ROOSEVELT INVESTMENT GROUP LLC current holdings: USA Stocks
ROOSEVELT INVESTMENT GROUP LLC reported $0.96 billion in share positions in stocks (listed in the US), 89 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are PFE, GOOGL, AAPL.
- PFE: Country of operation United States; Class COMMON STOCK; Shares 1,130,460; Value $38,289,000.
- GOOGL: Country of operation United States; Class COMMON STOCK; Shares 46,349; Value $37,267,000.
- AAPL: Country of operation United States; Class COMMON STOCK; Shares 326,206; Value $36,878,000.
- BRKB: Country of operation —; Class COMMON STOCK; Shares 239,479; Value $34,598,000.
Form 13F-HR as filed (SEC CIK 1020617): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| PFE PFIZER INC | United States | COMMON STOCK | 1,130,460 | $38,289,000 | 4.00% | 2016-09-30 | 2016-11-14 | -10.63% |
| GOOGL ALPHABET INC - CLASS A | United States | COMMON STOCK | 46,349 | $37,267,000 | 3.90% | 2016-09-30 | 2016-11-14 | +748.06% |
| AAPL APPLE INC | United States | COMMON STOCK | 326,206 | $36,878,000 | 3.85% | 2016-09-30 | 2016-11-14 | |
| BRKB BERKSHIRE HATHAWAY CL B | COMMON STOCK | 239,479 | $34,598,000 | 3.62% | 2016-09-30 | 2016-11-14 | ||
| HD HOME DEPOT INC | United States | COMMON STOCK | 254,599 | $32,762,000 | 3.42% | 2016-09-30 | 2016-11-14 | +123.84% |
| AMZN AMAZON COM INC | United States | COMMON STOCK | 36,644 | $30,682,000 | 3.21% | 2016-09-30 | 2016-11-14 | +489.13% |
| NWL NEWELL BRANDS INC | United States | COMMON STOCK | 579,793 | $30,532,000 | 3.19% | 2016-09-30 | 2016-11-14 | -89.90% |
| HONZZZZ HONEYWELL INTERNATIONAL | COMMON STOCK | 258,737 | $30,166,000 | 3.15% | 2016-09-30 | 2016-11-14 | ||
| CAG CONAGRA FOODS INC | United States | COMMON STOCK | 638,495 | $30,079,000 | 3.14% | 2016-09-30 | 2016-11-14 | -61.46% |
| LMT LOCKHEED MARTIN CORP | United States | COMMON STOCK | 113,558 | $27,222,000 | 2.85% | 2016-09-30 | 2016-11-14 | +113.67% |
| CME CME GROUP INC | United States | COMMON STOCK | 248,437 | $25,967,000 | 2.71% | 2016-09-30 | 2016-11-14 | +151.84% |
| USB US BANCORP | United States | COMMON STOCK | 602,532 | $25,843,000 | 2.70% | 2016-09-30 | 2016-11-14 | +35.56% |
| NOC NORTHROP GRUMMAN CORP | United States | COMMON STOCK | 120,786 | $25,842,000 | 2.70% | 2016-09-30 | 2016-11-14 | +135.85% |
| META FACEBOOK INC | United States | COMMON STOCK | 197,071 | $25,278,000 | 2.64% | 2016-09-30 | 2016-11-14 | +475.96% |
| GLD SPDR GOLD TRUST SPDR GOLD SHARES | United States | COMMON STOCK | 193,459 | $24,306,000 | 2.54% | 2016-09-30 | 2016-11-14 | +204.75% |
| NEE NEXTERA ENERGY INC | United States | COMMON STOCK | 197,692 | $24,182,000 | 2.53% | 2016-09-30 | 2016-11-14 | +148.17% |
| MKTX MARKETAXESS HLDGS INC COM | United States | COMMON STOCK | 138,448 | $22,926,000 | 2.40% | 2016-09-30 | 2016-11-14 | -0.98% |
| JNJ JOHNSON & JOHNSON | United States | COMMON STOCK | 192,744 | $22,769,000 | 2.38% | 2016-09-30 | 2016-11-14 | +126.50% |
