PRELUDE CAPITAL MANAGEMENT, LLC historic quarter change: Foreign Options, Sold out
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), over 24 quarters from 2013-03-31 to 2026-06-30, PRELUDE CAPITAL MANAGEMENT, LLC opened 44 positions, added to 7, reduced 4 and sold out of 50.
- Q3 2025: Stock SE; Country of operation Singapore; Class SPONSORD ADS · Put; Shares before 195.
- Q2 2025: Stock TSM; Country of operation —; Class SPONSORED ADS · Put; Shares before 2,600.
- Q1 2025: Stock NVO; Country of operation —; Class ADR · Call; Shares before 3,300.
- Q4 2024: Stock TSM; Country of operation —; Class SPONSORED ADS · Call; Shares before 3,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1387508), 24 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-14); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14); Q2 2013 (2013-03-31 to 2013-06-30, filed 2013-08-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2025 | SE
SEA LTD | Singapore | SPONSORD ADS · Put | 195 | 0 | -195 | $212,848 | $0 | -$212,848 | 2025-11-14 |
|---|
| Q2 2025 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADS · Put | 2,600 | 0 | -2,600 | $431,600 | $0 | -$431,600 | 2025-08-14 |
|---|
| Q1 2025 | NVO
NOVO-NORDISK A S | | ADR · Call | 3,300 | 0 | -3,300 | $283,866 | $0 | -$283,866 | 2025-05-15 |
|---|
| Q4 2024 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADS · Call | 3,000 | 0 | -3,000 | $521,010 | $0 | -$521,010 | 2025-02-14 |
|---|
| Q3 2024 | BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Call | 21,500 | 0 | -21,500 | $1,548,000 | $0 | -$1,548,000 | 2024-11-14 |
|---|
| Q1 2024 | JD
JD.COM INC | | SPON ADR CL A · Call | 15,000 | 0 | -15,000 | $433,350 | $0 | -$433,350 | 2024-05-15 |
|---|
| Q1 2024 | SOS LIMITED
CUSIP 83587W205 | | SPON ADS · Call | 17,900 | 0 | -17,900 | $82,340 | $0 | -$82,340 | 2024-05-15 |
|---|
| Q2 2016 | BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Put | 33,000 | 0 | -33,000 | $2,608,000 | $0 | -$2,608,000 | 2016-08-15 |
|---|
| Q2 2016 | ARM HLDGS PLC
CUSIP 042068106 | | SPONSORED ADR · Put | 5,800 | 0 | -5,800 | $253,000 | $0 | -$253,000 | 2016-08-15 |
|---|
| Q4 2015 | BIDU
BAIDU INC | | SPON ADR REP A · Call | 3,100 | 0 | -3,100 | $426,000 | $0 | -$426,000 | 2016-02-16 |
|---|
| Q4 2015 | BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Call | 2,000 | 0 | -2,000 | $118,000 | $0 | -$118,000 | 2016-02-16 |
|---|
| Q4 2015 | SNN
SMITH & NEPHEW PLC | | SPDN ADR · Call | 1,000 | 0 | -1,000 | $35,000 | $0 | -$35,000 | 2016-02-16 |
|---|
| Q3 2015 | SOUFUN HLDGS LTD
