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PRINCIPAL SECURITIES, INC. Historic Quarter Change: Foreign Preferred Shares, Sold Out

PRINCIPAL SECURITIES, INC. historic quarter change: Foreign Preferred Shares, Sold out

In preferred shares (depositary receipts and foreign shares traded over the counter), over 10 quarters from 2023-12-31 to 2026-06-30, PRINCIPAL SECURITIES, INC. opened 0 positions, added to 20, reduced 7 and sold out of 6.

  • Q4 2025: Stock ITUB; Country of operation —; Class SPON ADR REP PFD; Shares before 3,442.
  • Q4 2025: Stock CIG; Country of operation —; Class SP ADR N-V PFD; Shares before 1,000.
  • Q4 2025: Stock BBD; Country of operation —; Class SP ADR PFD NEW; Shares before 607.
  • Q4 2025: Stock GGB; Country of operation —; Class SPON ADR REP PFD; Shares before 68.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 12600), 10 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-04); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-13); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-12); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-04-30); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-01-30); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-10-28); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-07-31); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2023-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2025ITUB
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD3,4420-3,442$25,264$0-$25,2642026-02-12
Q4 2025CIG
CIA ENERGETICA DE MINAS GERA
SP ADR N-V PFD1,0000-1,000$2,110$0-$2,1102026-02-12
Q4 2025BBD
BANCO BRADESCO S A
SP ADR PFD NEW6070-607$2,052$0-$2,0522026-02-12
Q4 2025GGB
GERDAU SA
SPON ADR REP PFD680-68$211$0-$2112026-02-12
Q2 2025BANCOLOMBIA S A
CUSIP 05968L102
SPON ADR PREF1180-118$3,718$0-$3,7182025-08-11
Q3 2024CENTRAIS ELETRICAS BRASILEIR
CUSIP 15234Q108
SPON ADR PFD B150-15$107$0-$1072024-10-28

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