| V VISA INC CL A | United States | COMMON STOCK | 267,659 | $22,135,000 | 2.31% | 2016-09-30 | 2016-11-14 | +342.42% |
| SLB SCHLUMBERGER LTD | COMMON STOCK | 273,910 | $21,540,000 | 2.25% | 2016-09-30 | 2016-11-14 | -36.58% | |
| ODFL OLD DOMINION FREIGHT LNS | United States | COMMON STOCK | 282,817 | $19,404,000 | 2.03% | 2016-09-30 | 2016-11-14 | +675.95% |
| URI UNITED RENTALS INC COM | United States | COMMON STOCK | 222,717 | $17,481,000 | 1.83% | 2016-09-30 | 2016-11-14 | +1192.57% |
| QCOM QUALCOMM INC | United States | COMMON STOCK | 249,360 | $17,081,000 | 1.79% | 2016-09-30 | 2016-11-14 | +168.76% |
| CCI CROWN CASTLE INTERNATIONAL CORP. | United States | COMMON STOCK | 177,368 | $16,710,000 | 1.75% | 2016-09-30 | 2016-11-14 | -28.81% |
| ALLE ALLEGION PUBLIC LIMITED COMPANY | Ireland | COMMON STOCK | 240,322 | $16,561,000 | 1.73% | 2016-09-30 | 2016-11-14 | +125.56% |
| DIS DISNEY WALT CO | United States | COMMON STOCK | 170,759 | $15,857,000 | 1.66% | 2016-09-30 | 2016-11-14 | +13.51% |
| PLD PROLOGIS INC | United States | COMMON STOCK | 286,888 | $15,360,000 | 1.61% | 2016-09-30 | 2016-11-14 | +147.68% |
| MCHP MICROCHIP TECHNOLOGY INC | United States | COMMON STOCK | 232,566 | $14,452,000 | 1.51% | 2016-09-30 | 2016-11-14 | +153.56% |
| BFAM BRIGHT HORIZONS FAMILY SOLUTIONS, I | United States | COMMON STOCK | 208,922 | $13,975,000 | 1.46% | 2016-09-30 | 2016-11-14 | -4.63% |
| MMM 3M COMPANY | United States | COMMON STOCK | 69,695 | $12,282,000 | 1.28% | 2016-09-30 | 2016-11-14 | +14.35% |
| KHC KRAFT HEINZ CO | United States | COMMON STOCK | 132,272 | $11,840,000 | 1.24% | 2016-09-30 | 2016-11-14 | -73.80% |
| ECL ECOLAB INC | United States | COMMON STOCK | 95,455 | $11,619,000 | 1.21% | 2016-09-30 | 2016-11-14 | +128.29% |
| SPGI S&P GLOBAL INC | United States | COMMON STOCK | 89,537 | $11,332,000 | 1.18% | 2016-09-30 | 2016-11-14 | +227.77% |
| EOG E O G RESOURCES INC | United States | COMMON STOCK | 113,723 | $10,998,000 | 1.15% | 2016-09-30 | 2016-11-14 | +44.41% |
| CBOE CBOE HOLDINGS INC | United States | COMMON STOCK | 167,610 | $10,870,000 | 1.14% | 2016-09-30 | 2016-11-14 | +303.62% |
| UNP UNION PACIFIC CORP | United States | COMMON STOCK | 111,024 | $10,828,000 | 1.13% | 2016-09-30 | 2016-11-14 | +181.09% |
| ROST ROSS STORES INC COM | United States | COMMON STOCK | 166,026 | $10,675,000 | 1.12% | 2016-09-30 | 2016-11-14 | +264.54% |
| MCO MOODYS CORP | United States | COMMON STOCK | 97,818 | $10,592,000 | 1.11% | 2016-09-30 | 2016-11-14 | +320.04% |
| LYB LYONDELLBASELL INDS F CLASS A | COMMON STOCK | 127,882 | $10,315,000 | 1.08% | 2016-09-30 | 2016-11-14 | -27.87% | |
| BMY BRISTOL-MYERS SQUIBB CO | United States | COMMON STOCK | 190,547 | $10,274,000 | 1.07% | 2016-09-30 | 2016-11-14 | +16.58% |
| VRSN VERISIGN INC COM | United States | COMMON STOCK | 131,058 | $10,254,000 | 1.07% | 2016-09-30 | 2016-11-14 | +257.67% |
| FFIV F5 NETWORKS INC | United States | COMMON STOCK | 79,762 | $9,942,000 | 1.04% | 2016-09-30 | 2016-11-14 | +251.47% |