CUSIP 836034108 | | ADR · Call | 44,700 | 0 | -44,700 | $376,000 | $0 | -$376,000 | 2015-11-16 |
|---|
| Q2 2015 | SAP
SAP SE | | SPON ADR · Put | 5,000 | 0 | -5,000 | $361,000 | $0 | -$361,000 | 2015-08-14 |
|---|
| Q2 2015 | SNY
SANOFI | | SPONSORED ADR · Call | 1,000 | 0 | -1,000 | $49,000 | $0 | -$49,000 | 2015-08-14 |
|---|
| Q2 2015 | E HOUSE CHINA HLDGS LTD
CUSIP 26852W103 | | ADR · Call | 3,000 | 0 | -3,000 | $16,000 | $0 | -$16,000 | 2015-08-14 |
|---|
| Q2 2015 | SKY-MOBI LTD
CUSIP 83084G109 | | SPONSORED ADS · Call | 2,000 | 0 | -2,000 | $7,000 | $0 | -$7,000 | 2015-08-14 |
|---|
| Q1 2015 | BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Put | 7,600 | 0 | -7,600 | $790,000 | $0 | -$790,000 | 2015-05-15 |
|---|
| Q1 2015 | FLAMEL TECHNOLOGIES SA
CUSIP 338488109 | | SPONSORED ADR · Call | 1,500 | 0 | -1,500 | $26,000 | $0 | -$26,000 | 2015-05-15 |
|---|
| Q4 2014 | BCS
BARCLAYS PLC | | ADR · Call | 7,100 | 0 | -7,100 | $2,618,000 | $0 | -$2,618,000 | 2015-02-13 |
|---|
| Q4 2014 | TRINITY BIOTECH PLC
CUSIP 896438306 | | SPON ADR · Call | 70,600 | 0 | -70,600 | $1,290,000 | $0 | -$1,290,000 | 2015-02-13 |
|---|
| Q4 2014 | FMS
FRESENIUS MED CARE AG&CO KGA | | SPONSORED ADR · Put | 11,400 | 0 | -11,400 | $790,000 | $0 | -$790,000 | 2015-02-13 |
|---|
| Q4 2014 | TATA MTRS LTD
CUSIP 876568502 | | SPONSORED ADR · Put | 18,000 | 0 | -18,000 | $787,000 | $0 | -$787,000 | 2015-02-13 |
|---|
| Q3 2014 | MEDTRONIC INC
CUSIP 585055106 | | COM · Call | 14,000 | 0 | -14,000 | $893,000 | $0 | -$893,000 | 2014-11-14 |
|---|
| Q3 2014 | PERFECT WORLD CO LTD
CUSIP 71372U104 | | SPON ADR REP B · Call | 2,700 | 0 | -2,700 | $53,000 | $0 | -$53,000 | 2014-11-14 |
|---|
| Q3 2014 | LNWO
SCIENTIFIC GAMES CORP | United States | CL A · Call | 2,600 | 0 | -2,600 | $29,000 | $0 | -$29,000 | 2014-11-14 |
|---|
| Q3 2014 | NQ MOBILE INC
CUSIP 64118U108 | | ADR REPSTG CL A · Put | 2,400 | 0 | -2,400 | $15,000 | $0 | -$15,000 | 2014-11-14 |
|---|
| Q2 2014 | IBN
ICICI BK LTD | | ADR · Put | 30,000 | 0 | -30,000 | $1,314,000 | $0 | -$1,314,000 | 2014-08-14 |
|---|
| Q2 2014 | FMS
FRESENIUS MED CARE AG&CO KGA | | SPONSORED ADR · Call | 17,400 | 0 | -17,400 | $1,186,000 | $0 | -$1,186,000 | 2014-08-14 |
|---|
| Q2 2014 | FLAMEL TECHNOLOGIES SA
CUSIP 338488109 | | SPONSORED ADR · Call | 16,100 | 0 | -16,100 | $216,000 | $0 | -$216,000 | 2014-08-14 |
|---|
| Q2 2014 | VALE
VALE S A | | ADR · Put | 15,000 | 0 | -15,000 | $207,000 | $0 | -$207,000 | 2014-08-14 |
|---|
| Q2 2014 | GOL LINHAS AEREAS INTLG S A
