PT ASSET MANAGEMENT, LLC Last Quarter Change: Foreign Options, Reduced

PT ASSET MANAGEMENT, LLC quarter change: Foreign Options, Reduced

In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, PT ASSET MANAGEMENT, LLC opened 0 positions, added to 2, reduced 5, sold out of 1 and left 2 unchanged. The largest increase in value was BABA (+$6,168,000); the largest decrease was VOD (-$6,179,000).

VOD: Country of operation —; Class SPNSR ADR · Call; Shares 2016-06-30 285,000; Shares 2016-09-30 90,000.
VOD: Country of operation —; Class SPNSR ADR · Put; Shares 2016-06-30 215,000; Shares 2016-09-30 35,000.
CHINA MOBILE LIMITED: Country of operation —; Class SPONSORED ADR · Call; Shares 2016-06-30 57,200; Shares 2016-09-30 23,100.
HSBC: Country of operation —; Class SPON ADR NEW · Put; Shares 2016-06-30 119,000; Shares 2016-09-30 80,000.

Two Form 13F-HR filings compared (SEC CIK 1654913): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
VOD VODAFONE GROUP PLC NEW	SPNSR ADR · Call	285,000	90,000	-195,000	$8,803,000	$2,624,000	-$6,179,000
VOD VODAFONE GROUP PLC NEW	SPNSR ADR · Put	215,000	35,000	-180,000	$6,640,000	$1,020,000	-$5,620,000
CHINA MOBILE LIMITED CUSIP 16941M109	SPONSORED ADR · Call	57,200	23,100	-34,100	$3,312,000	$1,421,000	-$1,891,000
HSBC HSBC HLDGS PLC	SPON ADR NEW · Put	119,000	80,000	-39,000	$3,726,000	$3,009,000	-$717,000
TOTAL S A CUSIP 89151E109	SPONSORED ADR · Put	15,000	7,500	-7,500	$722,000	$358,000	-$364,000

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet