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Prime Capital Investment Advisors, LLC Historic Quarter Change: Foreign ETF, Added

Prime Capital Investment Advisors, LLC historic quarter change: Foreign ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), over 10 quarters from 2023-12-31 to 2026-06-30, Prime Capital Investment Advisors, LLC opened 1 positions, added to 9, reduced 10 and sold out of 1.

  • Q2 2026: Stock NAC; Country of operation —; Class ADR; Shares before 48,246.
  • Q4 2025: Stock BABA; Country of operation —; Class ADR; Shares before 23,528.
  • Q3 2025: Stock BABA; Country of operation —; Class ADR; Shares before 4,040.
  • Q1 2025: Stock BABA; Country of operation —; Class ADR; Shares before 3,970.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1731446), 10 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-05); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-08); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-21); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-05); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-07-23); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-12); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-05); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-09); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2017-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2026NAC
NUVEEN CA DIVI ADV MUN COM
ADR48,24648,326+80$562,067$585,716+$23,6492026-08-05
Q4 2025BABA
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR23,52827,562+4,034$4,205,146$4,040,027-$165,1192026-01-21
Q3 2025BABA
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR4,04023,528+19,488$458,208$4,205,146+$3,746,9382025-11-05
Q1 2025BABA
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR3,9706,616+2,646$336,640$874,791+$538,1512025-05-13
Q4 2024NAC
NUVEEN CA QUALTY MUN INCOME COM
Stock61,84279,190+17,348$735,305$894,055+$158,7502025-02-12
Q3 2024BABA
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR4,2524,973+721$306,125$527,765+$221,6402024-11-05
Q3 2024NAC
NUVEEN CA QUALTY MUN INCOME COM
Stock61,80461,842+38$712,595$735,305+$22,7102024-11-05
Q1 2024BABA
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR4,4716,461+1,990$346,547$467,498+$120,9512024-05-15
Q1 2024NAC
NUVEEN CA QUALTY MUN INCOME COM
Stock64,70664,776+70$717,592$713,836-$3,7562024-05-15

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