Regal Investment Advisors LLC quarter change: USA Bonds: Convertible Notes, Sold out
In convertible notes that pay a coupon (listed in the US), from the quarter ended 2026-03-31 to 2026-06-30, Regal Investment Advisors LLC opened 0 positions, added to 0, reduced 0, sold out of 1 and left 0 unchanged. The largest increase in value was ASSERTIO HOLDINGS INC (-$195,716); the largest decrease was ASSERTIO HOLDINGS INC (-$195,716).
- ASSERTIO HOLDINGS INC: Country of operation —; Class NOTE 6.500% 9/0; Principal 2026-03-31 $203,000; Principal 2026-06-30 $0.
Two Form 13F-HR filings compared (SEC CIK 1559789): 2026-03-31 (filed 2026-05-14) and 2026-06-30 (filed 2026-08-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
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