Prospera Financial Services Inc historic quarter change: USA Funds, Added
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, Prospera Financial Services Inc opened 34 positions, added to 78, reduced 49 and sold out of 29.
- Q2 2024: Stock PIMCO MUN INCOME FD; Country of operation United States; Class COM; Shares before 30,000.
- Q3 2016: Stock CLAYMORE EXCHANGE TRD FD TR; Country of operation —; Class GUG BUL 2019 HY; Shares before 69,400.
- Q3 2016: Stock CLAYMORE EXCHANGE TRD FD TR; Country of operation —; Class GUG BLT2018 HY; Shares before 104,850.
- Q3 2016: Stock CLAYMORE EXCHANGE TRD FD TR; Country of operation —; Class GUG BUL 2020 HY; Shares before 28,050.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1541625), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-15); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-04-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-09); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-06); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-06); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-07); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-13); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-08-13); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-12); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-26); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-07); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-22); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-14); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-16); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-07); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-04); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2024 | PIMCO MUN INCOME FD
CUSIP 72200R107 | United States | COM | 30,000 | 32,000 | +2,000 | $279,900 | $293,440 | +$13,540 | 2024-08-13 |
|---|
| Q3 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M373 | | GUG BUL 2019 HY | 69,400 | 75,250 | +5,850 | $1,644,000 | $1,825,000 | +$181,000 | 2016-10-12 |
|---|
| Q3 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M381 | | GUG BLT2018 HY | 104,850 | 108,933 | +4,083 | $2,604,000 | $2,757,000 | +$153,000 | 2016-10-12 |
|---|
| Q3 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M365 | | GUG BUL 2020 HY | 28,050 | 33,500 | +5,450 | $665,000 | $814,000 | +$149,000 | 2016-10-12 |
|---|
| Q3 2016 | SENIOR HSG PPTYS TR
CUSIP 81721M109 | | SH BEN INT | 35,500 | 38,800 | +3,300 | $739,000 | $881,000 | +$142,000 | 2016-10-12 |
|---|
| Q3 2016 | ALLIANZGI CONV & INCOME FD
CUSIP 018828103 | | COM | 16,806 | 34,631 | +17,825 | $103,000 | $234,000 | +$131,000 | 2016-10-12 |
|---|
| Q3 2016 | MFS SPL VALUE TR
CUSIP 55274E102 | United States | SH BEN INT | 18,190 | 40,190 | +22,000 | $100,000 | $229,000 | +$129,000 | 2016-10-12 |
|---|
| Q3 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 126,307 | 128,606 | +2,299 | $3,264,000 | $3,332,000 | +$68,000 | 2016-10-12 |
|---|
| Q3 2016 | COLUMBIA PPTY TR INC
CUSIP 198287203 | | COM NEW | 11,485 | 13,573 | +2,088 | $246,000 | $304,000 | +$58,000 | 2016-10-12 |
|---|
| Q3 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M522 | | GUG BULL2019 E | 10,000 | 10,114 | +114 | $214,000 | $216,000 | +$2,000 | 2016-10-12 |
|---|
| Q3 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M530 | | GUG BULL2018 E | 12,400 | 12,515 | +115 | $265,000 | $267,000 | +$2,000 | 2016-10-12 |
|---|
