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QUALCOMM INC/DE Historic Quarter Change: Foreign ADRs, New

QUALCOMM INC/DE historic quarter change: Foreign ADRs, New

In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, QUALCOMM INC/DE opened 9 positions, added to 1, reduced 1 and sold out of 9.

  • Q3 2016: Stock ROYAL BK SCOTLAND GROUP PLC; Country of operation —; Class SPON ADR SER H; Shares before 0.
  • Q3 2016: Stock BARCLAYS BANK PLC; Country of operation —; Class SP ADR 7.1%PF3; Shares before 0.
  • Q4 2015: Stock ROYAL BK SCOTLAND GROUP PLC; Country of operation —; Class SPON ADR SER H; Shares before 0.
  • Q4 2015: Stock BARCLAYS BANK PLC; Country of operation —; Class SP ADR 7.1%PF3; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 804328), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-13); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016ROYAL BK SCOTLAND GROUP PLC
CUSIP 780097879
SPON ADR SER H0213,067+213,067$0$5,423,000+$5,423,0002016-11-10
Q3 2016BARCLAYS BANK PLC
CUSIP 06739H776
SP ADR 7.1%PF3044,582+44,582$0$1,148,000+$1,148,0002016-11-10
Q4 2015ROYAL BK SCOTLAND GROUP PLC
CUSIP 780097879
SPON ADR SER H0213,067+213,067$0$5,508,000+$5,508,0002016-02-12
Q4 2015BARCLAYS BANK PLC
CUSIP 06739H776
SP ADR 7.1%PF30203,221+203,221$0$5,278,000+$5,278,0002016-02-12
Q3 2015BARCLAYS BANK PLC
CUSIP 06739H776
SP ADR 7.1%PF30203,221+203,221$0$5,202,000+$5,202,0002015-11-13
Q2 2015BARCLAYS BANK PLC
CUSIP 06739H776
SP ADR 7.1%PF30203,221+203,221$0$5,280,000+$5,280,0002015-08-13
Q2 2014BARCLAYS BANK PLC
CUSIP 06739H776
SP ADR 7.1%PF30295,671+295,671$0$7,572,000+$7,572,0002014-08-13
Q1 2014BARCLAYS BANK PLC
CUSIP 06739H776
SP ADR 7.1%PF30295,671+295,671$0$7,590,000+$7,590,0002014-05-14
Q1 2014ROYAL BK SCOTLAND GROUP PLC
CUSIP 780097879
SPON ADR SER H0213,067+213,067$0$5,329,000+$5,329,0002014-05-14

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