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OTA Financial Group L.P. Historic Quarter Change: USA Everything Else, Added

OTA Financial Group L.P. historic quarter change: USA Everything Else, Added

In partnership units, exchange-traded notes and anything else (listed in the US), over 11 quarters from 2013-06-30 to 2016-09-30, OTA Financial Group L.P. opened 37 positions, added to 2, reduced 6 and sold out of 46.

  • Q3 2016: Stock WESTERN GAS EQUITY PARTNERS; Country of operation —; Class COMUNT LTD PT; Shares before 12,000.
  • Q4 2015: Stock ARCELORMITTAL; Country of operation —; Class MAND CV NT 16; Shares before 21,995.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1317346), 11 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-27); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-27); Q4 2015 (2015-06-30 to 2015-12-31, filed 2016-02-05); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-17); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-11); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-12); Q3 2014 (2014-03-31 to 2014-09-30, filed 2014-11-13); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-30); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-12); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2004-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016WESTERN GAS EQUITY PARTNERS
CUSIP 95825R103
COMUNT LTD PT12,00018,772+6,772$459,000$797,000+$338,0002016-10-27
Q4 2015ARCELORMITTAL
CUSIP L0302D178
MAND CV NT 1621,99597,918+75,923$380,000$804,000+$424,0002016-02-05

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