| MA MASTERCARD INC | United States | COMMON STOCK | 94,094 | $9,576,000 | 1.00% | 2016-09-30 | 2016-11-14 | +453.78% |
| MAS MASCO CORP | United States | COMMON STOCK | 260,705 | $8,945,000 | 0.93% | 2016-09-30 | 2016-11-14 | +99.27% |
| CBRE CBRE GROUP INC A | United States | COMMON STOCK | 281,028 | $7,863,000 | 0.82% | 2016-09-30 | 2016-11-14 | +367.62% |
| VMC VULCAN MATERIALS CO | United States | COMMON STOCK | 68,821 | $7,827,000 | 0.82% | 2016-09-30 | 2016-11-14 | +113.44% |
| MLM MARTIN MARIETTA MATERIALS INC | United States | COMMON STOCK | 40,979 | $7,340,000 | 0.77% | 2016-09-30 | 2016-11-14 | +167.48% |
| DXCM DEXCOM INC COM | United States | COMMON STOCK | 77,652 | $6,807,000 | 0.71% | 2016-09-30 | 2016-11-14 | — split 2024-07-26, ratio not on file |
| AYI ACUITY BRANDS INC | United States | COMMON STOCK | 22,339 | $5,911,000 | 0.62% | 2016-09-30 | 2016-11-14 | +16.70% |
| EPD ENTERPRISE PRD PRTNRS LP | United States | COMMON STOCK | 156,864 | $4,334,000 | 0.45% | 2016-09-30 | 2016-11-14 | +30.37% |
| CTRA CABOT OIL & GAS CORP COM | United States | COMMON STOCK | 161,290 | $4,161,000 | 0.43% | 2016-09-30 | 2016-11-14 | |
| GILD GILEAD SCIENCES INC. | United States | COMMON STOCK | 46,883 | $3,709,000 | 0.39% | 2016-09-30 | 2016-11-14 | +91.20% |
| EW EDWARDS LIFESCIENCES CORP | United States | COMMON STOCK | 28,830 | $3,476,000 | 0.36% | 2016-09-30 | 2016-11-14 | +119.16% |
| NVO NOVO-NORDISK A-S ADR | AMERICAN DEPOSITORY | 81,131 | $3,374,000 | 0.35% | 2016-09-30 | 2016-11-14 | +84.18% | |
| CVX CHEVRON CORPORATION | United States | COMMON STOCK | 30,247 | $3,113,000 | 0.33% | 2016-09-30 | 2016-11-14 | +98.58% |
| XOMXXXX EXXON MOBIL CORPORATION | COMMON STOCK | 23,492 | $2,050,000 | 0.21% | 2016-09-30 | 2016-11-14 | ||
| TGT TARGET CORP | United States | COMMON STOCK | 25,203 | $1,731,000 | 0.18% | 2016-09-30 | 2016-11-14 | +127.77% |
| NVDA NVIDIA CORP | United States | COMMON STOCK | 21,710 | $1,488,000 | 0.16% | 2016-09-30 | 2016-11-14 | +13187.13% |
| GOOG ALPHABET INC - CLASS C | United States | COMMON STOCK | 1,884 | $1,464,000 | 0.15% | 2016-09-30 | 2016-11-14 | +768.04% |
| PRU PRUDENTIAL FINANCIAL INC | United States | COMMON STOCK | 12,353 | $1,009,000 | 0.11% | 2016-09-30 | 2016-11-14 | +40.92% |
| THS TREEHOUSE FOODS INC | United States | COMMON STOCK | 11,180 | $975,000 | 0.10% | 2016-09-30 | 2016-11-14 | |
| NSRGY Nestle S A Spnsd ADR Repsting Reg S | AMERICAN DEPOSITORY | 12,243 | $967,000 | 0.10% | 2016-09-30 | 2016-11-14 | ||
| KMI KINDER MORGAN INC | United States | COMMON STOCK | 40,370 | $934,000 | 0.10% | 2016-09-30 | 2016-11-14 | +31.65% |
| CHD CHURCH & DWIGHT CO INC | United States | COMMON STOCK | 18,388 | $881,000 | 0.09% | 2016-09-30 | 2016-11-14 | +98.14% |
| HRI HERC HOLDINGS INC | United States | COMMON STOCK | 25,433 | $857,000 | 0.09% | 2016-09-30 | 2016-11-14 | +277.57% |
