SANTA BARBARA ASSET MANAGEMENT, LLC Last Quarter Change: Foreign Stocks, Added

SANTA BARBARA ASSET MANAGEMENT, LLC quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, SANTA BARBARA ASSET MANAGEMENT, LLC opened 0 positions, added to 2, reduced 4, sold out of 1 and left 5 unchanged. The largest increase in value was SAP (+$430,000); the largest decrease was NVO (-$6,512,000).

NVO: Country of operation —; Class ADR; Shares 2016-06-30 1,873,706; Shares 2016-09-30 2,266,286.
NVS: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 47,336; Shares 2016-09-30 47,434.

Two Form 13F-HR filings compared (SEC CIK 1109426): 2016-06-30 (filed 2016-08-10) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
NVO Novo Nordisk A/S		ADR	1,873,706	2,266,286	+392,580	$100,767,000	$94,255,000	-$6,512,000
NVS Novartis AG		SPONSORED ADR	47,336	47,434	+98	$3,905,000	$3,745,000	-$160,000

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet