2016 | PRUDENTIAL GLB SHT DUR HG YL
CUSIP 74433A109 | | COM | 15,696 | 0 | -15,696 | $234,000 | $0 | -$234,000 | 2016-08-01 |
|---|
| Q2 2016 | BROOKFIELD GLOBL LISTED INFR
CUSIP 11273Q109 | | COM SHS | 20,500 | 0 | -20,500 | $233,000 | $0 | -$233,000 | 2016-08-01 |
|---|
| Q1 2016 | PIONEER DIV HIGH INCOME TRUS
CUSIP 723653101 | United States | COM | 303,405 | 0 | -303,405 | $4,427,000 | $0 | -$4,427,000 | 2016-05-09 |
|---|
| Q1 2016 | ALLIANZGI NFJ DIVID INT & PR
CUSIP 01883A107 | | COM | 176,459 | 0 | -176,459 | $2,186,000 | $0 | -$2,186,000 | 2016-05-09 |
|---|
| Q1 2016 | IVY HIGH INC OPPORTUNITIES F
CUSIP 465893105 | | COM | 92,132 | 0 | -92,132 | $1,141,000 | $0 | -$1,141,000 | 2016-05-09 |
|---|
| Q1 2016 | NUVEEN DIVERSIFIED DIV INCM
CUSIP 6706EP105 | | COM | 98,631 | 0 | -98,631 | $1,068,000 | $0 | -$1,068,000 | 2016-05-09 |
|---|
| Q1 2016 | ABERDEEN ASIA PACIFIC INCOM
CUSIP 003009107 | United States | COM | 182,193 | 0 | -182,193 | $833,000 | $0 | -$833,000 | 2016-05-09 |
|---|
| Q1 2016 | SOURCE CAP INC
CUSIP 836144105 | United States | COM | 10,719 | 0 | -10,719 | $710,000 | $0 | -$710,000 | 2016-05-09 |
|---|
| Q1 2016 | DELAWARE ENHANCED GBL DIV &
CUSIP 246060107 | | COM | 62,923 | 0 | -62,923 | $588,000 | $0 | -$588,000 | 2016-05-09 |
|---|
| Q1 2016 | VOYA INTL HIGH DIVID EQTY IN
CUSIP 92912Y109 | | COM | 51,894 | 0 | -51,894 | $330,000 | $0 | -$330,000 | 2016-05-09 |
|---|
| Q1 2016 | ALLIANZGI EQUITY & CONV INCO
CUSIP 018829101 | | COM | 16,096 | 0 | -16,096 | $289,000 | $0 | -$289,000 | 2016-05-09 |
|---|
| Q4 2015 | PRUDENTIAL GLB SHT DUR HG YL
CUSIP 74433A109 | | COM | 62,705 | 0 | -62,705 | $865,000 | $0 | -$865,000 | 2016-02-03 |
|---|
| Q4 2015 | ALPINE GLOBAL DYNAMIC DIVD F
CUSIP 02082E205 | | COM NEW | 12,017 | 0 | -12,017 | $103,000 | $0 | -$103,000 | 2016-02-03 |
|---|
| Q3 2015 | PRUDENTIAL SHT DURATION HG Y
CUSIP 74442F107 | | COM | 83,563 | 0 | -83,563 | $1,293,000 | $0 | -$1,293,000 | 2015-11-10 |
|---|
| Q3 2015 | GUGGENHEIM ENHANCED EQUITY S
CUSIP 40167K100 | | COM | 39,499 | 0 | -39,499 | $666,000 | $0 | -$666,000 | 2015-11-10 |
|---|
| Q3 2015 | STONE HBR EMERG MKTS TL INC
CUSIP 86164W100 | | COM | 13,776 | 0 | -13,776 | $193,000 | $0 | -$193,000 | 2015-11-10 |
|---|
| Q3 2015 | ABERDEEN ASIA PACIFIC INCOM
CUSIP 003009107 | United States | COM | 27,000 | 0 | -27,000 | $134,000 | $0 | -$134,000 | 2015-11-10 |
|---|
| Q2 2015 | DUFF & PHELPS UTIL CORP BD T
CUSIP 26432K108 | | COM | 238,849 | 0 | -238,849 | $2,334,000 | $0 | -$2,334,000 | 2015-07-29 |
|---|
| Q2 2015 | GUGGENHEIM ENHNCD EQTY INCM