| Q3 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M548 | | GUGG CRP BD 2017 | 12,650 | 12,758 | +108 | $288,000 | $289,000 | +$1,000 | 2016-10-12 |
|---|
| Q3 2016 | NEW YORK MTG TR INC
CUSIP 649604501 | | COM PAR $.02 | 20,205 | 20,405 | +200 | $123,000 | $123,000 | $0 | 2016-10-12 |
|---|
| Q2 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M381 | | GUG BLT2018 HY | 93,650 | 104,850 | +11,200 | $2,260,000 | $2,604,000 | +$344,000 | 2016-07-26 |
|---|
| Q2 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 114,657 | 126,307 | +11,650 | $2,923,000 | $3,264,000 | +$341,000 | 2016-07-26 |
|---|
| Q2 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M365 | | GUG BUL 2020 HY | 14,300 | 28,050 | +13,750 | $326,000 | $665,000 | +$339,000 | 2016-07-26 |
|---|
| Q2 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M373 | | GUG BUL 2019 HY | 57,950 | 69,400 | +11,450 | $1,340,000 | $1,644,000 | +$304,000 | 2016-07-26 |
|---|
| Q2 2016 | CAROLINA TR BK LINCOLNTON NC
CUSIP 144200102 | | COM | 20,187 | 23,937 | +3,750 | $119,000 | $141,000 | +$22,000 | 2016-07-26 |
|---|
| Q1 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M381 | | GUG BLT2018 HY | 39,600 | 93,650 | +54,050 | $937,000 | $2,260,000 | +$1,323,000 | 2016-04-12 |
|---|
| Q1 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 89,357 | 114,657 | +25,300 | $2,230,000 | $2,923,000 | +$693,000 | 2016-04-12 |
|---|
| Q1 2016 | NUVEEN QUALITY PFD INCOME FD
CUSIP 67072C105 | United States | COM | 140,276 | 164,189 | +23,913 | $1,278,000 | $1,476,000 | +$198,000 | 2016-04-12 |
|---|
| Q1 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M530 | | GUG BULL2018 E | 11,650 | 12,400 | +750 | $245,000 | $262,000 | +$17,000 | 2016-04-12 |
|---|
| Q1 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M415 | | GUG BLT2016 HY | 114,102 | 114,902 | +800 | $2,952,000 | $2,967,000 | +$15,000 | 2016-04-12 |
|---|
| Q1 2016 | NEW YORK MTG TR INC
CUSIP 649604501 | | COM PAR $.02 | 24,082 | 24,107 | +25 | $128,000 | $114,000 | -$14,000 | 2016-04-12 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M381 | | GUG BLT2018 HY | 35,300 | 39,600 | +4,300 | $870,000 | $937,000 | +$67,000 | 2016-01-12 |
|---|
| Q4 2015 | PIMCO DYNAMIC CR INCOME FD
CUSIP 72202D106 | | COM SHS | 18,000 | 21,000 | +3,000 | $329,000 | $379,000 | +$50,000 | 2016-01-12 |
|---|
| Q4 2015 | NEW YORK MTG TR INC
CUSIP 649604501 | | COM PAR $.02 | 15,883 | 24,082 | +8,199 | $87,000 | $128,000 | +$41,000 | 2016-01-12 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 88,260 | 89,357 | +1,097 | $2,240,000 | $2,230,000 | -$10,000 | 2016-01-12 |
|---|
| Q3 2015 | SILVER BAY RLTY TR CORP
CUSIP 82735Q102 | | COM | 18,200 | 28,500 | +10,300 | $296,000 | $456,000 | +$160,000 | 2015-10-16 |
|---|
| Q3 2015 | PIMCO DYNAMIC CR INCOME FD
CUSIP 72202D106 | | COM SHS | 13,000 | 18,000 | +5,000 | $262,000 | $329,000 | +$67,000 | 2015-10-16 |
|---|
| Q2 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 85,702 | 90,145 | +4,443 | $2,265,000 | $2,381,000 | +$116,000 | 2015-08-07 |
|---|
| Q2 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M381 | | GUG BLT2018 HY | 42,268 | 45,998 | +3,730 | $1,097,000 | $1,192,000 | +$95,000 | 2015-08-07 |
|---|
| Q2 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M415 | | GUG BLT2016 HY | 120,208 | 122,917 | +2,709 | $3,167,000 | $3,233,000 | +$66,000 | 2015-08-07 |
|---|
| Q2 2015 | NEW YORK MTG TR INC
CUSIP 649604501 | | COM PAR $.02 | 10,169 | 15,889 | +5,720 | $79,000 | $119,000 | +$40,000 | 2015-08-07 |
|---|
| Q2 2015 | PIMCO DYNAMIC CR INCOME FD
CUSIP 72202D106 | | COM SHS | 12,000 | 13,000 | +1,000 | $245,000 | $262,000 | +$17,000 | 2015-08-07 |
|---|
| Q2 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M423 | | GUGG BULL 2015 | 121,253 | 121,361 | +108 | $3,166,000 | $3,160,000 | -$6,000 | 2015-08-07 |
|---|
| Q1 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 30,926 | 85,702 | +54,776 | $803,000 | $2,265,000 | +$1,462,000 | 2015-04-22 |
|---|
| Q1 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M415 | | GUG BLT2016 HY | 88,593 | 120,208 | +31,615 | $2,294,000 | $3,167,000 | +$873,000 | 2015-04-22 |
|---|
| Q1 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M381 | | GUG BLT2018 HY | 9,957 | 42,268 | +32,311 | $256,000 | $1,097,000 | +$841,000 | 2015-04-22 |
|---|
| Q1 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M548 | | GUGG CRP BD 2017 | 9,253 | 14,599 | +5,346 | $210,000 | $333,000 | +$123,000 | 2015-04-22 |
|---|
| Q1 2015 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M423 | | GUGG BULL 2015 | 119,934 | 121,253 | +1,319 | $3,103,000 | $3,166,000 | +$63,000 | 2015-04-22 |
|---|
| Q1 2015 | COLUMBIA PPTY TR INC
CUSIP 198287203 | | COM NEW | 14,919 | 15,113 | +194 | $378,000 | $408,000 | +$30,000 | 2015-04-22 |
|---|
| Q4 2014 | NEW YORK MTG TR INC
CUSIP 649604501 | | COM PAR $.02 | 36,345 | 36,497 | +152 | $263,000 | $281,000 | +$18,000 | 2015-01-14 |
|---|
| Q4 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 30,426 | 30,926 | +500 | $814,000 | $803,000 | -$11,000 | 2015-01-14 |
|---|
| Q4 2014 | MANAGED HIGH YIELD PLUS FD I
CUSIP 561911108 | | COM | 17,500 | 20,000 | +2,500 | $35,000 | $36,000 | +$1,000 | 2015-01-14 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 8,575 | 30,426 | +21,851 | $237,000 | $814,000 | +$577,000 | 2014-10-16 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M415 | | GUG BLT2016 HY | 82,229 | 91,283 | +9,054 | $2,256,000 | $2,432,000 | +$176,000 | 2014-10-16 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M555 | | GUGG CRP BD 2016 | 16,540 | 20,640 | +4,100 | $370,000 | $461,000 | +$91,000 | 2014-10-16 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M571 | | GUGG CRP BD 2014 | 19,239 | 23,339 | +4,100 | $406,000 | $492,000 | +$86,000 | 2014-10-16 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M563 | | GUGG CRP BD 2015 | 22,263 | 26,363 | +4,100 | $488,000 | $573,000 | +$85,000 | 2014-10-16 |
|---|
| Q3 2014 | NEW YORK MTG TR INC
CUSIP 649604501 | | COM PAR $.02 | 24,963 | 36,345 | +11,382 | $195,000 | $263,000 | +$68,000 | 2014-10-16 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M423 | | GUGG BULL 2015 | 122,019 | 125,073 | +3,054 | $3,285,000 | $3,307,000 | +$22,000 | 2014-10-16 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M431 | | GUGG BULL 2014 | 124,784 | 124,935 | +151 | $3,301,000 | $3,296,000 | -$5,000 | 2014-10-16 |
|---|
| Q2 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M415 | | GUG BLT2016 HY | 79,150 | 82,229 | +3,079 | $2,161,000 | $2,256,000 | +$95,000 | 2014-07-07 |
|---|
| Q2 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M423 | | GUGG BULL 2015 | 119,342 | 122,019 | +2,677 | $3,226,000 | $3,285,000 | +$59,000 | 2014-07-07 |
|---|
| Q2 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M399 | | GUG BLT2017 HY | 7,503 | 8,575 | +1,072 | $206,000 | $237,000 | +$31,000 | 2014-07-07 |
|---|
| Q2 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M563 | | GUGG CRP BD 2015 | 22,156 | 22,263 | +107 | $485,000 | $488,000 | +$3,000 | 2014-07-07 |
