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PIPER SANDLER & CO. Historic Quarter Change: USA Bonds: Convertible Notes, Sold Out

PIPER SANDLER & CO. historic quarter change: USA Bonds: Convertible Notes, Sold out

In convertible notes that pay a coupon (listed in the US), over 21 quarters from 2013-12-31 to 2026-06-30, PIPER SANDLER & CO. opened 128 positions, added to 64, reduced 19 and sold out of 128.

  • Q2 2026: Stock PENN ENTERTAINMENT INC; Country of operation United States; Class NOTE 2.750% 5/1; Principal before $19,267,000.
  • Q2 2026: Stock CRACKER BARREL OLD CTRY STOR; Country of operation United States; Class NOTE 0.625% 6/1; Principal before $15,420,000.
  • Q2 2026: Stock AMERICAN WTR CAP CORP; Country of operation United States; Class NOTE 3.625% 6/1; Principal before $11,830,000.
  • Q2 2026: Stock DUKE ENERGY CORP NEW; Country of operation United States; Class NOTE 4.125% 4/1; Principal before $1,706,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 724683), 21 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-28); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-12); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-12); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-13); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-10); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-13); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-08); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-13); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassPrincipal beforePrincipal afterShare changeValue beforeValue afterValue changeFiled
Q2 2026PENN ENTERTAINMENT INC
CUSIP 707569AU3
United StatesNOTE 2.750% 5/1$19,267,000$0-19,267,000$19,018,456$0-$19,018,4562026-07-28
Q2 2026CRACKER BARREL OLD CTRY STOR
CUSIP 22410JAB2
United StatesNOTE 0.625% 6/1$15,420,000$0-15,420,000$15,082,688$0-$15,082,6882026-07-28
Q2 2026AMERICAN WTR CAP CORP
CUSIP 03040WBE4
United StatesNOTE 3.625% 6/1$11,830,000$0-11,830,000$11,693,955$0-$11,693,9552026-07-28
Q2 2026DUKE ENERGY CORP NEW
CUSIP 26441CBY0
United StatesNOTE 4.125% 4/1$1,706,000$0-1,706,000$1,912,462$0-$1,912,4622026-07-28
Q2 2026PROGRESS SOFTWARE CORP
CUSIP 743312AB6
United StatesNOTE 1.000% 4/1$900,000$0-900,000$897,750$0-$897,7502026-07-28
Q2 2026Q2 HLDGS INC
CUSIP 74736LAD1
United StatesNOTE 0.750% 6/0$390,000$0-390,000$387,426$0-$387,4262026-07-28
Q2 2026COINBASE GLOBAL INC
CUSIP 19260QAB3
United StatesNOTE 0.500% 6/0$139,000$0-139,000$137,860$0-$137,8602026-07-28

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