CUSIP 40167B100 | | COM | 94,403 | 0 | -94,403 | $798,000 | $0 | -$798,000 | 2015-07-29 |
|---|
| Q2 2015 | ALLIANZGI EQUITY & CONV INCO
CUSIP 018829101 | | COM | 33,518 | 0 | -33,518 | $664,000 | $0 | -$664,000 | 2015-07-29 |
|---|
| Q2 2015 | NUVEEN GLOBAL EQUITY INCOME
CUSIP 6706EH103 | | COM | 31,324 | 0 | -31,324 | $404,000 | $0 | -$404,000 | 2015-07-29 |
|---|
| Q2 2015 | BROOKFIELD GLOBL LISTED INFR
CUSIP 11273Q109 | | COM SHS | 11,252 | 0 | -11,252 | $229,000 | $0 | -$229,000 | 2015-07-29 |
|---|
| Q2 2015 | AVENUE INCOME CR STRATEGIES
CUSIP 05358E106 | | COM | 10,037 | 0 | -10,037 | $152,000 | $0 | -$152,000 | 2015-07-29 |
|---|
| Q2 2015 | ALPINE GLOBAL PREMIER PPTYS
CUSIP 02083A103 | | COM SBI | 19,000 | 0 | -19,000 | $130,000 | $0 | -$130,000 | 2015-07-29 |
|---|
| Q2 2015 | VOYA INTL HIGH DIVID EQTY IN
CUSIP 92912Y109 | | COM | 16,000 | 0 | -16,000 | $129,000 | $0 | -$129,000 | 2015-07-29 |
|---|
| Q1 2015 | NUVEEN TAX ADVANTAGED DIV GR
CUSIP 67073G105 | | COM | 121,402 | 0 | -121,402 | $1,961,000 | $0 | -$1,961,000 | 2015-05-06 |
|---|
| Q1 2015 | SOURCE CAP INC
CUSIP 836144105 | United States | COM | 21,182 | 0 | -21,182 | $1,513,000 | $0 | -$1,513,000 | 2015-05-06 |
|---|
| Q1 2015 | ABERDEEN ASIA PACIFIC INCOM
CUSIP 003009107 | United States | COM | 244,998 | 0 | -244,998 | $1,360,000 | $0 | -$1,360,000 | 2015-05-06 |
|---|
| Q1 2015 | ADVENT CLAYMORE ENH GRW & IN
CUSIP 00765E104 | | COM | 26,506 | 0 | -26,506 | $236,000 | $0 | -$236,000 | 2015-05-06 |
|---|
| Q1 2015 | IVY HIGH INC OPPORTUNITIES F
CUSIP 465893105 | | COM | 12,955 | 0 | -12,955 | $205,000 | $0 | -$205,000 | 2015-05-06 |
|---|
| Q1 2015 | PRUDENTIAL GLB SHT DUR HG YL
CUSIP 74433A109 | | COM | 12,763 | 0 | -12,763 | $203,000 | $0 | -$203,000 | 2015-05-06 |
|---|
| Q4 2014 | PRUDENTIAL SHT DURATION HG Y
CUSIP 74442F107 | | COM | 77,014 | 0 | -77,014 | $1,288,000 | $0 | -$1,288,000 | 2015-02-10 |
|---|
| Q4 2014 | BROOKFIELD GLOBL LISTED INFR
CUSIP 11273Q109 | | COM SHS | 32,456 | 0 | -32,456 | $756,000 | $0 | -$756,000 | 2015-02-10 |
|---|
| Q4 2014 | DOW 30SM ENHANCED PREM & INC
CUSIP 260537105 | | COM | 33,135 | 0 | -33,135 | $442,000 | $0 | -$442,000 | 2015-02-10 |
|---|
| Q4 2014 | NUVEEN DIVER CURRENCY OPPOR
CUSIP 67090N109 | | COM | 26,508 | 0 | -26,508 | $283,000 | $0 | -$283,000 | 2015-02-10 |
|---|
| Q4 2014 | NUVEEN INTER DURATION MN TMF
CUSIP 670671106 | | COM | 16,725 | 0 | -16,725 | $209,000 | $0 | -$209,000 | 2015-02-10 |
|---|
| Q4 2014 | WESTERN ASSET EMRG MKT INCM
CUSIP 95766E103 | | COM | 14,253 | 0 | -14,253 | $171,000 | $0 | -$171,000 | 2015-02-10 |
|---|
| Q4 2014 | WESTERN ASSET WORLDWIDE INCO