|---|
| Q2 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M555 | | GUGG CRP BD 2016 | 16,432 | 16,540 | +108 | $368,000 | $370,000 | +$2,000 | 2014-07-07 |
|---|
| Q1 2014 | COLUMBIA PPTY TR INC
CUSIP 198287203 | | COM NEW | 10,244 | 16,794 | +6,550 | $256,000 | $458,000 | +$202,000 | 2014-04-04 |
|---|
| Q1 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M415 | | GUG BLT2016 HY | 75,026 | 79,150 | +4,124 | $2,027,000 | $2,161,000 | +$134,000 | 2014-04-04 |
|---|
| Q1 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M423 | | GUGG BULL 2015 | 116,107 | 119,342 | +3,235 | $3,109,000 | $3,226,000 | +$117,000 | 2014-04-04 |
|---|
| Q1 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M563 | | GUGG CRP BD 2015 | 20,999 | 22,156 | +1,157 | $459,000 | $485,000 | +$26,000 | 2014-04-04 |
|---|
| Q1 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M431 | | GUGG BULL 2014 | 126,295 | 127,220 | +925 | $3,368,000 | $3,378,000 | +$10,000 | 2014-04-04 |
|---|
| Q1 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M571 | | GUGG CRP BD 2014 | 20,030 | 20,186 | +156 | $426,000 | $427,000 | +$1,000 | 2014-04-04 |
|---|
| Q4 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M415 | | GUG BLT2016 HY | 17,157 | 75,026 | +57,869 | $456,000 | $2,027,000 | +$1,571,000 | 2014-02-13 |
|---|
| Q4 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M423 | | GUGG BULL 2015 | 80,486 | 116,107 | +35,621 | $2,139,000 | $3,109,000 | +$970,000 | 2014-02-13 |
|---|
| Q4 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M431 | | GUGG BULL 2014 | 105,328 | 126,295 | +20,967 | $2,806,000 | $3,368,000 | +$562,000 | 2014-02-13 |
|---|
| Q4 2013 | NEW YORK MTG TR INC
CUSIP 649604501 | | COM PAR $.02 | 14,908 | 15,621 | +713 | $94,000 | $109,000 | +$15,000 | 2014-02-13 |
|---|
| Q4 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M563 | | GUGG CRP BD 2015 | 20,691 | 20,999 | +308 | $452,000 | $459,000 | +$7,000 | 2014-02-13 |
|---|
| Q4 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M571 | | GUGG CRP BD 2014 | 19,724 | 20,030 | +306 | $420,000 | $426,000 | +$6,000 | 2014-02-13 |
|---|
| Q3 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M431 | | GUGG BULL 2014 | 70,811 | 105,328 | +34,517 | $1,860,000 | $2,806,000 | +$946,000 | 2013-11-04 |
|---|
| Q3 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M423 | | GUGG BULL 2015 | 49,065 | 80,486 | +31,421 | $1,289,000 | $2,139,000 | +$850,000 | 2013-11-04 |
|---|
| Q3 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M449 | | GUGG BULL 2013 | 73,527 | 81,281 | +7,754 | $1,884,000 | $2,072,000 | +$188,000 | 2013-11-04 |
|---|
| Q3 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M589 | | GUGG CRP BD 2013 | 18,443 | 22,444 | +4,001 | $383,000 | $465,000 | +$82,000 | 2013-11-04 |
|---|
| Q3 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M415 | | GUG BLT2016 HY | 14,400 | 17,157 | +2,757 | $375,000 | $456,000 | +$81,000 | 2013-11-04 |
|---|
| Q3 2013 | FEDERAL REALTY INVT TR
CUSIP 313747206 | | SH BEN INT NEW | 2,000 | 2,200 | +200 | $205,000 | $227,000 | +$22,000 | 2013-11-04 |
|---|
| Q3 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M563 | | GUGG CRP BD 2015 | 20,384 | 20,691 | +307 | $444,000 | $452,000 | +$8,000 | 2013-11-04 |
|---|
| Q3 2013 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M571 | | GUGG CRP BD 2014 | 19,418 | 19,724 | +306 | $413,000 | $420,000 | +$7,000 | 2013-11-04 |
|---|