| MDLZ MONDELEZ INTERNATIONAL INC | United States | COMMON STOCK | 17,298 | $759,000 | 0.08% | 2016-09-30 | 2016-11-14 | +35.13% |
| PG PROCTER & GAMBLE | United States | COMMON STOCK | 8,363 | $751,000 | 0.08% | 2016-09-30 | 2016-11-14 | +65.26% |
| JPM JPMORGAN CHASE & CO | United States | COMMON STOCK | 11,205 | $746,000 | 0.08% | 2016-09-30 | 2016-11-14 | +403.05% |
| IBM INTL BUSINESS MACHINES | United States | COMMON STOCK | 4,346 | $690,000 | 0.07% | 2016-09-30 | 2016-11-14 | +44.86% |
| XIFR NEXTERA ENERGY PTNRS COM UNIT PART | United States | COMMON STOCK | 19,700 | $551,000 | 0.06% | 2016-09-30 | 2016-11-14 | -62.67% |
| COST COSTCO WHSL CORP | United States | COMMON STOCK | 3,455 | $527,000 | 0.06% | 2016-09-30 | 2016-11-14 | +506.25% |
| MCD MC DONALDS CORP | United States | COMMON STOCK | 4,499 | $519,000 | 0.05% | 2016-09-30 | 2016-11-14 | +102.83% |
| OXY OCCIDENTAL PETE CORP | United States | COMMON STOCK | 6,597 | $481,000 | 0.05% | 2016-09-30 | 2016-11-14 | — split 2020-03-09, ratio not on file |
| LNG CHENIERE ENERGY INC | United States | COMMON STOCK | 10,960 | $478,000 | 0.05% | 2016-09-30 | 2016-11-14 | +513.05% |
| MSFT MICROSOFT CORP | United States | COMMON STOCK | 7,727 | $445,000 | 0.05% | 2016-09-30 | 2016-11-14 | +783.61% |
| WFC WELLS FARGO & CO NEW | United States | COMMON STOCK | 9,871 | $437,000 | 0.05% | 2016-09-30 | 2016-11-14 | +81.75% |
| AAP ADVANCED AUTO PARTS | United States | COMMON STOCK | 2,842 | $424,000 | 0.04% | 2016-09-30 | 2016-11-14 | -73.36% |
| T A T & T INC NEW | United States | COMMON STOCK | 9,398 | $382,000 | 0.04% | 2016-09-30 | 2016-11-14 | -20.18% |
| ABBV ABBVIE INC | United States | COMMON STOCK | 5,945 | $375,000 | 0.04% | 2016-09-30 | 2016-11-14 | +317.46% |
| AXP AMERICAN EXPRESS COMPANY | United States | COMMON STOCK | 4,565 | $292,000 | 0.03% | 2016-09-30 | 2016-11-14 | +376.89% |
| SBUX STARBUCKS CORP | United States | COMMON STOCK | 5,324 | $288,000 | 0.03% | 2016-09-30 | 2016-11-14 | +76.27% |
| AMGN AMGEN INC | United States | COMMON STOCK | 1,682 | $281,000 | 0.03% | 2016-09-30 | 2016-11-14 | +153.97% |
| WY WEYERHAEUSER CO | United States | COMMON STOCK | 8,567 | $274,000 | 0.03% | 2016-09-30 | 2016-11-14 | -38.79% |
| SO THE SOUTHERN COMPANY | United States | COMMON STOCK | 5,152 | $264,000 | 0.03% | 2016-09-30 | 2016-11-14 | +62.67% |
| PM PHILIP MORRIS INTL INC | United States | COMMON STOCK | 2,436 | $237,000 | 0.02% | 2016-09-30 | 2016-11-14 | +99.44% |
| LLY ELI LILLY & CO | United States | COMMON STOCK | 2,951 | $237,000 | 0.02% | 2016-09-30 | 2016-11-14 | +1375.99% |
| MRK MERCK & CO INC NEW | United States | COMMON STOCK | 3,436 | $214,000 | 0.02% | 2016-09-30 | 2016-11-14 | +150.68% |
| VBTX VERITEX HOLDINGS INC. | United States | COMMON STOCK | 11,135 | $194,000 | 0.02% | 2016-09-30 | 2016-11-14 | |
| NGD NEW GOLD INC | COMMON STOCK | 33,000 | $144,000 | 0.02% | 2016-09-30 | 2016-11-14 |
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| Not available yet | |||