CUSIP 957668106 | | COM | 11,238 | 0 | -11,238 | $138,000 | $0 | -$138,000 | 2015-02-10 |
|---|
| Q3 2014 | ALLIANZGI EQUITY & CONV INCO
CUSIP 018829101 | | COM | 49,540 | 0 | -49,540 | $1,001,000 | $0 | -$1,001,000 | 2014-11-10 |
|---|
| Q3 2014 | COHEN & STEERS GLOBAL INC BL
CUSIP 19248M103 | | COM | 57,665 | 0 | -57,665 | $732,000 | $0 | -$732,000 | 2014-11-10 |
|---|
| Q3 2014 | LAZARD WORLD DIVID & INCOME
CUSIP 521076109 | | COM | 46,791 | 0 | -46,791 | $711,000 | $0 | -$711,000 | 2014-11-10 |
|---|
| Q3 2014 | ALLIANCEBERNSTEIN INCOME FUN
CUSIP 01881E101 | | COM | 90,402 | 0 | -90,402 | $680,000 | $0 | -$680,000 | 2014-11-10 |
|---|
| Q3 2014 | NUVEEN DIVERSIFIED DIV INCM
CUSIP 6706EP105 | | COM | 25,332 | 0 | -25,332 | $311,000 | $0 | -$311,000 | 2014-11-10 |
|---|
| Q3 2014 | ABERDEEN ASIA PACIFIC INCOM
CUSIP 003009107 | United States | COM | 40,000 | 0 | -40,000 | $251,000 | $0 | -$251,000 | 2014-11-10 |
|---|
| Q2 2014 | COHEN & STEERS DIV MJRS FDIN
CUSIP 19248G106 | | COM | 215,268 | 0 | -215,268 | $3,324,000 | $0 | -$3,324,000 | 2014-08-04 |
|---|
| Q2 2014 | BROOKFIELD GLOBL LISTED INFR
CUSIP 11273Q109 | | COM SHS | 68,565 | 0 | -68,565 | $1,466,000 | $0 | -$1,466,000 | 2014-08-04 |
|---|
| Q2 2014 | ING GLOBAL EQTY DIV & PREM O
CUSIP 45684E107 | | COM | 110,162 | 0 | -110,162 | $1,013,000 | $0 | -$1,013,000 | 2014-08-04 |
|---|
| Q2 2014 | BLACKROCK DEFINED OPPRTY CR
CUSIP 09255Q105 | | COM | 45,261 | 0 | -45,261 | $624,000 | $0 | -$624,000 | 2014-08-04 |
|---|
| Q2 2014 | ING INTL HIGH DIVD EQTY INC
CUSIP 45684Q100 | | COM | 52,127 | 0 | -52,127 | $478,000 | $0 | -$478,000 | 2014-08-04 |
|---|
| Q2 2014 | NUVEEN EQTY PRM OPPORTUNITYF
CUSIP 6706EM102 | | COM | 34,556 | 0 | -34,556 | $435,000 | $0 | -$435,000 | 2014-08-04 |
|---|
| Q2 2014 | GUGGENHEIM ENHANCED EQUITY S
CUSIP 40167K100 | | COM | 21,649 | 0 | -21,649 | $405,000 | $0 | -$405,000 | 2014-08-04 |
|---|
| Q2 2014 | ING ASIA PAC HGH DIVID EQ IN
CUSIP 44983J107 | | COM | 29,648 | 0 | -29,648 | $377,000 | $0 | -$377,000 | 2014-08-04 |
|---|
| Q2 2014 | ING EMERGING MKTS HGH DIV EQ
CUSIP 45685X104 | | COM | 24,100 | 0 | -24,100 | $288,000 | $0 | -$288,000 | 2014-08-04 |
|---|
| Q2 2014 | STONE HBR EMERG MKTS TL INC
CUSIP 86164W100 | | COM | 14,286 | 0 | -14,286 | $266,000 | $0 | -$266,000 | 2014-08-04 |
|---|
| Q1 2014 | PRUDENTIAL SHT DURATION HG Y
CUSIP 74442F107 | | COM | 91,408 | 0 | -91,408 | $1,590,000 | $0 | -$1,590,000 | 2014-05-07 |
|---|
| Q1 2014 | ALLIANZGI GLOBAL EQUITY & CO
CUSIP 01882W100 | | COM | 83,743 | 0 | -83,743 | $1,281,000 | $0 | -$1,281,000 | 2014-05-07 |
|---|