CUSIP 38045R107 | | SP ADR REP PFD · Call | 11,800 | 0 | -11,800 | $57,000 | $0 | -$57,000 | 2014-08-14 |
|---|
| Q2 2014 | BCS
BARCLAYS PLC | | ADR · Call | 3,000 | 0 | -3,000 | $12,000 | $0 | -$12,000 | 2014-08-14 |
|---|
| Q2 2014 | NWBO
NORTHWEST BIOTHERAPEUTICS IN | United States | COM PAR 0.001 · Call | 500 | 0 | -500 | $4,000 | $0 | -$4,000 | 2014-08-14 |
|---|
| Q1 2014 | VODAFONE GROUP PLC NEW
CUSIP 92857W209 | | SPONS ADR · Call | 27,000 | 0 | -27,000 | $1,061,000 | $0 | -$1,061,000 | 2014-05-15 |
|---|
| Q1 2014 | TRINITY BIOTECH PLC
CUSIP 896438306 | | SPON ADR · Call | 10,000 | 0 | -10,000 | $251,000 | $0 | -$251,000 | 2014-05-15 |
|---|
| Q1 2014 | NOK
NOKIA CORP | | SPONSORED ADR · Put | 19,100 | 0 | -19,100 | $155,000 | $0 | -$155,000 | 2014-05-15 |
|---|
| Q1 2014 | E HOUSE CHINA HLDGS
CUSIP 26852W103 | | LTD ADR · Call | 2,500 | 0 | -2,500 | $38,000 | $0 | -$38,000 | 2014-05-15 |
|---|
| Q4 2013 | VODAFONE GROUP PLC NEW
CUSIP 92857W209 | | SPONS ADR NEW · Call | 27,000 | 0 | -27,000 | $950,000 | $0 | -$950,000 | 2014-02-14 |
|---|
| Q4 2013 | HOME INNS & HOTELS MGMT INC
CUSIP 43713W107 | | SPON ADR · Put | 3,500 | 0 | -3,500 | $116,000 | $0 | -$116,000 | 2014-02-14 |
|---|
| Q3 2013 | SEAGATE TECHNOLOGY PLC
CUSIP G7945M107 | | SHS · Call | 20,000 | 0 | -20,000 | $897,000 | $0 | -$897,000 | 2013-11-14 |
|---|
| Q3 2013 | SEAGATE TECHNOLOGY PLC
CUSIP G7945M107 | | SHS · Put | 10,000 | 0 | -10,000 | $448,000 | $0 | -$448,000 | 2013-11-14 |
|---|
| Q3 2013 | FMS
FRESENIUS MED CARE AG&CO KGA | | SPONSORED ADR · Put | 6,200 | 0 | -6,200 | $219,000 | $0 | -$219,000 | 2013-11-14 |
|---|
| Q3 2013 | TRINITY BIOTECH PLC
CUSIP 896438306 | | SPON ADR · Call | 10,000 | 0 | -10,000 | $169,000 | $0 | -$169,000 | 2013-11-14 |
|---|
| Q3 2013 | ING
ING GROEP N V | | SPONSORED ADR · Call | 14,000 | 0 | -14,000 | $127,000 | $0 | -$127,000 | 2013-11-14 |
|---|
| Q3 2013 | BCS
BARCLAYS PLC | | ADR · Call | 4,000 | 0 | -4,000 | $68,000 | $0 | -$68,000 | 2013-11-14 |
|---|
| Q3 2013 | BHP
BHP BILLITON LTD | | SPONSORED ADR · Call | 1,000 | 0 | -1,000 | $58,000 | $0 | -$58,000 | 2013-11-14 |
|---|
| Q2 2013 | NOK
NOKIA CORP | | SPONSORED ADR · Put | 70,000 | 0 | -70,000 | $230,000 | $0 | -$230,000 | 2013-08-14 |
|---|
| Q2 2013 | ROYAL BK SCOTLND GRP PLC
CUSIP 780097689 | | SPONS ADR 20 ORD · Call | 10,000 | 0 | -10,000 | $84,000 | $0 | -$84,000 | 2013-08-14 |
|---|
| Q2 2013 | BIDU
BAIDU INC | | SPON ADR REP A · Call | 800 | 0 | -800 | $70,000 | $0 | -$70,000 | 2013-08-14 |
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