| Q1 2014 | DUFF & PHELPS UTIL CORP BD T
CUSIP 26432K108 | | COM | 79,825 | 0 | -79,825 | $801,000 | $0 | -$801,000 | 2014-05-07 |
|---|
| Q1 2014 | WESTERN ASSET EMRG MKT INCM
CUSIP 95766E103 | | COM | 34,550 | 0 | -34,550 | $409,000 | $0 | -$409,000 | 2014-05-07 |
|---|
| Q1 2014 | ADVENT CLAYMORE ENH GRW & IN
CUSIP 00765E104 | | COM | 12,909 | 0 | -12,909 | $131,000 | $0 | -$131,000 | 2014-05-07 |
|---|
| Q1 2014 | ABERDEEN ASIA PACIFIC INCOM
CUSIP 003009107 | United States | COM | 18,000 | 0 | -18,000 | $104,000 | $0 | -$104,000 | 2014-05-07 |
|---|
| Q1 2014 | GUGGENHEIM ENHNCD EQTY INCM
CUSIP 40167B100 | | COM | 11,506 | 0 | -11,506 | $102,000 | $0 | -$102,000 | 2014-05-07 |
|---|
| Q1 2014 | ALPINE GLOBAL DYNAMIC DIVD F
CUSIP 02082E106 | | COM | 16,662 | 0 | -16,662 | $70,000 | $0 | -$70,000 | 2014-05-07 |
|---|
| Q4 2013 | NUVEEN TX ADV TOTAL RET STRG
CUSIP 67090H102 | | COM | 74,413 | 0 | -74,413 | $932,000 | $0 | -$932,000 | 2014-02-06 |
|---|
| Q4 2013 | LAZARD WORLD DIVID & INCOME
CUSIP 521076109 | | COM | 67,736 | 0 | -67,736 | $907,000 | $0 | -$907,000 | 2014-02-06 |
|---|
| Q4 2013 | COHEN & STEERS GLOBAL INC BL
CUSIP 19248M103 | | COM | 73,211 | 0 | -73,211 | $770,000 | $0 | -$770,000 | 2014-02-06 |
|---|
| Q4 2013 | ALPINE TOTAL DYNAMIC DIVID F
CUSIP 021060108 | | COM SBI | 171,746 | 0 | -171,746 | $690,000 | $0 | -$690,000 | 2014-02-06 |
|---|
| Q4 2013 | DOW 30SM ENHANCED PREM & INC
CUSIP 260537105 | | COM | 51,078 | 0 | -51,078 | $601,000 | $0 | -$601,000 | 2014-02-06 |
|---|
| Q4 2013 | WESTERN ASSET WORLDWIDE INCO
CUSIP 957668106 | | COM | 39,047 | 0 | -39,047 | $491,000 | $0 | -$491,000 | 2014-02-06 |
|---|
| Q4 2013 | TRANSAMERICA INCOME SHS INC
CUSIP 893506105 | | COM | 15,471 | 0 | -15,471 | $316,000 | $0 | -$316,000 | 2014-02-06 |
|---|
| Q3 2013 | BROOKFIELD GLOBL LISTED INFR
CUSIP 11273Q109 | | COM SHS | 26,332 | 0 | -26,332 | $566,000 | $0 | -$566,000 | 2013-11-01 |
|---|
| Q3 2013 | BLACKROCK CORPOR HI YLD III
CUSIP 09255M104 | | COM | 42,699 | 0 | -42,699 | $316,000 | $0 | -$316,000 | 2013-11-01 |
|---|
| Q3 2013 | ALLIANZGI GLOBAL EQUITY & CO
CUSIP 01882W100 | | COM | 21,445 | 0 | -21,445 | $299,000 | $0 | -$299,000 | 2013-11-01 |
|---|
| Q3 2013 | BLACKROCK INCOME OPP TRUST I
CUSIP 092475102 | | COM | 25,383 | 0 | -25,383 | $255,000 | $0 | -$255,000 | 2013-11-01 |
|---|
| Q3 2013 | ABERDEEN EMERGING MKTS SMALL
CUSIP 00301T102 | | COM | 11,371 | 0 | -11,371 | $226,000 | $0 | -$226,000 | 2013-11-01 |
|---|
| Q3 2013 | ALLIANZGI INTL & PREM STRATE
CUSIP 01882X108 | | COM | 17,475 | 0 | -17,475 | $164,000 | $0 | -$164,000 | 2013-11-01 |
|---|